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| Topic | Details |
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| Topic 1 | - Compliance: Regulatory compliance refers to an organization’s commitment to understanding and adhering to applicable laws, policies, and regulations to operate within established legal and ethical standards.
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| Topic 2 | - Cybersecurity: Cybersecurity, also known as IT security or computer security, involves safeguarding computer systems, networks, and data from unauthorized access, theft, damage, or disruption to ensure the integrity and availability of digital information.
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| Topic 3 | - Risk Management: Risk management is the systematic process of identifying, evaluating, and implementing strategies to reduce or control the impact of potential uncertainties on organizational goals.
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| Topic 4 | - Framework Design: Framework design is the process of developing a reusable structural foundation that supports and guides the creation and organization of software systems.
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| Topic 5 | - Continuous Improvement Process (CI, CIP): A continuous or continual improvement process (CIP or CI) involves ongoing, systematic efforts to enhance products, services, or operational processes to achieve higher efficiency and effectiveness over time.
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| Topic 6 | - Security Breaches: Security breaches occur when unauthorized access or violations of security protocols are detected or imminent, potentially compromising data or system integrity.
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APMG-International ISO/IEC 27001 (2022) Foundation Exam Sample Questions (Q36-Q41):
NEW QUESTION # 36
Which information is required to be included in the Statement of Applicability?
- A. The justification for including each information security control
- B. The risk assessment approach of the organization
- C. The criteria against which risk will be evaluated
- D. The scope and boundaries of the ISMS
Answer: A
Explanation:
Clause 6.1.3 (d) requires that the organization"produce a Statement of Applicability that contains the necessary controls (see Annex A), and justification for inclusions, whether they are implemented or not, and the justification for exclusions." This is the defining requirement of the SoA: it documents which Annex A controls are relevant, which are implemented, and the justification for inclusion/exclusion. While the ISMS scope (A) is documented in Clause 4.3, and risk evaluation criteria (C) are defined in Clause 6.1.2, these do not belong in the SoA. The SoA does not describe the full risk assessment approach (B); that is part of the risk assessment methodology.
Therefore, the mandatory requirement for the SoA isjustification for including (or excluding) each information security control.
NEW QUESTION # 37
Which statement about the conduct of audits is true?
- A. During Stage 1 of a certification audit, evidence is collected by observing activities
- B. Third party audits are conducted by a customer of the organization
- C. One of the focus areas for a surveillance audit is the output from internal audits and management reviews
- D. The certificate issued after a successful re-certification audit in typical schemes lasts for one year
Answer: C
Explanation:
Clause 9.2 (Internal Audit) and Clause 9.3 (Management Review) highlight that audit outputs and management reviews are key inputs for evaluating ISMS performance. Surveillance audits, conducted by Certification Bodies, check ongoing compliance and effectiveness. ISO certification schemes (per ISO/IEC
17021) require surveillance audits to verify whether corrective actions and continuous improvements are being made. A critical focus area is theresults of internal audits and management reviews, ensuring that the organization maintains its ISMS between certification cycles.
Option A is incorrect - third-party audits are performed by independent Certification Bodies, not customers.
Option B is incorrect - certificates are typically valid forthree yearswith annual surveillance. Option D is incorrect - Stage 1 is primarily adocumentation and readiness review, not evidence observation.
Therefore, the verified correct answer isC.
NEW QUESTION # 38
What is the purpose of corrective action in ISO/IEC 27001?
- A. To eliminate the cause of a nonconformity and prevent recurrence
- B. To punish employees
- C. To perform an external audit
- D. To increase the number of controls
Answer: A
Explanation:
Corrective action addresses the root cause of a nonconformity rather than its symptoms. By identifying causes and implementing appropriate actions, organizations reduce the likelihood of similar issues occurring again and support continual improvement of the ISMS.
NEW QUESTION # 39
Which action is an organization required to take to ensure that personnel are competent to perform their assigned tasks within the ISMS?
- A. Identify products which could be used in the organization to improve ISMS performance and effectiveness
- B. Ensure all personnel are trained to ISO/IEC 27001 Foundation level
- C. Ensure that the controls for compliance with legal and contractual requirements are implemented
- D. Hold up-to-date records on training, skills, experience and qualifications
Answer: D
Explanation:
Clause 7.2 (Competence) requires the organization to:
* "determine the necessary competence of person(s) doing work under its control that affects its information security performance;"
* "ensure that these persons are competent on the basis of appropriate education, training, or experience;"
* "retain appropriate documented information as evidence of competence." This makesholding up-to-date records on training, skills, experience, and qualifications(D) the correct answer. Option A is irrelevant to competence. Option B is incorrect since ISO does not require Foundation- level training - competence is context-based. Option C is related to compliance but does not ensure individual competence.
Thus, the verified correct answer isD.
NEW QUESTION # 40
According to ISO/IEC 27000, what is the definition of a threat?
- A. A weakness of an asset or control
- B. The remaining risk after risk treatment
- C. A potential cause of an unwanted incident which can result in harm to a system or organization
- D. A security control
Answer: C
Explanation:
A threat is any potential cause of an unwanted incident that may damage assets or disrupt business operations. It differs from a vulnerability, which is a weakness, and residual risk, which is the risk remaining after treatment.
NEW QUESTION # 41
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