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ASET ASET-Ethics-Examination Exam Syllabus Topics:

SectionObjectives
Topic 1: Professional Ethics and Responsibility- Code of ethics and professional conduct
  • 1. Duty to employer and clients
    • 2. Ethical obligations to the public
      Topic 2: Engineering Law and Regulation- Regulatory framework in Alberta/Canada
      • 1. Professional governance and licensing bodies
        • 2. Legal liability and negligence
          Topic 3: Workplace and Engineering Management- Professional responsibility in organizations
          • 1. Conflict of interest
            • 2. Confidentiality and intellectual property
              Topic 4: Professional Practice and Accountability- Standards of practice
              • 1. Quality assurance and due diligence
                • 2. Professional judgment and decision-making

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                  ASET Ethics Examination-ASET Professional Practice Exam (PPE) Sample Questions (Q110-Q115):

                  NEW QUESTION # 110
                  In relation to the discipline process for ASET members, what does "professional member" mean?

                  Answer: D

                  Explanation:
                  In the context of the Engineering and Geoscience Professions Act (EGPA) and the bylaws that govern ASET's disciplinary procedures, exact terminology is crucial for determining legal jurisdiction. The disciplinary authority of ASET applies strictly to those who hold legal status within the organization.
                  While "professional member" is a term heavily used by APEGA to denote P.Eng. or P.Geo. status, within ASET's regulatory umbrella (and general legislative phrasing concerning individuals subject to discipline), it refers broadly to a "regulated member." A regulated member is an individual who has met the full academic and experiential requirements and is actively registered to use a protected title (such as Certified Engineering Technologist (C.E.T.), Certified Technician (C.Tech.), or Professional Technologist (P.Tech.)). Retired members, student members, and members-in-training (T.T.) belong to different membership categories with varying scopes of practice and regulatory oversight, but the core discipline process primarily targets fully regulated, practicing members who are providing services directly to the public.


                  NEW QUESTION # 111
                  A regulated member of ASET is approached by a friend, whose small engineering company requires some programming work. Although the regulated member's company does this type of work, the friend advises that the company's rates are too high and asks the regulated member to personally complete the work for a reduced fee. Which of the following statements best describes what action(s) the member should take in this circumstance?

                  Answer: C

                  Explanation:
                  This scenario presents a clear and direct conflict of interest, as well as a breach of the ethical duty of fidelity to one's employer. By accepting "moonlighting" work that directly competes with the services offered by their primary employer, the member would be undermining their employer's business and potentially misusing skills or resources developed on company time. The ASET Code of Ethics mandates that members act with integrity towards their employers and strictly avoid conflicts of interest. Secretly undercutting the employer's rates to benefit a friend is highly unethical and violates the trust inherent in the employment contract. The member must firmly reject the offer to do the work privately. Furthermore, full transparency is required; the member should notify their employer about the situation. This disclosure protects the member from future allegations of misconduct and allows the employer to handle the business lead appropriately, perhaps by formally negotiating a lower rate through official company channels, thus keeping all professional activities ethical and above board.


                  NEW QUESTION # 112
                  How many days does a rejected applicant have to submit a notice of appeal on the ASET Registrar?

                  Answer: A

                  Explanation:
                  Administrative fairness and natural justice are core tenets of the regulatory framework established by the Engineering and Geoscience Professions Act (EGPA). When an applicant applies for a protected designation (such as C.Tech. or C.E.T.) and the Board of Examiners rejects their application-perhaps due to insufficient experience or academic deficiencies-the applicant has the legal right to challenge that decision. However, this right is governed by strict statutory timelines to ensure administrative efficiency and finality. According to the legislation, a rejected applicant must serve a formal, written notice of appeal on the ASET Registrar within 30 days from the date they receive the official notice of rejection. If the applicant fails to submit their appeal within this 30-day window, the decision of the Board of Examiners becomes final and binding, and the applicant forfeits their right to have the decision reviewed by the Appeal Board during that application cycle.


                  NEW QUESTION # 113
                  Which of the following is the first phase of an environmental site assessment?

                  Answer: A

                  Explanation:
                  In environmental engineering and technology, an Environmental Site Assessment (ESA) is conducted in strict, standardized phases to manage risk and costs effectively. A Phase 1 ESA is explicitly a non- intrusive, preliminary investigation. Its sole purpose is to determine the likelihood that environmental contamination exists on a property. The correct action during this first phase is gathering information about the property. This involves conducting historical research (reviewing old maps, land titles, and aerial photographs), conducting site walk-throughs to look for visual evidence (like stained soil or abandoned barrels), and interviewing past and present owners or neighbors. Phase 1 does not involve physically testing the soil or water (Option D); physical sampling and detailed descriptions of contaminants happen in a Phase 2 ESA. Recommending and executing a cleanup or remediation process (Option A) is the function of a Phase 3 ESA.


                  NEW QUESTION # 114
                  Which of the following statements best describes what access members of the public have to hearings before the ASET Discipline Committee or ASET Appeal Board?

                  Answer: A

                  Explanation:
                  Self-regulating professions operate under a social contract where the government grants them the privilege to govern themselves in exchange for prioritizing public protection. A key tenet of this system is transparency. Therefore, under the Engineering and Geoscience Professions Act (EGPA), disciplinary hearings conducted by the ASET Discipline Committee or Appeal Board are, by default, open to the public. This ensures that the public can witness that the profession is holding its members accountable and administering justice fairly. However, this is not an absolute rule. The Committee or Board possesses the legal authority to order a hearing (or portions of it) closed to the public if doing so is necessary to protect highly sensitive information. This exception is typically invoked to protect the identity of a victim of harassment, to protect highly confidential medical records, or to prevent the disclosure of proprietary corporate trade secrets that might be discussed as evidence during the hearing.


                  NEW QUESTION # 115
                  ......

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