ISO-IEC-27001-Lead-Auditor Exam Objectives | Reliable ISO-IEC-27001-Lead-Auditor Exam Simulator

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PECB ISO-IEC-27001-Lead-Auditor Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Information Security Controls (ISO/IEC 27002:2022)25%- Control categories and implementation guidance
  • 1. Technological controls
    • 2. Organizational controls
      • 3. Physical controls
        • 4. People controls
          Topic 2: Requirements of ISO/IEC 27001:202230%- Support, operation, performance evaluation and improvement
          • 1. Resource management and competence
            • 2. Corrective action and continual improvement
              • 3. Internal audit and management review
                - General requirements and ISMS scope definition
                • 1. Understanding the organization and its context
                  • 2. Determining ISMS boundaries and applicability
                    - Leadership and planning
                    • 1. Management commitment and policy establishment
                      • 2. Information security objectives and risk treatment planning
                        Topic 3: Fundamental Concepts of Information Security15%- Information security principles and definitions
                        • 1. Risk management fundamentals
                          • 2. Confidentiality, integrity, availability
                            - Overview of ISO/IEC 27000 family of standards
                            • 1. Relationship between ISO/IEC 27001 and other standards
                              • 2. Structure and scope of ISO/IEC 27000 series
                                Topic 4: Auditing Principles and Practices30%- Audit concepts and principles
                                • 1. Audit types and objectives
                                  • 2. Independence, objectivity and evidence-based approach
                                    - Audit execution
                                    • 1. Collecting and verifying audit evidence
                                      • 2. Conducting interviews and document reviews
                                        • 3. Identifying nonconformities and opportunities for improvement
                                          - Audit reporting and follow-up
                                          • 1. Structure and content of audit report
                                            • 2. Corrective action verification and closure
                                              - Audit preparation and planning
                                              • 1. Defining audit scope, criteria and methodology
                                                • 2. Development of audit plan and checklist

                                                  >> ISO-IEC-27001-Lead-Auditor Exam Objectives <<

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                                                  PECB Certified ISO/IEC 27001 Lead Auditor exam Sample Questions (Q95-Q100):

                                                  NEW QUESTION # 95
                                                  After completing Stage 1 and in preparation for a Stage 2 initial certification audit, the auditee informs the audit team leader that they wish to extend the audit scope to include two additional sites that have recently been acquired by the organisation.
                                                  Considering this information, what action would you expect the audit team leader to take?

                                                  Answer: B

                                                  Explanation:
                                                  According to the PECB Candidate Handbook for ISO/IEC 27001 Lead Auditor, the audit team leader should obtain information about the additional sites to inform the individual(s) managing the audit programme, as this may affect the audit objectives, scope, criteria, duration, resources, and risks. The audit team leader should also review the audit plan and make any necessary adjustments in consultation with the auditee and the audit client1. Reference: 1: PECB Candidate Handbook for ISO/IEC 27001 Lead Auditor, page 27, section 4.3.2.2.


                                                  NEW QUESTION # 96
                                                  Match the correct responsibility with each participant of a second-party audit:

                                                  Answer:

                                                  Explanation:

                                                  Explanation:

                                                  The correct responsibility with each participant of a second-party audit is:
                                                  * Prepares the audit report: Audit Team Leader. The audit team leader is responsible for coordinating the audit activities, communicating with the auditee and the customer, and preparing and delivering the audit report that summarizes the audit findings and conclusions1.
                                                  * Prepares audit checklists for use during the audit: Auditor. The auditor is responsible for collecting and verifying objective evidence during the audit, using audit checklists as a tool to guide the audit process and ensure that all relevant aspects of the audit criteria are covered1.
                                                  * Supports an auditor and provides feedback on their experience: Auditor in training. The auditor in training is a person who is learning how to perform audits under the supervision of an experienced auditor. The auditor in training supports the auditor by observing and participating in the audit activities, and provides feedback on their experience to improve their skills and competence1.
                                                  * Follows-up on audit findings within an agreed timeframe: Auditee. The auditee is the organisation that is being audited by the customer or a third party on behalf of the customer. The auditee is responsible for providing access and cooperation to the auditors, and for following up on the audit findings within an agreed timeframe, by implementing corrective actions or improvement measures as needed1.
                                                  * Provides an independent account of the audit but does not participate in the audit: Observer. The observer is a person who accompanies the audit team but does not participate in the audit activities. The observer may be a representative of the customer, a regulatory body, or another interested party. The observer provides an independent account of the audit but does not interfere with or influence the audit process or outcome1.
                                                  * Escorts the auditors but does not participate in the audit: Guide. The guide is a person who is appointed by the auditee to assist the audit team during the audit. The guide may escort the auditors to different locations, facilitate access to information and personnel, or provide clarification or explanation as requested by the auditors. The guide does not participate in the audit or influence its results1.


                                                  NEW QUESTION # 97
                                                  You are an ISMS auditor conducting a third-party surveillance audit of a telecom's provider. You are in the equipment staging room where network switches are pre-programmed before being despatched to clients. You note that recently there has been a significant increase in the number of switches failing their initial configuration test and being returned for reprogramming.
                                                  You ask the Chief Tester why and she says, 'It's a result of the recent ISMS upgrade'. Before the upgrade each technician had their own hard copy work instructions. Now, the eight members of my team have to share two laptops to access the clients' configuration instructions online. These delays put pressure on the technicians, resulting in more mistakes being made'.
                                                  Based solely on the information above, which clause of ISO to raise a nonconformity against' Select one.

                                                  Answer: E

                                                  Explanation:
                                                  According to ISO/IEC 27001:2022, which specifies the requirements for establishing, implementing, maintaining and continually improving an information security management system (ISMS), clause 8.1 requires an organization to plan, implement and control its processes needed to meet ISMS requirements2. This includes determining what needs to be done, how it will be done, who will do it, when it will be done, what resources are required, how performance will be evaluated, etc2. Therefore, if an ISMS auditor conducting a third-party surveillance audit of a telecom's provider notes that there has been a significant increase in the number of switches failing their initial configuration test and being returned for reprogramming due to a recent ISMS upgrade that reduced access to work instructions, this indicates a nonconformity against clause 8.1 of ISO/IEC 27001:2022. The organization has failed to plan and control its operational processes effectively to ensure information security and quality2. The other options are not correct clauses to raise a nonconformity against based solely on this information. For example, clause 7.5 deals with documented information required by ISMS or determined by an organization as necessary for its effectiveness2, but it does not specify how many copies or formats of work instructions should be available; clause 10.2 deals with nonconformity and corrective action as a response to an identified problem or incident2, but it does not address how to prevent or avoid such problems or incidents in operational processes; clause 7.3 deals with awareness of ISMS policy, objectives, roles and responsibilities among persons doing work under an organization's control2, but it does not relate to how work instructions are accessed or followed; clause 7.2 deals with competence of persons doing work under an organization's control that affects its ISMS performance2, but it does not imply that lack of competence is caused by insufficient work instructions; clause
                                                  7.4 deals with communication about ISMS among internal and external interested parties2, but it does not cover how operational information is communicated within an organization. References: ISO/IEC 27001:2022
                                                  - Information technology - Security techniques - Information security management systems - Requirements


                                                  NEW QUESTION # 98
                                                  The auditor should consider (1)-------when determining the (2)--------

                                                  Answer: B

                                                  Explanation:
                                                  The auditor should consider "audit risks" when determining the "audit objectives." Understanding the risks associated with the audit helps define the objectives clearly, ensuring that the audit focuses on the most significant areas of concern, aligns with the audit scope, and adequately addresses the risks identified.


                                                  NEW QUESTION # 99
                                                  What is the purpose of an Information Security policy?

                                                  Answer: B

                                                  Explanation:
                                                  The purpose of an information security policy is to provide direction and support to the management regarding information security. An information security policy is a statement of intent or direction that provides guidance for decision making and actions within an organization. It defines the scope, objectives, principles, and roles for information security management. It also establishes the general approach to information security and the expectations for compliance. An information security policy is the foundation of an information security management system (ISMS) based on ISO/IEC 27001:2022, which requires the organization to establish, implement, maintain, and continually improve an ISMS1. Therefore, the correct answer is C. Reference: ISO/IEC 27000:2022, clause 3.47; ISO/IEC 27001:2022, clause 5.2.


                                                  NEW QUESTION # 100
                                                  ......

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