Exam PECB ISO-IEC-27001-Lead-Auditor Passing Score - Exam ISO-IEC-27001-Lead-Auditor Tips

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| Section | Objectives |
|---|
| Topic 1: Fundamentals of Information Security Auditing | - Audit principles based on ISO 19011
- 1. Integrity, fair presentation, due professional care
- 2. Confidentiality and independence
|
| Topic 2: Closing the Audit | - Audit reporting and follow-up
- 1. Audit report preparation
- 2. Corrective action review
|
| Topic 3: Planning and Initiating an Audit | - Audit program and planning activities
- 1. Audit team selection
- 2. Defining audit objectives, scope, and criteria
|
| Topic 4: Conducting an Audit | - Audit execution
- 1. Interviewing techniques
- 2. Evidence collection and verification
- 3. Nonconformity identification
|
| Topic 5: Information Security Management System (ISMS) based on ISO/IEC 27001 | - ISO/IEC 27001 requirements (Clauses 4–10)
- 1. Support and resources
- 2. Operation and controls
- 3. Context of the organization
- 4. Improvement and corrective actions
- 5. Performance evaluation
- 6. Leadership and commitment
- 7. Planning and risk management
|
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PECB Certified ISO/IEC 27001 Lead Auditor exam Sample Questions (Q186-Q191):
NEW QUESTION # 186
Which four of the following statements about audit reports are true?
- A. Audit reports should be sent to the organisation's top management first because their contents could be embarrassing
- B. Audit reports should include or refer to the audit plan
- C. Audit reports should only evidence nonconformity
- D. Audit reports should be produced within an agreed timescale
- E. Audit reports should be produced by the audit team leader with input from the audit team
- F. Audit reports should be assumed suitable for general circulation unless they are specifically marked confidential
- G. Audit reports that are no longer required can be destroyed as part of the organisation's general waste
- H. Audit reports should always be reviewed by the client, dated, and signed as 'accepted'
Answer: B,D,E,H
Explanation:
According to the PECB Candidate Handbook for ISO/IEC 27001 Lead Auditor, the audit reports should be produced by the audit team leader with input from the audit team, as they are responsible for collecting and analysing the audit evidence1. The audit reports should also include or refer to the audit plan, as it provides the basis for the audit objectives, scope, criteria, and methodology2. Furthermore, the audit reports should be produced within an agreed timescale, as it is part of the audit programme management and ensures timely communication of the audit results3. Additionally, the audit reports should always be reviewed by the client, dated, and signed as 'accepted', as it confirms the audit completion and the formal agreement on the audit findings and conclusions4.
The other statements are false because:
Audit reports should not be sent to the organisation's top management first because their contents could be embarrassing, as this would compromise the audit impartiality and confidentiality5. Audit reports should be distributed according to the audit programme procedures and the audit plan.
Audit reports should not be assumed suitable for general circulation unless they are specifically marked confidential, as this would violate the audit confidentiality and the protection of personal information. Audit reports should be treated as confidential documents and only shared with the authorised parties.
Audit reports should not only evidence nonconformity, as this would limit the audit scope and value. Audit reports should also evidence conformity, improvement opportunities, good practices, and audit observations.
Audit reports that are no longer required should not be destroyed as part of the organisation's general waste, as this would pose a risk to the audit confidentiality and the information security. Audit reports should be retained, disposed, or destroyed according to the audit programme procedures and the applicable legal requirements.
NEW QUESTION # 187
We can leave laptops during weekdays or weekends in locked bins.
Answer: A
Explanation:
According to ISO/IEC 27001:2022, clause A.11.2.9, the organization should protect mobile devices and media containing sensitive information from unauthorized access, loss or theft. The organization should also implement appropriate encryption techniques and backup procedures for such devices and media. Therefore, leaving laptops in locked bins during weekdays or weekends is not a secure practice, as it exposes them to potential theft or damage. Laptops should be stored in a safe location when not in use, such as a locked cabinet or drawer, and should be protected by passwords or biometric authentication. Reference: CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) Course Handbook, page 58; [ISO/IEC 27001:2022], clause A.11.2.9.
NEW QUESTION # 188
The auditor discovered that two out of 15 employees of the IT Department have not received adequate information security training. What does this represent?
- A. Information source
- B. Audit evidence
- C. Audit finding
Answer: C
Explanation:
This scenario represents an "audit finding." An audit finding refers to results that indicate a deviation from the expected performance or standards. Discovering that two employees have not received the required training is an audit finding indicating noncompliance with the organization's training requirements.
NEW QUESTION # 189
What is the purpose of an Information Security policy?
- A. An information security policy provides insight into threats and the possible consequences
- B. An information security policy provides direction and support to the management regarding information security
- C. An information security policy documents the analysis of risks and the search for countermeasures
- D. An information security policy makes the security plan concrete by providing the necessary details
Answer: B
NEW QUESTION # 190
You see a blue color sticker on certain physical assets. What does this signify?
- A. The asset is very high critical and its failure affects the entire organization
- B. The asset is critical and the impact is restricted to an employee only
- C. The asset with blue stickers should be kept air conditioned at all times
- D. The asset is high critical and its failure will affect a group/s/project's work in the organization
Answer: D
Explanation:
You see a blue color sticker on certain physical assets. This signifies that the asset is high critical and its failure will affect a group/s/project's work in the organization. A blue color sticker is a type of label that indicates the level of criticality of an asset, which is a measure of how important an asset is for the organization's operations and objectives. A high critical asset is an asset that has a significant impact on the organization's activities, and its loss or damage would cause major disruption or loss of service. A blue color sticker also implies that the asset requires a high level of protection and security, and should be handled with care. References: : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 36. : [ISO/IEC 27001 Brochures | PECB], page 6.
NEW QUESTION # 191
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