Passing AAISM Score - Formal AAISM Test

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ISACA AAISM Exam Syllabus Topics:

TopicDetails
Topic 1
  • AI Risk Management: This section of the exam measures the skills of AI Risk Managers and covers assessing enterprise threats, vulnerabilities, and supply chain risk associated with AI adoption, including risk treatment plans and vendor oversight.
Topic 2
  • AI Governance and Program Management: This section of the exam measures the abilities of AI Security Governance Professionals and focuses on advising stakeholders in implementing AI security through governance frameworks, policy creation, data lifecycle management, program development, and incident response protocols.
Topic 3
  • AI Technologies and Controls: This section of the exam measures the expertise of AI Security Architects and assesses knowledge in designing secure AI architecture and controls. It addresses privacy, ethical, and trust concerns, data management controls, monitoring mechanisms, and security control implementation tailored to AI systems.

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ISACA Advanced in AI Security Management (AAISM) Exam Sample Questions (Q67-Q72):

NEW QUESTION # 67
An organization develops and implements an AI-based plug-in for users that summarizes their individual emails. Which of the following is the GREATEST risk associated with this application?

Answer: A

Explanation:
According to AAISM risk management guidance, the greatest risk in AI applications handling personal communication data is inadequate parameter controls, which may allow unintended access, manipulation, or leakage of sensitive information. Plug-ins that interact with emails must enforce strict parameter validation and security restrictions to prevent unauthorized or manipulated inputs. While vulnerability scanning, format incompatibility, and API rate limiting are valid concerns, they are secondary. The primary risk is a lack of strong parameter controls that could expose sensitive content.
References:
AAISM Exam Content Outline - AI Risk Management (Application Security Risks) AI Security Management Study Guide - Plug-in and API Security Risks


NEW QUESTION # 68
An organization is looking to purchase an AI application from a vendor but is concerned about the security of its data. Which of the following is the MOST effective way to address this concern?

Answer: C

Explanation:
The priority control in AI vendor due diligence is ensuring explicit disclosure of data handling: data flows, purpose limitation, retention/deletion, training vs. inference use, isolation controls, access paths, subcontractors, and storage/transfer boundaries. This disclosure is then tied to contractual commitments and measurable controls. A public policy (Option A) may be incomplete; a pre-procurement external audit (Option C) can be valuable but is not always feasible or targeted to your data use; legal discussions (Option D) are necessary for terms but must be grounded in clear, detailed data-use disclosures to be effective.
References:
AAISM Body of Knowledge: Third-Party AI Risk Management; Data Governance and Usage Controls; Contractual and Technical Safeguards for Vendor AI.
AAISM Study Guide: AI Procurement Due Diligence; Data-Use Transparency (Training vs. Fine-tuning vs.
Inference); Retention, Purpose Limitation, and Cross-Border Controls.


NEW QUESTION # 69
A financial services firm received a regulatory fine after a vendor switched its chatbot's AI model without due diligence, resulting in unethical investment advice to the firm's clients. Which of the following controls should be implemented by the firm to BEST prevent recurrence of this scenario?

Answer: B

Explanation:
AAISM requires formal change management for AI systems, including vendor-initiated changes:
pre-approval, documented impact assessment (ethics/compliance/performance), regression testing, sign-off by accountable owners, and traceable release records.


NEW QUESTION # 70
Which of the following BEST describes the role of model cards in AI solutions?

Answer: A

Explanation:
AAISM positions model cards as standardized documentation artifacts that record intended use and out-of-scope use, training/evaluation data characteristics, performance metrics across groups, limitations/risks, and governance controls/owners. Their purpose is transparency and assurance, not automated tuning or synthetic data generation. Visualization (A) may appear within a card, but the core role is structured documentation for governance, risk, and compliance.


NEW QUESTION # 71
Which of the following is the MOST important consideration when deciding how to compose an AI red team?

Answer: D

Explanation:
AAISM materials specify that the composition of an AI red team must be tailored to the organization's AI use cases. The purpose of red-teaming is to simulate realistic adversarial conditions aligned with the actual applications of AI. For example, testing a generative model requires different expertise than testing a fraud detection system. While resource availability, compliance requirements, and time-to-market pressures are practical considerations, they are secondary to aligning team expertise with use case scenarios. The most important factor is therefore the AI use cases themselves.


NEW QUESTION # 72
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