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ISACA AAIA 認定試験の出題範囲:
| トピック | 出題範囲 |
|---|
| トピック 1 | - AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
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| トピック 2 | - Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
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| トピック 3 | - AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
|
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ISACA Advanced in AI Audit 認定 AAIA 試験問題 (Q258-Q263):
質問 # 258
An IS auditor is reviewing change management documentation of an AI model. Which of the following would pose the GREATEST risk to the model?
- A. Models were tuned on a training set
- B. Models were trained on the same data splits
- C. An A/B test comparing models using different seeds
- D. An A/B test comparing models using the same seed
正解:C
解説:
In AI development, a " seed " ensures that random processes (like weight initialization) are reproducible. If an A/B test compares two models using different seeds, the auditor cannot tell if the performance difference is due to the model changes or simply due to " random luck " in how the weights were initialized. This invalidates the test results. For a fair " apple-to-apples " comparison, the seed should remain consistent.
Tuning on a training set (Option B) is standard, though it risks overfitting; however, the lack of scientific control in testing (Option C) is a more immediate risk to the integrity of the change management process.
質問 # 259
During an AI audit, which artifact provides the BEST evidence that a model's decisions can be explained to a non-technical stakeholder?
- A. Source code repository
- B. Change management log
- C. Model card or explainability report using techniques like SHAP/LIME
- D. Data lineage diagram
正解:C
解説:
Model cards and explainability reports translate technical model behavior into human- interpretable summaries of feature influence, intended audience, limitations, and performance characteristics.
質問 # 260
An IS auditor reviewing documentation for an AI model notes that the modeler utilized a K-means clustering algorithm, which clusters data into categories for correlations and analysis. Which of the following is the MOST important risk for the auditor to consider?
- A. K-means clustering algorithms are significantly sensitive to outliers and dependent on the similarity of units of measure.
- B. K-means clustering is not a common data clustering method due to its complexity and difficulty categorizing data correctly.
- C. K-means clustering determines the number of clusters for the modeler without supervision.
- D. K-means clustering requires the modeler to supervise the learning analysis, which can introduce bias.
正解:A
解説:
K-means clustering is a widely used unsupervised learning algorithm. However, it is sensitive to outliers and assumes that features are on the same scale, which can distort clustering results if not properly normalized.
According to the AAIA™ Study Guide, this sensitivity can impact model reliability and the meaningfulness of clusters.
"Auditors should assess whether proper data preprocessing (e.g., normalization, outlier removal) was applied in clustering models. K-means assumes Euclidean distances, making it prone to errors when features differ in scale or contain outliers." Therefore, C correctly identifies the key risk.
Reference: ISACA Advanced in AI Audit™ (AAIA™) Study Guide, Section: "AI Fundamentals and Technologies," Subsection: "Clustering Algorithms and Data Risks"
質問 # 261
Which of the following BEST describes "model drift" as distinct from "data drift"?
- A. Model drift only applies to deep learning models
- B. Model drift refers to changes in input data distribution; data drift refers to a decline in model performance
- C. Model drift refers to a decline in model predictive performance over time; data drift refers to changes in the statistical properties of input data
- D. They are interchangeable terms
正解:C
解説:
Data drift is a change in input characteristics; model drift (or concept drift) is the resulting or independent decline in predictive accuracy -- data drift is often a leading indicator of model drift.
質問 # 262
Which of the following types of AI can use unlabeled data sets to imitate human learning behavior?
- A. Reinforcement learning
- B. Federated learning
- C. Supervised learning
- D. Unsupervised learning
正解:D
解説:
Unsupervised learningusesunlabeled datato discover patterns, structures, or groupings without explicit outcome labels. The model "learns" by identifying similarities, clusters, or latent structures within the data, somewhat analogous to how humans can notice patterns without being told the correct answer. In AAIA's fundamentals coverage, unsupervised methods (e.g., clustering, dimensionality reduction) are explicitly linked to situations wherelabels are unavailable or costly, yet insight is still needed.
Supervised learning (A) requires labeled examples (input-output pairs). Federated learning (B) describes a distributed training paradigm, not the labeling requirement itself. Reinforcement learning (C) uses feedback in the form of rewards and penalties rather than unlabeled static datasets. Therefore,unsupervised learningis the correct type that directly usesunlabeled datato learn structure.
References:
ISACA,AAIA Exam Content Outline- Domain 1: AI Models, Considerations, and Requirements (supervised, unsupervised, reinforcement learning).
ISACA AI fundamentals content on learning types and data labeling.
質問 # 263
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