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ISACA AAIA Exam Overview:
| Certification Vendor: | ISACA |
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| Exam Name: | ISACA Advanced in AI Audit |
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| Exam Number: | AAIA |
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| Related Certifications: | CIA FCCA CISA CPA ACCA |
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| Passing Score: | 65% |
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| Real Exam Qty: | 90 |
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| Exam Format: | Computer-Based, Remotely Proctored, Multiple Choice |
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| Exam Duration: | 120 minutes |
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| Available Languages: | English |
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| Sample Questions: | ISACA AAIA Sample Questions |
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| Exam Way: | Online remotely proctored computer-based exam |
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| Pre Condition: | Candidates must hold an active CISA certification or another qualified audit-related designation such as CIA, CPA, ACCA, FCCA, Canadian CPA, Australian CPA/FCPA, or Japanese CPA. |
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| Official Syllabus URL: | https://www.isaca.org/credentialing/aaia |
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| Topic | Details |
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| Topic 1 | - AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
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| Topic 2 | - Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
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| Topic 3 | - AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
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ISACA Advanced in AI Audit Sample Questions (Q297-Q302):
NEW QUESTION # 297
A bank uses a video-based know your customer (KYC) verification process. Cybercriminals exploit this process by using deepfake technology to impersonate bank customers. Which of the following countermeasures is the BEST way for the bank to mitigate this risk?
- A. Encrypting all customer data and communication
- B. Requesting additional identity and address documents for verification
- C. Discontinuing the use of the video-based verification process
- D. Leveraging AI-based liveness detection during video verification
Answer: D
NEW QUESTION # 298
Which of the following is the GREATEST benefit of integrating AI in ransomware prevention?
- A. Enabling more rapid identification of parties responsible for attacks
- B. Reducing resources required for traditional cybersecurity defenses
- C. Analyzing large volumes of data to enhance detection of anomalies
- D. Maintaining the confidentiality of threat intelligence analysis
Answer: C
Explanation:
Ransomware often involves subtle, unusual patterns of data access and encryption activity. The primary advantage of AI is its ability to " Analyze large volumes of data in real-time " to identify behavioral anomalies that traditional signature-based security tools might miss. AI can detect " Zero-Day " ransomware by recognizing the intent of malicious actions (such as rapid file renaming or unauthorized encryption). This proactive detection is critical for stopping an attack before data exfiltration or total system lockout occurs.
While identifying attackers (Option C) or saving resources (Option D) are helpful, the core security value is the enhanced detection capability provided by AI-driven anomaly analysis.
NEW QUESTION # 299
Which of the following BEST helps an organization manage bias in AI model decisions?
- A. Human oversight and feedback mechanisms
- B. Data anonymization and classification
- C. Standardization of fairness criteria
- D. Periodic model retraining
Answer: A
Explanation:
Bias is often subtle and context-dependent, making it difficult for automated systems to detect on their own. "Human oversight and feedback mechanisms" (Human-in-the-loop) allow domain experts to review model decisions and flag outcomes that appear discriminatory or unfair.
According to the AAIATM framework, these human feedback loops are critical for "correcting" the model's logic over time.
NEW QUESTION # 300
Which of the following should be done FIRST when an attacker exfiltrates sensitive information from an AI model?
- A. Isolate impacted systems until the attack vector is identified.
- B. Inform regulators and affected stakeholders of a potential data breach.
- C. Implement rate limiting and query restrictions to reduce exploitation attempts.
- D. Rebuild the AI model using a more secure architecture.
Answer: A
NEW QUESTION # 301
Which of the following is the MOST important consideration when auditing an organization's process for decommissioning an AI model?
- A. Ensuring the model's code repository is deleted immediately
- B. Ensuring the development team receives a performance bonus
- C. Ensuring the model is replaced with a more expensive alternative
- D. Ensuring all related data, access, and dependencies are properly retired, and that historical records are retained per policy for accountability
Answer: D
Explanation:
Proper decommissioning requires structured retirement of data access, dependent systems, and integrations, while retaining sufficient records (per retention policy) to support future audits, investigations, or regulatory inquiries.
NEW QUESTION # 302
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