CFE-Fraud-Schemes-and-Financial-Crimes Latest Exam Guide | CFE-Fraud-Schemes-and-Financial-Crimes Valid Exam Tips

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| Section | Objectives |
|---|
| Topic 1: Financial Crimes | - Money Laundering
- 1. Integration stage
- 2. Placement stage
- 3. Layering stage
- Corruption Schemes
- 1. Bribery
- 2. Conflicts of interest
- 3. Kickbacks
- Financial Statement Fraud
- 1. Revenue manipulation
- 2. Asset overstatement
- 3. Expense understatement
|
| Topic 2: Fraud Schemes | - Fraudulent Disbursements
- 1. Billing schemes
- 2. Billing shell companies
- 3. Check tampering
- Asset Misappropriation Schemes
- 1. Inventory and asset theft
- 2. Cash theft and skimming
- 3. Payroll fraud
- 4. Expense reimbursement fraud
|
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ACFE Certified Fraud Examiner -Fraud Schemes and Financial Crimes Sample Questions (Q308-Q313):
NEW QUESTION # 308
Renee, a hacker in possession of an email distribution list, creates an imitation website of a charity. She generates a quick response (QR) code that directs people to her fraudulent website when scanned with a camera on a smart device such as a tablet or cell phone. Renee sends a mass email containing the QR code to the distribution list. Renee hopes that unsuspecting individuals will scan her QR code with their devices and make donations on her website so that she can collect the funds. Renee's scam is an example of which of the following schemes?
- A. Mobile payment scheme
- B. Business email compromise scheme
- C. Tokenization scheme
- D. Electronic presentment scheme
Answer: A
Explanation:
Renee's scam is a mobile payment scheme because it uses a QR code scanned by a mobile device to direct victims to a fraudulent payment destination. The fraud depends on mobile-device interaction and the victim's belief that the payment is going to a legitimate charity. Tokenization is a security process that substitutes sensitive payment data with a token; it is not the fraud being described. Electronic presentment generally relates to electronic billing or payment presentation systems, not a fake charity donation page. Business email compromise involves impersonating executives, vendors, or trusted parties to induce business payments, but Renee is conducting a mass QR-code donation scam. The ACFE materials treat online, mobile, and payment- system abuses as key payment fraud and cyberfraud risks.
NEW QUESTION # 309
Which of the following is a TRUE statement regarding check fraud?
- A. None of the above statements are true.
- B. The equipment required to commit check fraud is relatively inexpensive.
- C. Most perpetrators of check fraud are caught and prosecuted.
- D. The penalties for committing check fraud are relatively severe.
Answer: B
Explanation:
Detailed Explanation:
* Rationale for Correct Answer: Check fraud is prevalent partly because the equipment needed (scanners, printers, software) is relatively inexpensive and widely available , lowering the barrier to entry.
* Analysis of Incorrect Options:
* A - False; many check fraud perpetrators are never caught.
* C - False; penalties are often not severe, and enforcement may be inconsistent.
* D - Incorrect, since B is a true statement.
* Key Concept: Nature and accessibility of check fraud schemes.
Reference: ACFE Manual, Fraud Prevention and Deterrence - Check Fraud .
NEW QUESTION # 310
Which of the following statements about skimming is CORRECT?
- A. Skimming schemes involve stolen customer payments that were not recorded.
- B. Skimming schemes are generally less difficult to detect than cash larceny schemes.
- C. Skimming schemes are considered on-book frauds because they leave an audit trail.
- D. Skimming schemes involve the theft of cash sales but not accounts receivable payments.
Answer: A
Explanation:
Detailed Explanation:
* Rationale for Correct Answer: Skimming is the theft of incoming cash before it is recorded in the books . Since the payment is never recorded, no audit trail exists, making it an "off-book" scheme.
* Analysis of Incorrect Options:
* A - Incorrect; skimming can involve both sales and receivable payments.
* C - Incorrect; skimming is off-book , not on-book.
* D - Incorrect; skimming is typically harder to detect than larceny, since there is no record.
* Key Concept: Skimming vs. larceny - off-book theft of cash receipts.
Reference: ACFE Manual, Cash Receipts - Skimming Schemes .
NEW QUESTION # 311
Fran, who has made multiple insurance claims in the past, submits a fire loss claim. She reports losses of many items, including electronics, family heirlooms, and other large, bulky items. She is able to provide all the receipts and photographs to support her claim. Which of the following options is a red flag that Fran could be attempting to commit insurance fraud?
- A. Fran provides receipts for her purchased items.
- B. Fran has included bulky items in her fire loss claim.
- C. Fran includes photographs in support of her claim.
- D. Fran has made multiple insurance claims in the past.
Answer: D
Explanation:
The red flag is that Fran has made multiple insurance claims in the past. Prior claims history can indicate a pattern of suspicious or repeated losses, especially when a new claim involves valuable property. Receipts and photographs generally support a claim rather than create suspicion by themselves, although they should still be verified for authenticity. Including bulky items in a fire loss claim is not automatically suspicious because fires can destroy many types of property, including large household goods. The ACFE insurance fraud materials identify red flags as indicators requiring further review, not proof of fraud. Fran's repeated claim history would justify closer examination of the claim details, supporting documentation, timing, policy coverage, and any prior loss patterns.
NEW QUESTION # 312
Which of the following measures would be MOST EFFECTIVE in preventing a skimming scheme?
- A. Implementing regular rotation of employee job responsibilities
- B. Comparing sales records to the amount of cash that is received
- C. Separating the duties of collecting cash and accessing the accounts receivable journal
- D. Reviewing the amount of time between when cash is initially received and deposited
Answer: C
Explanation:
The correct answer is B. Skimming involves stealing cash before it is recorded in the organization's accounting system. Separating the duties of collecting cash and accessing or posting to the accounts receivable journal is an effective preventive control because it prevents one employee from both taking funds and manipulating records to conceal the theft. Job rotation can help, but it is less direct. Comparing sales records to cash received and reviewing deposit timing are more detective than preventive in nature. The strongest control is segregation of duties between custody of cash and recordkeeping authority. The ACFE cash receipts materials emphasize receipt-level controls, general controls, and separation of duties as primary measures for preventing skimming schemes.
NEW QUESTION # 313
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