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ASET ASET-Ethics-Examination Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Safety Codes Act20%- Legislation and Regulations
  • 1. Enforcement and Penalties
  • 2. Safety Codes Council
  • 3. Accreditation and Certification
Topic 2: ASETA Act and Bylaws40%- Governance and Administration
  • 1. Meetings and Voting Procedures
  • 2. Disciplinary Hearings and Procedures
  • 3. Fees and Dues
- Organization Structure
  • 1. Board of Directors and Committees
  • 2. Purpose and Mission of ASET
  • 3. Membership Categories and Rights
Topic 3: Professional Code of Ethics40%- Core Principles
  • 1. Public Safety and Welfare
  • 2. Professional Responsibility
  • 3. Competence and Integrity
- Professional Conduct
  • 1. Conflict of Interest
  • 2. Confidentiality
  • 3. Advertising and Solicitation

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ASET Ethics Examination-ASET Professional Practice Exam (PPE) Sample Questions (Q18-Q23):

NEW QUESTION # 18
ASET has many boards and committees as a part of its corporate structure. Which of the following is a function of its Council?

Answer: C

Explanation:
Under the framework of the Engineering and Geoscience Professions Act (EGPA), professional regulatory organizations are governed by a specific corporate structure. The ASET Council functions as the ultimate governing body or "board of directors" for the association. Its primary role is to provide strategic direction, establish regulatory policies, oversee the registration and disciplinary processes, and ensure that ASET fulfills its statutory mandate to protect the public interest. The Council does not handle day-to-day staff support (that is the CEO's job). Furthermore, while the Council creates administrative bylaws (which must often be ratified by the membership), it absolutely does not create "Acts"-only the provincial legislature (the government) has the legal authority to create or amend the governing legislation (the EGPA). Finally, the Council does not appoint public members to itself; public members are appointed directly by the provincial government to ensure independent oversight. Therefore, acting as the high-level governing body is the correct primary function of the ASET Council.


NEW QUESTION # 19
Which of the following describes the professional duty to manage risk in relation to public safety?

Answer: B

Explanation:
Risk management is a core competency and a fundamental ethical obligation for engineering technologists. In the context of protecting public safety, managing risk is practically defined by the systematic application of the "Hierarchy of Controls." This process starts with formally recognizing and identifying potential hazards in a design, process, or work site. Once identified, the primary and most effective professional duty is to attempt to completely eliminate the hazard from the design (e.g., replacing a toxic chemical with a benign one, or removing the need to work at heights). If elimination is impossible due to the nature of the project, the professional must then focus on systematically reducing the hazard to an acceptable, safe level through engineering controls (like physical barriers, ventilation systems, or automated fail-safes) and administrative controls. While implementing quality control, adhering to sustainability guidelines, and communicating truthfully are all excellent professional practices, they do not directly define the active, physical risk management process of recognizing, eliminating, and reducing hazards to prevent immediate harm to life and limb.


NEW QUESTION # 20
If a complaint is settled with the assistance of a mediator, the Investigative Committee may proceed with a preliminary investigation under which legislation?

Answer: C

Explanation:
The legal framework governing the disciplinary procedures for professional technologists and engineers in Alberta is strictly dictated by provincial statute, specifically the Engineering and Geoscience Professions Act (EGPA). All processes relating to complaints, mediation, preliminary investigations, and disciplinary hearings derive their legal authority entirely from this Act. When a complaint is lodged against an ASET member, the Act provides mechanisms for alternative dispute resolution, such as mediation, to resolve less severe conflicts between members or clients amicably.
However, even if a matter is settled privately through mediation, the regulatory body retains its paramount duty to protect the public. Under Section 47 of the EGPA, the Investigative Committee reserves the statutory right to proceed with a preliminary investigation anyway, to ensure that no systemic incompetence, severe ethical breaches, or ongoing threats to public safety are swept under the rug by a private settlement. The Code of Ethics and OHS Acts do not contain these specific procedural mechanisms for ASET discipline.


NEW QUESTION # 21
A consultant recommends that a client purchase goods from a company from which the consultant is paid a secret commission. This would be considered which of the following?

Answer: A

Explanation:
The ASET Code of Ethics unequivocally requires members to act with integrity towards clients and employers and to actively avoid conflicts of interest. A conflict of interest exists when a professional has a personal or financial interest that could inappropriately influence their objective professional judgment. Receiving a "secret commission" or "kickback" from a supplier while advising a client to purchase from that supplier is a textbook and severe conflict of interest. The client trusts the engineering technologist to provide unbiased, optimal technical advice based solely on the client's needs and project specifications. By accepting a secret commission, the consultant is financially incentivized to recommend a product that benefits their own wallet, rather than what might be best or most cost- effective for the client. This deeply violates the professional trust placed in the technologist. To resolve such an issue ethically, any existing financial relationships must be fully disclosed to the client upfront, before any recommendations are made.


NEW QUESTION # 22
What is the intent of professional regulation?

Answer: D

Explanation:
The single, overriding intent and justification for the legal regulation of any profession-be it medicine, law, engineering, or applied science technology-is the protection of the public interest. While admitting people to the profession and differentiating from unregulated trades are administrative outcomes of regulation, they are not the reason regulation exists. The government grants self- regulatory powers through statutes like the Engineering and Geoscience Professions Act (EGPA) because the work performed by these professionals involves highly complex technical knowledge that the general public cannot easily evaluate. Incompetent, negligent, or unethical practice in engineering technology can lead to catastrophic failures, financial ruin, environmental disasters, or loss of life. By regulating the profession through bodies like ASET, strict standards for education, experience, continuous development, and ethical conduct are enforced. This system ensures that the public can trust that individuals holding professional designations have the competency and ethical integrity necessary to perform their work safely and reliably.


NEW QUESTION # 23
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