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| Section | Weight | Objectives |
|---|---|---|
| Topic 1: CMMC Assessment Process | 25% | - Evidence collection, review and verification - Findings, reporting and closeout - Assessment planning and preparation |
| Topic 2: CMMC Governance and Source Documents | 15% | - Legal and regulatory framework - Federal regulations: DFARS, FAR, NIST SP 800-171 - FCI and CUI protection requirements |
| Topic 3: CMMC Model Construct and Implementation Evaluation | 35% | - Model structure, levels, domains and practices - Evidence-based evaluation and determination methods - Implementation criteria and maturity indicators |
| Topic 4: CMMC Ecosystem | 5% | - Roles, responsibilities and authorities in CMMC ecosystem - Stakeholder requirements and relationships |
| Topic 5: CMMC-AB Code of Professional Conduct | 5% | - Ethical principles and professional behavior - Confidentiality, integrity and conflict of interest rules |
| Topic 6: Scoping | 15% | - Assessment boundaries and asset classification - In-scope / out-of-scope determination - CUI flow and environment analysis |
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NEW QUESTION # 239
Which domains are a part of a Level 1 Self-Assessment?
Answer: C
Explanation:
CMMCLevel 1focuses onbasic cyber hygieneand includes17 practicesderived fromNIST SP 800-171 Rev.
2butonly covers the protection of Federal Contract Information (FCI)-not Controlled Unclassified Information (CUI).
UnlikeLevel 2, which aligns fully withNIST SP 800-171,Level 1 does not require third-party certificationand can beself-assessedby the organization.
Domains Covered in a Level 1 Self-AssessmentCMMC Level 1 practices fall underthree specific domains:
* Access Control (AC)- Ensures that only authorized individuals can access FCI.
* Physical Protection (PE)- Protects physical access to systems and facilities storing FCI.
* Identification and Authentication (IA)- Verifies the identity of users accessing systems containing FCI.
These domains focus on foundational security controls necessary toprotect FCI from unauthorized access.
* CMMC Model v2.0states thatLevel 1 includes only 17 practicesmapped toNIST SP 800-
171requirements specific toAccess Control (AC), Physical Protection (PE), and Identification and Authentication (IA).
* CMMC Assessment Guide, Level 1confirms thatRisk Management (RM) and Media Protection (MP) are not included in Level 1, as they pertain to more advanced security measures needed for handlingCUI (Level 2).
* A. Access Control (AC), Risk Management (RM), and Media Protection (MP)# Incorrect.Risk Management (RM) and Media Protection (MP) are Level 2 domains.
* B. Risk Management (RM), Access Control (AC), and Physical Protection (PE)# Incorrect.Risk Management (RM) is not part of Level 1.
* C. Access Control (AC), Physical Protection (PE), and Identification and Authentication (IA)#Correct.
These are thethree domains covered in CMMC Level 1 self-assessments.
* D. Risk Management (RM), Media Protection (MP), and Identification and Authentication (IA)# Incorrect.Risk Management (RM) and Media Protection (MP) are Level 2 domains.
Official CMMC 2.0 Documentation ReferencesBreakdown of Answer ChoicesConclusionThecorrect answer is C. Access Control (AC), Physical Protection (PE), and Identification and Authentication (IA), as these are theonly three domains included in a CMMC Level 1 Self-Assessmentaccording toCMMC 2.0 documentation and NIST SP 800-171 mapping.
* CMMC 2.0 Model Overview - DoD Official Documentation
* CMMC Assessment Guide, Level 1
* NIST SP 800-171 Rev. 2 (Basic Security Requirements for FCI)
Reference Documents for Further Reading
NEW QUESTION # 240
Which CMMC Levels meet the standards of protecting FCI (Federal Contract Information) ?
Answer: A
Explanation:
In CMMC v2.0, Level 1 is explicitly the level that "focuses on the protection of FCI " and is composed of the basic safeguarding requirements aligned to FAR 52.204-21 . This directly establishes Level 1 as meeting the standard for protecting FCI.
However, the question asks which levels meet the standard of protecting FCI-not which level is primarily intended for FCI. The official CMMC Model Overview (Version 2.0) states that the CMMC levels and associated sets of practices are cumulative , meaning that to achieve a higher level, an organization must also demonstrate achievement of the preceding lower levels. Because Level 2 and Level 3 certifications require meeting lower-level requirements as part of achieving the higher certification, an organization certified at Level 2 or Level 3 necessarily satisfies the Level 1 requirements that protect FCI.
In addition, the later Model Overview v2.13 reiterates the structure of the model: Level 1 requirements correspond to FAR 52.204-21 safeguards (FCI), while Level 2 and Level 3 focus on CUI protection at increasing rigor. Taken together, the official documents support that Levels 1, 2, and 3 all meet the standard for protecting FCI, with Level 1 being the foundational baseline and Levels 2/3 building on it.
NEW QUESTION # 241
While conducting a CMMC Assessment, an individual from the OSC provides documentation to the assessor for review. The documentation states an incident response capability is established and contains information on incident preparation, detection, analysis, containment, recovery, and user response activities. Which CMMC practice is this documentation attesting to?
Answer: C
NEW QUESTION # 242
An assessment is being conducted at a remote client site. For the duration of the assessment, the client has provided a designated hoteling space in their secure facility which consists of a desk with access to a shared printer. After noticing that the desk does not lock, a locked cabinet is requested but the client does not have one available. At the end of the day, the client provides a printout copy of an important network diagram. The diagram is clearly marked and contains CUI. What should be done NEXT to protect the document?
Answer: D
Explanation:
Understanding CUI Handling and Storage RequirementsControlled Unclassified Information (CUI) must beprotected from unauthorized access and properly storedperCMMC 2.0 Level 2 requirementsandNIST SP
800-171 controls. Key requirements include:
* NIST SP 800-171 (Requirement 3.8.3)- CUI must bephysically protectedwhen not in use.
* NIST SP 800-171 (Requirement 3.1.3)- CUI access should berestricted to authorized personnel only.
* DoD CUI Program Guidance- Ifproper storage (e.g., locked cabinets or controlled access areas) is unavailable, CUI should be returned to an authorized individual or secure facility.
* A. Take it with them to review in the evening # Incorrect
* CUI should never be removed from a secure facility unless explicitly authorizedand handled in accordance with security policies (e.g., encrypted electronic transport, secure physical storage).
* B. Leave it on the desk for review the following day # Incorrect
* Leaving CUI unattendedon an open desk violatesCUI physical protection requirements.
* C. Put it in the unlocked desk drawer for review the following morning # Incorrect
* Anunlocked drawer does not meet CUI physical security storage requirements.
* D. Take a picture with the personal phone before securely shredding it # Incorrect
* Storing CUI on an unauthorized personal device is a serious security violationandunauthorized reproduction of CUI is prohibited.
Why None of the Provided Answers Are Fully Correct
What Should Be Done Instead?#Return the document to the client for secure storage.
* Since nosecure storage optionis available, thedocument must be returnedto the client, who should store it in anapproved secure location (e.g., a locked cabinet or classified storage area).
* Theassessment team should not retain CUI unless they have an approved method of safeguarding it.
* NIST SP 800-171 (Requirement 3.8.3 - Media Protection)
* RequiresCUI to be physically securedwhen not in use.
* DFARS 252.204-7012 (Safeguarding Covered Defense Information and Cyber Incident Reporting)
* Establishes CUIstorage and handling protections.
* CMMC 2.0 Level 2 (Advanced) Requirements
* Requires organizations toimplement physical security controlsto protect CUI.
* DoD CUI Program Guidelines
* Clearly state thatCUI must be stored in locked cabinets or controlled-access areaswhen not actively in use.
CMMC 2.0 References Supporting This Answer:
Final Answer:#None of the provided answers fully comply with CUI protection requirements.Thebest course of action is to return the document to the client for secure storage.
NEW QUESTION # 243
During the planning phase of the Assessment Process. C3PAO staff are reviewing the various entities associated with an OSC that has requested a CMMC Level 2 Assessment. Which term describes the people, processes, and technology external to the HQ Organization that participate in the assessment but will not receive a CMMC Level unless an enterprise Assessment is conducted?
Answer: B
Explanation:
In the context of the Cybersecurity Maturity Model Certification (CMMC) Assessment Process, understanding the roles of various entities associated with an Organization Seeking Certification (OSC) is crucial during the planning phase. When a Certified Third-Party Assessment Organization (C3PAO) staff reviews these entities for a CMMC Level 2 Assessment, it's essential to distinguish between internal components and external participants.
Step-by-Step Explanation:
* Definition of the HQ Organization:
* The HQ Organization refers to the entire legal entity delivering services under the terms of a Department of Defense (DoD) contract. This entity is responsible for ensuring compliance with CMMC requirements.
* Identification of External Entities:
* External entities encompass people, processes, and technology that are not part of the HQ Organization but support its operations. These entities participate in the assessment process due to their involvement in handling Controlled Unclassified Information (CUI) or Federal Contract Information (FCI) related to the DoD contract.
* Role of Supporting Organizations/Units:
* According to the CMMC Assessment Process documentation, Supporting Organizations are defined as "the people, procedures, and technology external to the HQ Organization that support the Host Unit." These external entities are integral to the operations of the Host Unit but are not encompassed within the HQ Organization's immediate structure.
* Assessment Implications:
* While Supporting Organizations/Units play a vital role in supporting the Host Unit, they do not receive a separate CMMC Level certification unless an enterprise assessment is conducted. In such cases, the assessment would encompass both the HQ Organization and its Supporting Organizations to ensure comprehensive compliance across all associated entities.
References:
CMMC Assessment Process documentation defines Supporting Organizations as external entities that support the Host Unit.
Cyberab
By accurately identifying and understanding the role of Supporting Organizations/Units, the C3PAO ensures that all relevant entities are considered during the assessment planning phase, thereby maintaining the integrity and comprehensiveness of the CMMC Level 2 Assessment.
NEW QUESTION # 244
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