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| Section | Weight | Objectives |
|---|
| Topic 1: AI Governance and Program Management | 31% | - AI Strategy and Policy
- 1. Policies and procedures
- 2. Responsible and acceptable use
- 3. AI strategy development
- AI Governance Foundations
- 1. Stakeholder considerations
- 2. Organizational structure and governance
- 3. Roles and responsibilities
- Frameworks and Compliance
- 1. Privacy and ethics considerations
- 2. Regulatory requirements
- 3. Industry frameworks and standards (e.g., NIST AI RMF, ISO/IEC 42001)
|
| Topic 2: AI Risk Management | 31% | - AI Risk Assessment
- 1. Risk thresholds and treatment
- 2. Risk identification and analysis
- AI Threats and Vulnerabilities
- 1. Data poisoning and model manipulation
- 2. Adversarial AI and ML attacks
- 3. Supply chain and vendor risks
|
| Topic 3: AI Technologies and Controls | 38% | - AI Security Architecture
- 1. Secure AI system design
- 2. Model lifecycle security
- AI Assurance and Safety
- 1. Ethical AI controls
- 2. Bias mitigation
- 3. Model validation and testing
- Data and Model Controls
- 1. Privacy-preserving techniques
- 2. Data protection and governance
- 3. Monitoring and runtime controls
|
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ISACA AAISM Examcollection Free Dumps | AAISM Reliable Test Notes
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ISACA Advanced in AI Security Management (AAISM) Exam Sample Questions (Q426-Q431):
NEW QUESTION # 426
In the context of generative AI, which of the following would be the MOST likely goal of penetration testing during a red-teaming exercise?
- A. Degrade the model's performance for existing use cases
- B. Stress test the model's decision-making process
- C. Generate outputs that are unexpected using adversarial inputs
- D. Replace the model's outputs with entirely random content
Answer: C
Explanation:
AAISM's risk management content describes red-teaming in generative AI as focused on deliberately crafting adversarial prompts to test whether the model produces unexpected or undesired outputs that violate safety, integrity, or compliance standards. The goal is not to stress system performance or randomly disrupt outputs, but rather to uncover vulnerabilities in how the model responds to manipulative inputs. This allows organizations to improve resilience against prompt injection, jailbreaking, or harmful content generation. The correct answer is therefore generate outputs that are unexpected using adversarial inputs.
NEW QUESTION # 427
Which of the following is MOST important for an organization to consider when implementing a preventive security safeguard into a new AI product?
- A. Differential privacy
- B. Model output monitoring
- C. Penetration testing
- D. Input sanitization
Answer: D
Explanation:
AAISM materials emphasize that the most effective preventive safeguard is to ensure input sanitization.
Preventive controls stop malicious or malformed inputs from reaching the model in the first place, thereby reducing the likelihood of prompt injection, evasion, or poisoning at inference time. Model output monitoring is a detective control, not preventive. Penetration testing is an assessment technique rather than a safeguard.
Differential privacy protects data privacy but does not prevent adversarial input manipulation. Therefore, the most important preventive safeguard in a new AI product is robust input sanitization.
References:
AAISM Study Guide - AI Technologies and Controls (Preventive vs. Detective Safeguards) ISACA AI Security Management - Input Validation in AI Systems
NEW QUESTION # 428
Which of the following is the GREATEST concern when a vendor enables generative AI features for an organization's critical system?
- A. Proposed regulatory enhancements
- B. Security monitoring and alerting
- C. Bias and ethical practices
- D. Access to the model
Answer: D
Explanation:
When enabling genAI capabilities in a critical system, AAISM prioritizes controlling access to the model and its interfaces (prompt surfaces, context windows, tools/functions, and connected data) because exposure expands the attack surface for prompt injection, data exfiltration, jailbreaks, and misuse.
NEW QUESTION # 429
An organization plans to use an open-source foundational AI model. Which of the following is MOST important for the AI governance committee to consider when approving its use?
- A. Employee privacy rights
- B. AI model accuracy
- C. AI model support
- D. Confidential data leakage
Answer: D
Explanation:
AAISM emphasizes that open-source AI models present elevated data leakage risks because internal data may flow into external, uncontrolled repositories or be used for further training.
Governance bodies must prioritize the risk of data exposure, model reuse, data retention uncertainty, and uncontrolled model behavior.
NEW QUESTION # 430
An AI application development team has been given access to user information and now must format it to be readable by the AI model. During which phase of the data life cycle would this MOST likely occur?
- A. Data normalization
- B. Data preparation
- C. Data collection
- D. Data minimization
Answer: B
Explanation:
In the AI data lifecycle, converting raw user information into model-readable form (e.g., cleaning, parsing, feature engineering, encoding, normalization/standardization, and schema alignment) is performed during data preparation. This phase establishes input quality and structure prior to training and inference and may include normalization as one of several preparation steps. Data collection acquires data, minimization limits data to what's necessary, and normalization is a specific technique-not the overarching phase.
References: AI Security Management (AAISM) Body of Knowledge: Data Lifecycle-Preparation and Ingestion Controls; AAISM Study Guide: Data Preparation Activities (cleaning, labeling, feature engineering, encoding) and Quality Gates.
NEW QUESTION # 431
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