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| Thema | Einzelheiten |
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| Thema 1 | - Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
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| Thema 2 | - Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
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| Thema 3 | - Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
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| Thema 4 | - Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.
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IAPP Certified Artificial Intelligence Governance Professional AIGP Prüfungsfragen mit Lösungen (Q164-Q169):
164. Frage
The White House Executive Order from November 2023 requires companies that develop dual-use foundation models to provide reports to the federal government about all of the following EXCEPT?
- A. Any current training or development of dual-use foundation models.
- B. Any environmental impact study for each dual-use foundation model.
- C. The results of red-team testing of each dual-use foundation model.
- D. The physical and cybersecurity protection measures of their dual-use foundation models.
Antwort: B
Begründung:
The White House Executive Order from November 2023 requires companies developing dual-use foundation models to report on their current training or development activities, the results of red-team testing, and the physical and cybersecurity protection measures. However, it does not mandate reports on environmental impact studies for each dual-use foundation model. While environmental considerations are important, they are not specified in this context as a reporting requirement under this Executive Order.
Reference: AIGP BODY OF KNOWLEDGE, sections on compliance and reporting requirements, and the White House Executive Order of November 2023.
165. Frage
Scenario:
An organization is developing a powerful general-purpose AI (GPAI) model that has systemic impact. The compliance team is assessing what legal obligations apply under the EU AI Act.
Under the EU AI Act, which of the following compliance actions applies only to General Purpose AI models with systemic risk?
- A. Publishing a detailed summary of the data used to train the model
- B. Maintaining up-to-date technical documentation, including testing details
- C. Implementing an intellectual property policy to comply with EU copyright laws
- D. Making information available to downstream providers who integrate the model into their AI systems
Antwort: A
Begründung:
The correct answer is A. Only GPAI models with systemic risk must publish a detailed summary of training data to meet transparency and accountability standards under the EU AI Act.
From the AI Governance in Practice Report 2024 (EU AI Act Section):
"For GPAI systems with systemic risk, providers must publish sufficiently detailed summaries of the content used to train the model." Also, the AIGP ILT Guide confirms:
"The obligation to disclose summaries of training data applies only to systemic-risk GPAI models, not all general-purpose models or high-risk systems." This unique requirement is part of the Act's effort to increase transparency and auditability for powerful foundational models.
166. Frage
Scenario:
A U.S.-based AI governance professional is evaluating resources from the National Institute of Standards and Technology (NIST) to guide the organization's AI risk assessment strategy. They are particularly interested in programs focused on assessing AI-specific impacts.
The main purpose of NIST's Assessing Risks and Impacts of AI (ARIA) program is to:
- A. Promote interoperability across AI systems
- B. Provide a suite of resources to manage risks
- C. Offer a regulatory sandbox for risk reporting
- D. Pilot new standards for AI red-teaming
Antwort: B
Begründung:
The correct answer is A. The ARIA program by NIST is explicitly designed to support stakeholders in understanding and managing the risks and impacts of AI systems.
From the AIGP ILT Guide - U.S. Risk Frameworks Module:
"NIST's ARIA program develops and pilots assessment tools for AI risks and impacts, aimed at improving organizational capacity for responsible AI use." Also cited in the AI Governance in Practice Report 2024 (Frameworks Section):
"ARIA supports and aligns with the AI Risk Management Framework by helping organizations assess AI harms, safety concerns, and societal implications." ARIA is not a red-teaming or sandbox program-it's an assessment and governance resource.
167. Frage
Which of the following use cases would be best served by a non-AI solution?
- A. A non-profit wants to develop a social media presence.
OB. An e-commerce provider wants to make personalized recommendations. - B. A business analyst wants to forecast future cost overruns and underruns.
- C. A customer service agency wants automate answers to common questions.
Antwort: A
Begründung:
Developing a social media presence for a non-profit is best served by non-AI solutions. This task primarily involves content creation, community engagement, and strategic planning, which are effectively managed by human expertise and traditional marketing tools. AI is more suitable for tasks requiring automation, large-scale data analysis, and personalized recommendations, such as e-commerce personalization, forecasting cost overruns, or automating customer service responses. Reference: AIGP Body of Knowledge on AI Use Cases and Applications.
168. Frage
You are a privacy program manager at a large e-commerce company that uses an Al tool to deliver personalized product recommendations based on visitors' personal information that has been collected from the company website, the chatbot and public data the company has scraped from social media.
A user submits a data access request under an applicable U.S. state privacy law, specifically seeking a copy of their personal data, including information used to create their profile for productrecommendations.
What is the most challenging aspect of managing this request?
- A. The data subject's data is structured data that can be searched, compiled and reviewed only by an automated tool.
- B. Some of the data subject's data is unstructured data and you cannot untangle it from the other data, including information about other individuals.
- C. Some of the visitor's data is synthetic data that the company does not have to provide to the data subject.
- D. The data subject is not entitled to receive a copy of their data because some of it was scraped from public sources.
Antwort: B
Begründung:
The most challenging aspect of managing a data access request in this scenario is dealing with unstructured data that cannot be easily disentangled from other data, including information about other individuals.
Unstructured data, such as free-text inputs or social media posts, often lacks a clear structure and may be intermingled with data from multiple individuals, making it difficult to isolate the specific data related to the requester. This complexity poses significant challenges in complying with data access requests under privacy laws. Reference: AIGP Body of Knowledge on Data Subject Rights and Data Management.
169. Frage
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