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| Certification Vendor: | PECB |
|---|---|
| Exam Name: | PECB Certified ISO 9001:2015 Lead Auditor Examination |
| Exam Number: | ISO 9001 Lead Auditor Exam |
| Exam Price: | Varies by region (typically approx. USD 500–800) |
| Real Exam Qty: | 80 MCQs |
| Certificate Validity Period: | 3 years (renewal required for certification validity) |
| Exam Format: | Scenario-based questions, Closed-book exam, Multiple Choice Questions |
| Available Languages: | English, Portuguese, German, Spanish, Arabic, Chinese, French |
| Related Certifications: | ISO 19011 Lead Auditor ISO 9001:2015 Lead Implementer ISO 9001:2015 Foundation QMS ISO 9001:2015 Internal Auditor |
| Exam Duration: | 180 minutes |
| Passing Score: | 70% |
| Recommended Training: | ISO 9001:2015 QMS Training Resources PECB ISO 9001 Lead Auditor Training |
| Exam Registration: | PECB Official Certification Page PECB Exam Registration Portal |
| Sample Questions: | PECB ISO-9001-Lead-Auditor Sample Questions |
| Exam Way: | Online proctored or onsite exam (depending on PECB authorized providers) |
| Pre Condition: | Recommended: basic knowledge of ISO 9001:2015 or prior experience in quality management systems or auditing. |
| Official Syllabus URL: | https://pecb.com |
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NEW QUESTION # 257
During an ISO 9001 audit of an electric cable manufacturer, you are reviewing the customer file for XYZ Construction in the Sales Department. This contract specifies that the installation configuration of the cable runs should meet national fire safety standards for Category A.
You discover that the customer later agreed to the approval of a less stringent Category B configuration instead.
The organization has the following quality policy document displayed in the reception area.
"This organization is committed to providing electric cables to customers' requirements, in accordance with statutory regulations for their use. Continual improvement is a permanent objective of the organization. This policy shall be communicated to all employees and, where required, to all interested parties." Referring to the scenario, select the two options for which the organization is meeting its policy commitments.
Answer: C,D
NEW QUESTION # 258
The following are stages of an audit, put them in the order they would be conducted.
Answer:
Explanation:
Explanation:
Establishing the audit programme objectives
Determining and evaluating the audit programme risks and opportunities
Establishing the audit programme
Initiating the audit
Preparing all audit activity
Conducting the audit activities
To complete the sequence, you can drag and drop the options to the appropriate blank section.
Here is a brief explanation of each stage:
Establishing the audit programme objectives: This is the first stage of the audit process, where the purpose, scope, and criteria of the audit programme are defined. The audit programme objectives should be aligned with the strategic direction and policies of the organization, and should address the needs and expectations of the interested parties12.
Determining and evaluating the audit programme risks and opportunities: This is the second stage of the audit process, where the factors that can affect the achievement of the audit programme objectives are identified and assessed. The audit programme risks and opportunities should consider the internal and external issues, the requirements and changes of the interested parties, and the results and feedback from previous audits12.
Establishing the audit programme: This is the third stage of the audit process, where the audit programme is designed and implemented. The audit programme should include the audit programme procedures, the audit programme resources, the audit methods and techniques, the audit frequency and schedule, and the audit programme performance indicators12.
Initiating the audit: This is the fourth stage of the audit process, where the audit is prepared and planned. The audit initiation involves selecting the audit team, establishing the contact with the auditee, defining the audit objectives, scope, and criteria, developing the audit plan, and conducting the document review123.
Preparing all audit activity: This is the fifth stage of the audit process, where the audit activities are organized and coordinated. The audit preparation involves assigning the audit tasks, communicating with the auditee and the audit team, arranging the logistics, preparing the working documents, and conducting the opening meeting123.
Conducting the audit activities: This is the sixth and final stage of the audit process, where the audit evidence is collected and evaluated. The audit conduct involves performing the audit activities, such as interviews, observations, document reviews, and tests, documenting the audit findings, preparing the audit conclusions, and conducting the closing meeting123.
I hope this helps you with your ISO 9001 Lead Auditor objectives and content. If you have any further questions, please feel free to ask. # References: 1: ISO 19011:2018 - Guidelines for auditing management systems 2: Audit Process | Flowchart | Summary - Accountinguide 3: What are the Stages of the Auditing Process & Why it is Important ...
NEW QUESTION # 259
What is a list of actions that should be performed during the audit with their respective timeline?
Answer: B
Explanation:
Comprehensive and Detailed In-Depth Explanation:
The audit schedule provides a structured timeline of activities to be conducted during the audit.
Clause References:
ISO 19011:2018, Clause 6.4.2 - Preparing the Audit Plan:
Requires the development of an audit schedule, including the sequence and timing of activities.
ISO/IEC 17021-1:2015, Clause 9.1.3 - Audit Program:
Certification bodies must establish a schedule for conducting audits.
Why is the Correct Answer C?
The audit schedule ensures systematic execution of the audit by defining activities, responsible auditors, and timeframes.
A well-planned schedule improves efficiency and helps auditors cover all necessary areas within the given time.
Why are the Other Options Incorrect?
A (Audit objectives) # Define why the audit is conducted, not the schedule.
B (Audit criteria) # Define the standards and requirements to be evaluated, not the timeline.
D (Audit offer) # Refers to the initial proposal sent to the auditee, not the activity timeline.
Reference:
ISO 19011:2018, Clause 6.4.2 - Preparing the Audit Plan
ISO/IEC 17021-1:2015, Clause 9.1.3 - Audit Program
NEW QUESTION # 260
What is an advantage of group interviews?
Answer: A
Explanation:
Comprehensive and Detailed In-Depth Explanation:
Group interviews allow auditors to gather more information in less time by:
* Obtaining input from multiple participants simultaneously.
* Encouraging discussions that might highlight inconsistencies.
* Reducing the number of individual interviews needed.
While auditors strive for fairness, equal time for each interviewee is not guaranteed, and paying attention to each individual is more difficult in a group setting.
Reference:
ISO 19011:2018, Clause 6.4.6 (Conducting Interviews)
NEW QUESTION # 261
Which of the following three options could be considered potential threats to impartiality in an audit context?
Answer: A,C,E
Explanation:
Questions no: 1 Verified : = C, D, E Comprehensive But Short Explanation: = Potential threats to impartiality in an audit context include familiarity (having a close relationship with the auditee), intimidation (being coerced or feeling pressured), and self-audit (auditing one's own work). These factors can compromise the auditor's objectivity and the audit's integrity. References: = The information is based on the ISO 9001 Auditing Practices Group documents which discuss threats to auditor impartiality and how they may compromise an auditor's objectivity123.
NEW QUESTION # 262
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