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IAPP AIGP Exam Syllabus Topics:

Topic	Details
Topic 1	Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
Topic 2	Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
Topic 3	Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.
Topic 4	Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.

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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q50-Q55):

NEW QUESTION # 50
A company that deploys AI but is not currently a provider or developer intends to develop and market its own AI system.
Which obligation would then be likely to apply?

A. Implementing a risk management framework.
B. Conducting an impact assessment including a post-deployment monitoring plan.
C. Developing a reporting plan for any observed algorithmic discrimination or harms to individuals' rights and freedoms.
D. Developing documentation on the system, the potential risks and the safeguards applied.

Answer: D

Explanation:
Once a company moves from being adeployerto also acting as aprovider or developer, it assumesnew obligationsunder regulations like the EU AI Act. One of the core requirements for providers is to produce and maintaintechnical documentation, including descriptions of the model, associated risks, and mitigation strategies.
From theAI Governance in Practice Report 2024:
"Providers of high-risk AI systems must draw up technical documentation demonstrating the system's conformity with the requirements... including potential risks and safeguards applied." (p. 34)
"This documentation must be available before placing the system on the market." (p. 35)

NEW QUESTION # 51
Each of the following actors are typically engaged in the Al development life cycle EXCEPT?

A. Data architects.
B. Socio-cultural and technical experts.
C. Legal and privacy governance experts.
D. Government regulators.

Answer: D

Explanation:
Typically, actors involved in the AI development life cycle include data architects (who design the data frameworks), socio-cultural and technical experts (who ensure the AI system is socio-culturally aware and technically sound), and legal and privacy governance experts (who handle the legal and privacy aspects). Government regulators, while important, are not directly engaged in the development process but rather oversee and regulate the industry. Reference: AIGP BODY OF KNOWLEDGE and AI development frameworks.

NEW QUESTION # 52
Which of the following are subjects covered by a typical impact assessment?

A. Fundamental rights, data protection and safety.
B. Toxicity, accuracy and development.
C. Datasets, behavior and tooling.
D. Third-party risk, model risk and legal risk.

Answer: A

Explanation:
The correct answer is D because typical AI impact assessments focus on evaluating risks to individuals and society, particularly in areas such as fundamental rights, data protection, and safety. Frameworks like Data Protection Impact Assessments and Fundamental Rights Impact Assessments are designed to assess how AI systems may affect privacy, fairness, human rights, and potential harm to users. These assessments are core components of AI governance and are often required or recommended by regulations such as the GDPR and the EU AI Act. While options A, B, and C reference technical or operational considerations, they do not capture the broader societal and legal impacts that impact assess ments are intended to address. AI governance emphasizes a human-centric approach, ensuring systems are safe, lawful, and respectful of individual rights before deployment.

NEW QUESTION # 53
CASE STUDY
Please use the following answer the next question:
Good Values Corporation (GVC) is a U.S. educational services provider that employs teachers to create and deliver enrichment courses for high school students. GVC has learned that many of its teacher employees are using generative Al to create the enrichment courses, and that many of the students are using generative Al to complete their assignments.
In particular, GVC has learned that the teachers they employ used open source large language models ("LLM") to develop an online tool that customizes study questions for individual students. GVC has also discovered that an art teacher has expressly incorporated the use of generative Al into the curriculum to enable students to use prompts to create digital art.
GVC has started to investigate these practices and develop a process to monitor any use of generative Al, including by teachers and students, going forward.
All of the following may be copyright risks from teachers using generative Al to create course content EXCEPT?

A. Generative Al is generally trained using intellectual property owned by third parties.
B. Content created by an LLM may be protectable under U.S. intellectual property law.
C. Students must expressly consent to this use of generative Al.
D. Generative Al often creates content without attribution.

Answer: C

Explanation:
All of the options listed may pose copyright risks when teachers use generative AI to create course content, except for students must expressly consent to this use of generative AI. While obtaining student consent is essential for ethical and privacy reasons, it does not directly relate to copyright risks associated with the creation and use of AI-generated content.
Reference: The AIGP Body of Knowledge discusses the importance of addressing intellectual property (IP) risks when using AI-generated content. Copyright risks are typically associated with the use of third-party data and the lack of attribution, rather than the consent of users.

NEW QUESTION # 54
CASE STUDY
Please use the following answer the next question:
ABC Corp, is a leading insurance provider offering a range of coverage options to individuals. ABC has decided to utilize artificial intelligence to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies.
ABC has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model ("LLM"). In particular, ABC intends to use its historical customer data-including applications, policies, and claims-and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed a human underwriter for final review.
ABC and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. ABC has designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness, and reliability of its output. After the first month in production, ABC realizes that the LLM declines a higher percentage of women's loan applications due primarily to women historically receiving lower salaries than men.
Which of the following is the most important reason to train the underwriters on the model prior to deployment?

A. Toensure they provide transparency applicants on the model.
B. Toprovide a reminder of a right appeal.
C. Toapply their own judgment to the initial assessment.
D. Tosolicit on-going feedback on model performance.

Answer: C

Explanation:
Training underwriters on the model prior to deployment is crucial so they can apply their own judgment to the initial assessment. While AI models can streamline the process, human judgment is still essential to catch nuances that the model might miss or to account for any biases or errors in the model's decision-making process.
Reference: The AIGP Body of Knowledge emphasizes the importance of human oversight in AI systems, particularly in high-stakes areas such as underwriting and loan approvals. Human underwriters can provide a critical review and ensure that the model's assessments are accurate and fair, integrating their expertise and understanding of complex cases.

NEW QUESTION # 55
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