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| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Fundamental Concepts of Information Security | 15% | - Information security principles and definitions
|
| Topic 2: Requirements of ISO/IEC 27001:2022 | 30% | - Support, operation, performance evaluation and improvement
|
| Topic 3: Information Security Controls (ISO/IEC 27002:2022) | 25% | - Control categories and implementation guidance
|
| Topic 4: Auditing Principles and Practices | 30% | - Audit reporting and follow-up
|
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NEW QUESTION # 377
一個組織正在評估其 ISMS 中不同流程的重要性。它正在評估與人員、第三方服務和一般費用相關的直接費用。公司主要考慮哪些重要性因素?
Answer: B
Explanation:
Comprehensive and Detailed In-Depth
B . Correct Answer:
The organization is focusing on direct costs associated with running specific processes.
"Personnel, third-party services, and general fees" refer to operational costs of specific processes, not overall business operations.
A . Incorrect:
Cost of operations refers to the total business expenses, not individual processes.
C . Incorrect:
Potential cost of errors relates to risk assessment and impact analysis, not direct expenses.
Relevant Standard Reference:
NEW QUESTION # 378
下列哪一項敘述最準確地描述了進行文件審查的目的?
Answer: C
Explanation:
A document review is a process of examining the documented information related to the management system before the on-site audit activities. The purpose of a document review is to: 12
* Determine the conformity of the management system, as far as documented, with audit criteria, i.e., to check whether the documents are consistent, complete, and compliant with the requirements of ISO
/IEC 27001 and any other applicable standards or regulations.
* Gather information to support the on-site audit activities, i.e., to identify the scope, objectives, processes, controls, risks, and opportunities of the management system, and to plan the audit methods, techniques, and resources accordingly.
The other statements are not accurate, because:
* A document review does not reveal or decide about the conformity or nonconformity of the management system as a whole, but only of the documented information. The conformity or nonconformity of the management system is determined by the on-site audit activities, which include interviews, observations, and tests12
* A document review does not gather evidence or findings to support the audit report or process, but information to support the on-site audit activities. The evidence or findings are collected during the on- site audit activities, which are then documented and reported12
* A document review does not detect any nonconformity of the management system, if documented, but determines the conformity of the documented information. The nonconformity of the management system is detected by the on-site audit activities, which evaluate the performance and effectiveness of the management system12
* A document review does not identify information to support the audit plan, but gathers information to support the on-site audit activities. The audit plan is prepared before the document review, based on the audit scope, objectives, criteria, and program. The document review is part of the audit plan implementation12 References:
1: ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) Course by CQI and IRCA Certified Training 1 2: ISO/IEC 27001 Lead Auditor Training Course by PECB 2
NEW QUESTION # 379
------------- 與其他重要業務資產一樣,該資產對組織有價值,因此需要受到保護。
Answer: B
Explanation:
Information is an asset like other important business assets, as it has value to an organization and consequently needs to be protected. Information can be in any form, such as electronic, paper, or verbal. Information security is the protection of information from unauthorized access, use, disclosure, modification, or destruction2. References: ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) | CQI | IRCA
NEW QUESTION # 380
情境五:Cobt是一家位於倫敦的保險公司,提供各種商業、工業和人壽保險解決方案。近年來,Cobt的客戶數量大幅增加。由於需要處理大量數據,該公司決定通過ISO/IEC 27001認證,以保障資訊安全並展現其持續改善的承諾。儘管該公司先前已熟練進行常規風險評估,但實施資訊安全管理系統(ISMS)仍為其日常營運帶來了重大變化。在風險評估過程中,發現了一個風險:組織內部控制機制未能發現或阻止重大缺陷的發生。
該公司遵循一套實施資訊安全管理系統(ISMS)的方法,並在短短幾個月內就建立了可運作的ISMS。成功實施ISMS後,Cobt公司申請了ISO/IEC 27001認證。經驗豐富的審核員Sarah被指派負責此審核。在徹底分析了審核邀請後,Sarah接受了審核團隊負責人的職責,並立即開始收集有關Cobt公司的一般資訊。她制定了審核標準和目標,規劃了審核,並分配了審核團隊成員的職責。
莎拉承認,儘管Cobt公司透過提供多元化的商業和保險解決方案實現了顯著擴張,但仍依賴一些人工流程。因此,她最初的重點是收集有關該公司如何管理資訊安全風險的資訊。莎拉聯繫了Cobt公司的代表,請求查閱與風險管理相關的信息,以便進行異地審查,這是最初約定的審計內容之一。然而,Cobt公司後來拒絕了,聲稱此類資訊過於敏感,不宜在公司外部取得。這項拒絕引發了人們對審計可行性的擔憂,尤其是在被審計單位的配合程度以及取得證據方面。此外,Cobt公司也對審計計畫提出了質疑,稱其未能充分反映公司近期所做的變更。該公司指出,審計期間要執行的操作僅適用於初始範圍,並未涵蓋審計範圍的最新變更。莎拉也評估了情況的重要性,考慮了被拒絕提供的資訊對審計目標的重要性。在這種情況下,Cobt公司的拒絕引發了人們對審計完整性及其提供合理保證能力的質疑。鑑於上述情況,Sarah決定在簽署認證協議前退出審核,並已將決定告知Cobt和認證機構。此舉旨在確保審核原則得到遵守,並保持透明度,同時也彰顯了她始終堅持這些原則的決心。
根據以上情景,回答以下問題:
問題:
Cobt在上次風險評估中辨識出了哪種類型的風險?
Answer: C
Explanation:
Comprehensive and Detailed In-Depth Explanation:
* Detection Risk (Correct Answer) - Detection risk occurs when control mechanisms fail to identify significant defects or errors. Cobt identified that major defects were not detected or prevented by internal controls, making detection risk the correct answer.
* Inherent Risk refers to the likelihood of a security event occurring without considering any controls.
The scenario mentions control failures, not natural risks, so this is incorrect.
* Control Risk is the risk of controls failing to prevent a risk. However, the scenario specifically mentions that the defects were not detected, making detection risk the more precise answer.
Relevant Standard Reference:
* ISO/IEC 27001:2022 Clause 6.1.2 (Information Security Risk Assessment Process)
NEW QUESTION # 381
您正在一家提供醫療保健服務的住宅療養院進行 ISMS 審核。審核計畫的下一步是驗證資訊安全事件管理流程。 IT 安全經理介紹了資訊安全事件管理程序,並解釋該流程基於 ISO/IEC 27035-1:2016。
您查看該文件並注意到一條聲明「任何資訊安全弱點、事件和事故應在識別後 1 小時內報告給聯絡人 (PoC)」。在訪問員工時,您發現大家對「弱點、事件、事件」意義的理解有差異。
您從事件追蹤系統中抽取過去 6 個月的事件報告記錄樣本,總結結果如下表所示。
您想進一步調查其他領域以收集更多審計證據。選擇兩個不會出現在您的審核追蹤中的選項。
Answer: A,F
Explanation:
* C . Collect more evidence on how and when the Human Resources manager pays the ransom fee to unlock personal mobile data, i.e., credit card, and bank transfer. (Relevant to control A.5.26) This is not relevant to the audit of the organization's incident management process. The HR manager's personal phone and how they handle a ransomware attack on it falls outside the scope of the ISMS audit. The organization is not responsible for personal devices.
* B . Collect more evidence on how and when the company pays the ransom fee to unlock the company's mobile phone and data, i.e., credit card, and bank transfer. (Relevant to control A.5.26) While seemingly relevant, this focuses on the method of payment for the ransom. The core issue is the organization paying the ransom at all, which is generally not best practice in incident response. The audit should focus on why this decision was made and if alternative solutions were considered (e.g., data backups, device wiping and restoration).
Why the other options ARE relevant:
* A . Collect more evidence by interviewing more staff about their understanding of the reporting process. (Relevant to control A.6.8) This directly addresses the identified discrepancy in understanding "weakness, event, and incident," which is crucial for proper incident reporting.
* D . Collect more evidence on how the organisation determined the incident recovery time. (Relevant to control A.5.27) This investigates the basis for the 24-hour recovery time, which seems arbitrary and may not be appropriate for all incidents.
* E . Collect more evidence on how the organization determined no further action was needed after the incident. (Relevant to control A.5.26) This probes the adequacy of the incident response, especially the lack of preventative measures after paying the ransom.
* F . Collect more evidence on the incident recovery procedures. (Relevant to control A.5.26) This examines the actual procedures to assess their effectiveness and alignment with best practices.
NEW QUESTION # 382
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