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| Section | Objectives |
|---|
| AI Operations | - AI Data Management
- 1. Training and testing data
- 2. Operational AI controls
- 3. Data quality and integrity
- AI System Lifecycle
- 1. Configuration and change management
- 2. AI system development and deployment
- 3. Monitoring and maintenance
|
| AI Auditing Tools and Techniques | - AI Audit Planning
- 1. AI audit methodologies
- 2. Audit resource planning
- 3. Audit scoping and objectives
- Audit Testing and Reporting
- 1. Audit reporting and follow-up
- 2. Testing and sampling methodologies
- 3. Evidence collection techniques
|
| AI Governance and Risk | - AI Security and Controls
- 1. Identity and access management
- 2. Threat and vulnerability management
- 3. Vendor and supply chain risk
- AI Governance Frameworks
- 1. AI risk management
- 2. Regulatory and compliance considerations
- 3. AI policies and governance structures
|
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Free PDF 2026 ISACA AAIA: ISACA Advanced in AI Audit –Unparalleled Exam Paper Pdf
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ISACA Advanced in AI Audit Sample Questions (Q324-Q329):
NEW QUESTION # 324
Which of the following is the GREATEST risk associated with deploying an AI system with ineffective anomaly detection?
- A. Delayed incident response to AI model drift
- B. Failure to comply with AI reporting standards
- C. Undetected data poisoning that impacts AI decision quality
- D. Inconsistent AI system configuration management
Answer: C
Explanation:
Ineffective anomaly detection means the system fails to recognize abnormal patterns in data or model behavior. The GREATEST risk is undetected data poisoning (B), which jeopardizes data integrity and leads to corrupted, biased, or unsafe AI decisions. AAIA emphasizes that anomaly detection is critical for identifying tampering, data drift, or malicious manipulation.
NEW QUESTION # 325
Which of the following is the MOST important reason for applying regular software updates to AI systems operating in high-risk environments?
- A. To reduce the need for human oversight of model outputs
- B. To accelerate model training cycles and enhance processing speed
- C. To safeguard the systems against AI-powered zero-day exploits
- D. To address vulnerabilities and reduce the risk of output integrity attacks
Answer: D
Explanation:
In high-risk environments (healthcare, finance, aviation), software updates ensure that vulnerabilities are patched, new attack vectors are addressed, and integrity controls remain current.
AAIA highlights that outdated AI systems are vulnerable to:
Integrity attacks
Poisoning
Model evasion
Adversarial exploitation
Regular updates ensure that both the AI software and supporting infrastructure maintain resilience.
NEW QUESTION # 326
Which of the following is MOST important to consider when auditing an organization's AI procedures?
- A. Backup and recovery in the event of an AI data breach
- B. AI data validation and filtration to prevent data poisoning
- C. Frequency of AI system updates to enhance security
- D. Employee training on recognized AI best practices
Answer: B
Explanation:
The integrity of data fed into AI systems is a critical concern. The AAIA™ Study Guide emphasizes that validation and filtration processes are essential to mitigate the risk of data poisoning-an attack that can manipulate model behavior by injecting malicious inputs.
"Data poisoning represents a major vulnerability in AI pipelines. Effective controls include robust validation, filtration, and monitoring of training data sources. These preventive practices are essential to ensure model reliability and security." While options A, B, and C are important operational and training measures, only D addresses a technical risk that can directly compromise model outputs and trustworthiness.
Reference: ISACA Advanced in AI Audit™ (AAIA™) Study Guide, Section: "AI Governance and Risk Management," Subsection: "AI Data Integrity and Attack Prevention"
NEW QUESTION # 327
Which of the following is the GREATEST risk when an organization uses publicly available social media data to train its AI model without obtaining explicit user consent?
- A. Data with questionable labeling
- B. Violation of data privacy regulations leading to legal penalties
- C. Introduction of inaccurate and incomplete data
- D. User distrust caused by lack of transparency in AI model training
Answer: B
Explanation:
Using social media data without consent raises severe legal and ethical concerns. According to the AAIATM manual, the greatest risk is the "Violation of data privacy regulations" (such as GDPR or CCPA), which can result in significant legal penalties, mandatory deletion of models, and litigation. Even if the data is "public," privacy laws often restrict the use of personal information for automated decision-making or profiling without a clear legal basis (like consent).
NEW QUESTION # 328
A bank uses a video-based know your customer (KYC) verification process. Cybercriminals exploit this process by using deepfake technology to impersonate bank customers. Which of the following countermeasures is the BEST way for the bank to mitigate this risk?
- A. Requesting additional identity and address documents for verification
- B. Encrypting all customer data and communication
- C. Leveraging AI-based liveness detection during video verification
- D. Discontinuing the use of the video-based verification process
Answer: C
NEW QUESTION # 329
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