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| Section | Weight | Objectives |
|---|---|---|
| CMMC Ecosystem | 5% | - Roles and responsibilities across the CMMC ecosystem |
| CMMC-AB Code of Professional Conduct (Ethics) | 5% | |
| Scoping | 15% | |
| CMMC Model Construct and Implementation Evaluation | 35% | |
| CMMC Governance and Source Documents | 15% | |
| CMMC Assessment Process (CAP) | 25% |
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NEW QUESTION # 58
While conducting a CMMC Assessment, an individual from the OSC provides documentation to the assessor for review. The documentation states an incident response capability is established and contains information on incident preparation, detection, analysis, containment, recovery, and user response activities. Which CMMC practice is this documentation attesting to?
Answer: D
Explanation:
Understanding CMMC 2.0 Incident Response PracticesTheIncident Response (IR) domaininCMMC 2.0 Level
2aligns withNIST SP 800-171, Section 3.6, which defines requirements forestablishing and maintaining an incident response capability.
* The documentation provideddescribes an incident response capability that includes preparation, detection, analysis, containment, recovery, and user response activities.
* IR.L2-3.6.1specifically requires organizations toestablish an incident handling processcovering:
* Preparation
* Detection & Analysis
* Containment
* Eradication & Recovery
* Post-Incident Response
* B. IR.L2-3.6.2: Incident Reporting (Incorrect)
* Incident reporting focuses on reporting incidents to external parties (e.g., DoD, DIBNet),which isnot what the provided documentation describes.
* C. IR.L2-3.6.3: Incident Response Testing (Incorrect)
* Incident response testing ensures that the response process is regularly tested and evaluated, which isnot the primary focus of the documentation provided.
* D. IR.L2-3.6.4: Incident Spillage (Incorrect)
* Incident spillage specifically refers to CUI exposure or handling unauthorized CUI incidents, which isnot the scenario described.
* The correct answer isA. IR.L2-3.6.1: Incident Handling, as the documentationattests to the establishment of an incident response capability.
References:
CMMC 2.0 Level 2 Practices (NIST SP 800-171, Section 3.6)
CMMC Assessment Process (CAP) Guide
NEW QUESTION # 59
During assessment planning, the OSC recommends a person to interview for a certain practice. The person being interviewed MUST be the person who:
Answer: A
Explanation:
Who Should Be Interviewed During a CMMC Assessment?During assessment planning, theOrganization Seeking Certification (OSC)may suggest personnel for interviews. However, the person interviewedmustbe someone who:
#Implementsthe practice (directly responsible for executing it).
#Performsthe practice (carries out day-to-day security operations).
#Supportsthe practice (provides necessary resources or oversight).
* Theassessor needs direct insightsfrom individuals actively involved in the practice.
* Funding (Option A)does not providetechnical or operationalinsight into practice execution.
* Auditing (Option B)focuses on compliance checks, but auditorsdo not implementthe practice.
* Supporting, auditing, and performing (Option C)includesauditors, who arenot necessarily the right interviewees.
Why "Implements, Performs, or Supports That Practice" is Correct?Breakdown of Answer ChoicesOption Description Correct?
A: Funds that practice.
#Incorrect-Funding is important but doesnot mean direct involvement.
B: Audits that practice.
#Incorrect-Auditors check compliance but donot implementpractices.
C: Supports, audits, and performs that practice.
#Incorrect-Auditing isnot a requirementfor interviewees.
D: Implements, performs, or supports that practice.
#Correct - The interviewee must have direct involvement in execution.
* CMMC Assessment Process Guide (CAP)- Requires that interviewees bedirectly responsiblefor implementing, performing, or supporting the practice.
Official References from CMMC 2.0 DocumentationFinal Verification and ConclusionThe correct answer isD. Implements, performs, or supports that practice, as the interviewee mustactively contribute to the execution of the practice.
NEW QUESTION # 60
Which regulation allows for whistleblowers to sue on behalf of the federal government?
Answer: B
Explanation:
Understanding the False Claims Act (FCA) and Whistleblower ProtectionsTheFalse Claims Act (FCA)(31 U.
S).C. §§ 3729-3733) is aU.S. federal lawthat allowswhistleblowers (also known as "relators")to sue on behalf of the federal government if they believe a company issubmitting fraudulent claimsfor government funds.
The FCA includes a"qui tam" provision, which:
#Allows private individuals to file lawsuits on behalf of the U.S. government.
#Provides financial rewards to whistleblowersif the lawsuit results in recovered funds.
#Protects whistleblowers from employer retaliation.
In the context ofCMMC and cybersecurity compliance, theFCA has been used to hold companies accountableformisrepresenting their cybersecurity compliancewhen working with federal contracts.
For example:
If a companyfalsely claimscompliance withCMMC, NIST SP 800-171, or DFARS 252.204-7012butfails to meet security requirements, it could beliable under the FCA.
TheDepartment of Justice (DOJ)has pursued cases under theCyber-Fraud Initiative, using theFCA against defense contractorsfor cybersecurity noncompliance.
Thus, the correct answer isC. False Claims Actbecause it specifically allows whistleblowers tosue on behalf of the federal government.
A). NIST SP 800-53#Incorrect.NIST SP 800-53provides security controls for federal agencies butdoes notcontain whistleblower provisions.
B). NIST SP 800-171#Incorrect.NIST SP 800-171outlines security requirements for protectingCUI, but itdoes not have legal mechanismsfor whistleblower lawsuits.
D). Code of Professional Conduct#Incorrect. TheCMMC Code of Professional Conductapplies toC3PAOs and assessorsbut doesnot provide a legal basis for whistleblower lawsuits.
Why the Other Answers Are Incorrect
False Claims Act (31 U.S.C. §§ 3729-3733)- Establishes whistleblower protections and qui tam lawsuits.
DOJ Cyber-Fraud Initiative- Uses the FCA to enforce cybersecurity compliance in government contracts.
DFARS 252.204-7012 & CMMC- Require accurate reporting of cybersecurity compliance, which can lead to FCA violations if misrepresented.
CMMC Official ReferencesThus,option C (False Claims Act) is the correct answeras per official legal guidance.
NEW QUESTION # 61
A test or demonstration is being performed for the Assessment Team during an assessment. Which environment MUST the OSC perform this test or demonstration?
Answer: A
NEW QUESTION # 62
When are contractors required to achieve a CMMC certificate at the Level specified in the solicitation?
Answer: B
NEW QUESTION # 63
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