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| Topic | Details |
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| Topic 1 | - Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.
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| Topic 2 | - Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
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| Topic 3 | - Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
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| Topic 4 | - Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q115-Q120):
NEW QUESTION # 115
Testing data is defined as a subset of data that is used to?
- A. Enable a model to discover and learn patterns.
- B. Evaluate a model's handling of randomized edge cases.
- C. Assess a model's on-going performance in production.
- D. Provide a robust evaluation of a final model.
Answer: D
Explanation:
Testing data is a subset of data used to provide a robust evaluation of a final model. After training the model on training data, it is essential to test its performance on unseen data (testing data) to ensure it generalizes well to new, real-world scenarios. This step helps in assessing the model's accuracy, reliability, and ability to handle various data inputs. Reference: AIGP Body of Knowledge on Model Validation and Testing.
NEW QUESTION # 116
In procuring an AI system from a vendor, which of the following would be important to include in a contract to enable proper oversight and auditing of the system?
- A. Liability for mistakes.
- B. Responsibility for improvements.
- C. Appropriate access to data and models.
- D. Ownership of data and outputs.
Answer: C
Explanation:
Ensuringoversight and auditabilityrequires that the organization hassufficient access to data, documentation, and model internalsor outputs necessary for evaluation.
From theAI Governance in Practice Report 2024:
"Access to technical documentation and system internals is essential to enable effective auditing, conformity checks, and accountability mechanisms." (p. 11, 34)
* Ais about liability, not auditability.
* Bmatters for IP rights, not oversight.
* Crelates to lifecycle responsibility but doesn't guarantee audit access.
NEW QUESTION # 117
CASE STUDY
Please use the following to answer the next question:
A local police department in the United States procured an AI system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The AI system works by surveying the public sites in order to identify individuals that are likely to have committed a crime.
It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.
The police department retained a third-party consultant to assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system's accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor's system has a higher accuracy rate and based on this information, recommended this vendor to the police department.
The police department chose the first vendor and implemented its AI system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.
The police department has now been using the AI system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the AI system gives a score of at least 90% and proceed directly with an arrest.
What should a police officer explain about the use of the AI system at the time of arrest?
- A. Information about the scoring protocol of the AI system.
- B. Information about use of the AI system in prosecuting the case.
- C. Information about how the individual was identified by the AI system.
- D. Information about the public sites surveilled by the AI system.
Answer: C
Explanation:
The officer should inform the individual how the AI system was used to identify them, ensuring transparency about the basis for the arrest decision.
NEW QUESTION # 118
The framework set forth in the White House Blueprint for an Al Bill of Rights addresses all of the following EXCEPT?
- A. Safe and effective systems.
- B. Human alternatives, consideration and fallback.
- C. High-risk mitigation standards.
- D. Data privacy.
Answer: C
Explanation:
The White House Blueprint for an AI Bill of Rights focuses on protecting civil rights, privacy, and ensuring AI systems are safe and effective. It includes principles like data privacy (D), human alternatives (A), and safe and effective systems (C). However, it does not specifically address high-risk mitigation standards as a distinct category (B).
NEW QUESTION # 119
Each of the following actors are typically engaged in the Al development life cycle EXCEPT?
- A. Socio-cultural and technical experts.
- B. Government regulators.
- C. Data architects.
- D. Legal and privacy governance experts.
Answer: B
Explanation:
Typically, actors involved in the AI development life cycle include data architects (who design the data frameworks), socio-cultural and technical experts (who ensure the AI system is socio-culturally aware and technically sound), and legal and privacy governance experts (who handle the legal and privacy aspects). Government regulators, while important, are not directly engaged in the development process but rather oversee and regulate the industry. Reference: AIGP BODY OF KNOWLEDGE and AI development frameworks.
NEW QUESTION # 120
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