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| Section | Weight | Objectives |
|---|
| Topic 1: Governance and Management of IT | 18% | - IT Governance
- 1. IT Governance and IT Strategy
- 2. IT-Related Frameworks
- 3. Organizational Structure
- 4. Enterprise Risk Management
- 5. Maturity and Process Improvement Models
- 6. IT Investment and Allocation Practices
- 7. Enterprise Architecture
- 8. IT Standards, Policies, and Procedures
- 9. IT Monitoring and Reporting Practices
- IT Management
- 1. IT Service Provider Acquisition and Management
- 2. Quality Assurance and Quality Management of IT
- 3. IT Performance Monitoring and Reporting
- 4. IT Resource Management
|
| Topic 2: Protection of Information Assets | 26% | - Information Asset Security and Control
- 1. Public Key Infrastructure (PKI)
- 2. Information Asset Security Frameworks, Standards, and Guidelines
- 3. Privacy Principles
- 4. Network and Endpoint Security
- 5. Data Encryption and Encryption-Related Techniques
- 6. Physical Access and Environmental Controls
- 7. Identity and Access Management
- 8. Data Classification
- Security Event Management
- 1. Evidence Collection and Forensics
- 2. Information System Attack Methods and Techniques
- 3. Incident Response Management
- 4. Security Testing Tools and Techniques
- 5. Security Monitoring Tools and Techniques
- 6. Security Awareness Training and Programs
|
| Topic 3: Information Systems Acquisition, Development and Implementation | 12% | - Information Systems Implementation
- 1. Testing Methodologies
- 2. Configuration and Release Management
- 3. System Migration, Infrastructure Deployment, and Data Conversion
- 4. Post-implementation Review
- Information Systems Acquisition and Development
- 1. Project Governance and Management
- 2. Business Case and Feasibility Analysis
- 3. System Development Methodologies
- 4. Control Identification and Design
|
| Topic 4: Information Systems Operations and Business Resilience | 26% | - Information Systems Operations
- 1. System Interfaces
- 2. Database Management
- 3. Common Technology Components
- 4. Job Scheduling and Production Process Automation
- 5. IT Service Level Management
- 6. IT Asset Management
- 7. End-User Computing
- Business Resilience
- 1. Business Impact Analysis (BIA)
- 2. Business Continuity Plan (BCP)
- 3. Disaster Recovery Plan (DRP)
- 4. Data Backup, Storage, and Restoration
- 5. System Resiliency
|
| Topic 5: Information Systems Auditing Process | 18% | - Planning
- 1. Types of Controls
- 2. Types of Audits and Assessments
- 3. Business Processes
- 4. Risk-Based Audit Planning
- 5. IS Audit Standards, Guidelines, and Codes of Ethics
- Execution
- 1. Audit Evidence Collection Techniques
- 2. Quality Assurance and Improvement of the Audit Process
- 3. Data Analytics
- 4. Sampling Methodology
- 5. Reporting and Communication Techniques
- 6. Audit Project Management
|
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ISACA Certified Information Systems Auditor Sample Questions (Q294-Q299):
NEW QUESTION # 294
Recovery facilities providing a redundant combination of Internet connections to the local communications loop is an example of which type of telecommunications continuity?
- A. Last-mile circuit protection
- B. Long-haul network diversity
- C. Voice recovery
- D. Alternative routing
Answer: A
NEW QUESTION # 295
An external IS auditor is reviewing the continuous monitoring system for a large bank and notes several potential issues. Which of the following would present the GREATEST concern regarding the reliability of the monitoring system?
- A. The alert threshold is updated periodically.
- B. The monitoring thresholds are not subject to change management.
- C. The monitoring system was configured by a third party.
- D. The system results are not reviewed by senior management.
Answer: B
Explanation:
Monitoring systems rely heavily on thresholds to detect anomalies or incidents. If thresholds can be changed without proper change management controls, the entire system's reliability is compromised because unauthorized or improper changes could either suppress critical alerts or generate excessive false positives. While senior management review (A) is important for governance, it does not directly affect the accuracy of monitoring results. Periodic threshold updates (B) are actually good practice as long as they are controlled. Third-party configuration (D) can be acceptable if properly governed. ISACA's COBIT BAI06 (Managed IT Changes) stresses that all changes to production systems - including monitoring thresholds - must follow formal change control processes to maintain integrity and reliability.
NEW QUESTION # 296
For which of the following is the documentation of workaround processes critical to keeping business functions operational during recovery of IT systems?
- A. Business continuity plan (BCP)
- B. Incident management process
- C. Business impact analysis (BIA)
- D. Threat and risk assessment
Answer: A
NEW QUESTION # 297
An IS auditor's PRIMARY concern about a business partner agreement for the exchange of electronic information should be to determine whether there is:
- A. a clause that addresses the audit of shared systems.
- B. appropriate control and responsibility defined for each partner.
- C. an information classification framework.
- D. evidence of review and approval by each partner's legal department.
Answer: C
Explanation:
Section: Protection of Information Assets
Explanation:
The overall purpose of using a formal information classification scheme is to ensure proper handling based on the information content and context. Context refers to the usage of information.
Two major risks are present in the absence of an information classification scheme. The first major risk is that information will be mishandled. The second major risk is that without an information classification scheme, all of the organization's data may be subject to scrutiny during legal proceedings. The information classification scheme safeguards knowledge. Failure to implement a records and data classification scheme leads to disaster
NEW QUESTION # 298
Which of the following is the MOST critical step in planning an audit?
- A. Implementing a prescribed auditing framework such as COBIT
- B. Identifying high-risk audit targets
- C. Identifying current controls
- D. Testing controls
Answer: B
Explanation:
Section: Protection of Information Assets
Explanation:
In planning an audit, the most critical step is identifying the areas of high risk.
NEW QUESTION # 299
......
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