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| Section | Weight | Objectives |
|---|
| Governance and Management of IT | 18% | - IT Governance
- 1. IT Standards, Policies, and Procedures
- 2. Maturity and Process Improvement Models
- 3. IT Monitoring and Reporting Practices
- 4. IT-Related Frameworks
- 5. Organizational Structure
- 6. IT Investment and Allocation Practices
- 7. IT Governance and IT Strategy
- 8. Enterprise Architecture
- 9. Enterprise Risk Management
- IT Management
- 1. IT Resource Management
- 2. Quality Assurance and Quality Management of IT
- 3. IT Service Provider Acquisition and Management
- 4. IT Performance Monitoring and Reporting
|
| Information Systems Auditing Process | 18% | - Execution
- 1. Reporting and Communication Techniques
- 2. Audit Evidence Collection Techniques
- 3. Audit Project Management
- 4. Quality Assurance and Improvement of the Audit Process
- 5. Data Analytics
- 6. Sampling Methodology
- Planning
- 1. Business Processes
- 2. Types of Controls
- 3. Types of Audits and Assessments
- 4. Risk-Based Audit Planning
- 5. IS Audit Standards, Guidelines, and Codes of Ethics
|
| Protection of Information Assets | 26% | - Information Asset Security and Control
- 1. Public Key Infrastructure (PKI)
- 2. Data Classification
- 3. Identity and Access Management
- 4. Physical Access and Environmental Controls
- 5. Information Asset Security Frameworks, Standards, and Guidelines
- 6. Data Encryption and Encryption-Related Techniques
- 7. Privacy Principles
- 8. Network and Endpoint Security
- Security Event Management
- 1. Incident Response Management
- 2. Security Monitoring Tools and Techniques
- 3. Information System Attack Methods and Techniques
- 4. Security Awareness Training and Programs
- 5. Security Testing Tools and Techniques
- 6. Evidence Collection and Forensics
|
| Information Systems Acquisition, Development and Implementation | 12% | - Information Systems Acquisition and Development
- 1. Control Identification and Design
- 2. Project Governance and Management
- 3. System Development Methodologies
- 4. Business Case and Feasibility Analysis
- Information Systems Implementation
- 1. System Migration, Infrastructure Deployment, and Data Conversion
- 2. Configuration and Release Management
- 3. Testing Methodologies
- 4. Post-implementation Review
|
| Information Systems Operations and Business Resilience | 26% | - Business Resilience
- 1. Business Impact Analysis (BIA)
- 2. System Resiliency
- 3. Business Continuity Plan (BCP)
- 4. Data Backup, Storage, and Restoration
- 5. Disaster Recovery Plan (DRP)
- Information Systems Operations
- 1. Job Scheduling and Production Process Automation
- 2. Common Technology Components
- 3. IT Service Level Management
- 4. System Interfaces
- 5. End-User Computing
- 6. Database Management
- 7. IT Asset Management
|
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ISACA Certified Information Systems Auditor Sample Questions (Q219-Q224):
NEW QUESTION # 219
Well-written risk assessment guidelines for IS auditing should specify which of the following elements at the least (choose all that apply):
- A. A maximum length for audit cycles.
- B. The timing of risk assessments.
- C. None of the choices.
- D. Guidelines for handling special cases.
- E. Documentation requirements.
Answer: A,B,D,E
Explanation:
A well-written risk assessment guidelines should specify a maximum length for audit cycles based on the risk scores and the timing of risk assessments for each department or activity. There should be documentation requirements to support scoring decisions. There should also be guidelines for overriding risk assessments in special cases and the circumstances under which they can be overridden.
NEW QUESTION # 220
An organization has software that is not compliant with data protection requirements. To help ensure that appropriate and relevant data protection controls are implemented in the future, the auditor's BEST course of action would be to:
- A. recommend that privacy checks are included within the solution development life cycle.
- B. map the organization's business processes to identify personally identifiable information (PII).
- C. recommend an executive be appointed to oversee privacy program improvements.
- D. conduct a privacy impact assessment to identity gaps in the organization's privacy.
Answer: D
Explanation:
Section: Protection of Information Assets
NEW QUESTION # 221
An IS auditor is using a statistical sample to inventory the tape library. What type of test would this be considered?
- A. Integrated
- B. Compliance
- C. Substantive
- D. Continuous audit
Answer: C
Explanation:
Explanation/Reference:
Using a statistical sample to inventory the tape library is an example of a substantive test.
NEW QUESTION # 222
Which of the following programs would a sound information security policy MOST likely include to handle suspected intrusions?
- A. Monitoring
- B. Response
- C. Detection
- D. Correction
Answer: B
Explanation:
Explanation/Reference:
Explanation:
A sound IS security policy will most likely outline a response program to handle suspected intrusions.
Correction, detection and monitoring programs are all aspects of information security, but will not likely be included in an IS security policy statement.
NEW QUESTION # 223
Management has agreed to move the organization's data center due to recent flood map changes in its current location. Which risk response has been adopted?
- A. Risk transfer
- B. Risk avoidance
- C. Risk elimination
- D. Risk acceptance
Answer: B
NEW QUESTION # 224
......
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