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ISACA AAISM Exam Syllabus Topics:

TopicDetails
Topic 1
  • AI Risk Management: This section of the exam measures the skills of AI Risk Managers and covers assessing enterprise threats, vulnerabilities, and supply chain risk associated with AI adoption, including risk treatment plans and vendor oversight.
Topic 2
  • AI Technologies and Controls: This section of the exam measures the expertise of AI Security Architects and assesses knowledge in designing secure AI architecture and controls. It addresses privacy, ethical, and trust concerns, data management controls, monitoring mechanisms, and security control implementation tailored to AI systems.
Topic 3
  • AI Governance and Program Management: This section of the exam measures the abilities of AI Security Governance Professionals and focuses on advising stakeholders in implementing AI security through governance frameworks, policy creation, data lifecycle management, program development, and incident response protocols.

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ISACA Advanced in AI Security Management (AAISM) Exam Sample Questions (Q66-Q71):

NEW QUESTION # 66
When deriving statistical information generated by AI systems, which of the following types of risk is MOST important to address?

Answer: A

Explanation:
The most critical risk when deriving statistical insights from AI-generated data is systemic bias in data. According to the AI Security ManagementTM (AAISM) framework, systemic bias directly undermines the fairness, reliability, and validity of analytical results derived from AI systems. If the input data or learned model patterns are biased--reflecting skewed representation, sampling imbalance, or embedded prejudice--the statistical outputs will propagate and amplify these biases, leading to misinformed decisions and compliance violations.


NEW QUESTION # 67
Which of the following AI data life cycle phases presents the GREATEST inherent risk?

Answer: B

Explanation:
The data Preparation phase-covering sourcing, collection, labeling, cleansing, and provenance-presents the greatest inherent risk because it is where privacy, consent, representativeness, bias, quality, lineage, and legality must be established. Decisions and defects here propagate into training and downstream use, amplifying ethical, regulatory, and accuracy risks.
While Training can introduce additional risks (e.g., poisoning, leakage), these are frequently mitigated by controls that depend on having trustworthy prepared data. Monitoring and Maintenance are later-life-cycle phases oriented toward detection and correction; they are critical but inherently rely on the foundation set during Preparation.
References: AI Security Management (AAISM) Body of Knowledge: "AI Data Lifecycle Risks-Sourcing, Consent, Provenance, and Bias," "Risk Treatment Priorities Across the Lifecycle"; AAISM Study Guide:
"Data Preparation Controls and Quality Gates," "Bias and Privacy Risk Controls at Ingestion."


NEW QUESTION # 68
Which of the following is the MOST effective strategy for penetration testers assessing the security of an AI model against membership inference attacks?

Answer: C

Explanation:
AAISM identifies confidence-score analysis as a principal technique for evaluating exposure to membership inference: models often yield measurably higher confidence for points seen during training. Testers compare output probabilities/entropies for known in-training vs. out-of-training samples to assess leakage. Disabling logs (A) reduces evidence; test-set accuracy (B) does not measure privacy leakage; synthetic data generation (D) is a mitigation strategy, not a penetration-testing method.
References: AI Security Management™ (AAISM) Body of Knowledge - Model Privacy Threats:
Membership Inference; Red/Blue Team Evaluation Techniques; Confidence/Entropy-based Privacy Testing.


NEW QUESTION # 69
After implementing a third-party generative AI tool, an organization learns about new regulations related to how organizations use AI. Which of the following would be the BEST justification for the organization to decide not to comply?

Answer: A

Explanation:
The AAISM framework clarifies that compliance decisions must always be tied to an organization's risk appetite and tolerance. When new regulations emerge, management may choose not to comply if the associated risk remains within the documented and approved risk appetite, provided that accountability is established and governance structures support this decision. Other options such as widespread industry use, third-party audits, or lack of cost assessment do not justify noncompliance under the governance principles.
The risk appetite framework is the only recognized justification under AI governance principles.
References:
AAISM Study Guide - AI Governance and Program Management
ISACA AI Risk Guidance - Risk Appetite and Compliance Decisions


NEW QUESTION # 70
An organization is designing an AI-based credit risk assessment system that will integrate with sensitive financial datasets. Which of the following would BEST support the implementation of security-by-design principles in the AI system's architecture?

Answer: C

Explanation:
Security by design in AI requires establishing risk-informed requirements at the earliest stages of the lifecycle and systematically translating them into architectural controls. Conducting AI-specific threat modeling before deployment is the highest-leverage action because it identifies assets (data, models, pipelines), trust boundaries (feature stores, training/inference services), threat events (poisoning, evasion, model extraction), and attack paths unique to ML systems. The outputs (abuse/misuse cases, control objectives, verification plans) then drive selection and prioritization of controls such as privacy-enhancing techniques, access controls, isolation, monitoring, and assurance testing. While differential privacy (C) is a strong control for leakage risk, it is one control choice among many and should be selected as a result of threat modeling. IP allow lists (B) and container segmentation (A) are valuable hardening measures but are narrower and do not replace the lifecycle-wide governance and design traceability that threat modeling enables.
References: AI Security Management (AAISM) Body of Knowledge - Secure AI SDLC; AI Threat Modeling and Abuse Case Development; Architecture & Control Selection; Risk-Based Design Assurance.
AAISM Study Guide - Security-by-Design for AI; Model/System Asset Mapping; Control Objectives from Threat Models.


NEW QUESTION # 71
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