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PECB ISO-IEC-27001-Lead-Auditor Exam Syllabus Topics:

SectionWeightObjectives
Requirements of ISO/IEC 27001:202230%- Leadership and planning
  • 1. Management commitment and policy establishment
    • 2. Information security objectives and risk treatment planning
      - Support, operation, performance evaluation and improvement
      • 1. Internal audit and management review
        • 2. Corrective action and continual improvement
          • 3. Resource management and competence
            - General requirements and ISMS scope definition
            • 1. Understanding the organization and its context
              • 2. Determining ISMS boundaries and applicability
                Information Security Controls (ISO/IEC 27002:2022)25%- Control categories and implementation guidance
                • 1. Technological controls
                  • 2. People controls
                    • 3. Organizational controls
                      • 4. Physical controls
                        Fundamental Concepts of Information Security15%- Information security principles and definitions
                        • 1. Confidentiality, integrity, availability
                          • 2. Risk management fundamentals
                            - Overview of ISO/IEC 27000 family of standards
                            • 1. Relationship between ISO/IEC 27001 and other standards
                              • 2. Structure and scope of ISO/IEC 27000 series
                                Auditing Principles and Practices30%- Audit reporting and follow-up
                                • 1. Structure and content of audit report
                                  • 2. Corrective action verification and closure
                                    - Audit concepts and principles
                                    • 1. Independence, objectivity and evidence-based approach
                                      • 2. Audit types and objectives
                                        - Audit preparation and planning
                                        • 1. Defining audit scope, criteria and methodology
                                          • 2. Development of audit plan and checklist
                                            - Audit execution
                                            • 1. Conducting interviews and document reviews
                                              • 2. Identifying nonconformities and opportunities for improvement
                                                • 3. Collecting and verifying audit evidence

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                                                  PECB Certified ISO/IEC 27001 Lead Auditor exam Sample Questions (Q288-Q293):

                                                  NEW QUESTION # 288
                                                  Scenario 8: Tessa. Malik, and Michael are an audit team of independent and qualified experts in the field of security, compliance, and business planning and strategies. They are assigned to conduct a certification audit in Clastus, a large web design company. They have previously shown excellent work ethics, including impartiality and objectiveness, while conducting audits. This time, Clastus is positive that they will be one step ahead if they get certified against ISO/IEC 27001.
                                                  Tessa, the audit team leader, has expertise in auditing and a very successful background in IT-related issues, compliance, and governance. Malik has an organizational planning and risk management background. His expertise relies on the level of synthesis and analysis of an organization's security controls and its risk tolerance in accurately characterizing the risk level within an organization On the other hand, Michael is an expert in the practical security of controls assessment by following rigorous standardized programs.
                                                  After performing the required auditing activities, Tessa initiated an audit team meeting They analyzed one of Michael s findings to decide on the issue objectively and accurately. The issue Michael had encountered was a minor nonconformity in the organization's daily operations, which he believed was caused by one of the organization's IT technicians As such, Tessa met with the top management and told them who was responsible for the nonconformity after they inquired about the names of the persons responsible To facilitate clarity and understanding, Tessa conducted the closing meeting on the last day of the audit.
                                                  During this meeting, she presented the identified nonconformities to the Clastus management. However, Tessa received advice to avoid providing unnecessary evidence in the audit report for the Clastus certification audit, ensuring that the report remains concise and focused on the critical findings.
                                                  Based on the evidence examined, the audit team drafted the audit conclusions and decided that two areas of the organization must be audited before the certification can be granted. These decisions were later presented to the auditee, who did not accept the findings and proposed to provide additional information. Despite the auditee's comments, the auditors, having already decided on the certification recommendation, did not accept the additional information. The auditee's top management insisted that the audit conclusions did not represent reality, but the audit team remained firm in their decision.
                                                  Based on the scenario above, answer the following question:
                                                  Question:
                                                  After analyzing the audit conclusions, Company X accepted the risk related to a detected nonconformity and decided not to take corrective action. However, their decision was not documented. Is this acceptable?

                                                  Answer: C

                                                  Explanation:
                                                  Comprehensive and Detailed In-Depth Explanation:
                                                  * B. Correct Answer:
                                                  * ISO/IEC 27001:2022 Clause 6.1.3 (Information Security Risk Treatment) requires that any decision to accept risk be documented and justified.
                                                  * Failure to document this decision creates compliance and audit tracking gaps.
                                                  * A. Incorrect:
                                                  * Risk acceptance must always be documented for accountability.
                                                  * C. Incorrect:
                                                  * Organizations are not required to mitigate every nonconformity but must justify their risk acceptance.
                                                  Relevant Standard Reference:
                                                  * ISO/IEC 27001:2022 Clause 6.1.3 (Risk Treatment Documentation Requirements)


                                                  NEW QUESTION # 289
                                                  After completing Stage 1 and in preparation for a Stage 2 initial certification audit, the auditee informs the audit team leader that they wish to extend the audit scope to include two additional sites that have recently been acquired by the organisation.
                                                  Considering this information, what action would you expect the audit team leader to take?

                                                  Answer: A

                                                  Explanation:
                                                  According to the PECB Candidate Handbook for ISO/IEC 27001 Lead Auditor, the audit team leader should obtain information about the additional sites to inform the individual(s) managing the audit programme, as this may affect the audit objectives, scope, criteria, duration, resources, and risks. The audit team leader should also review the audit plan and make any necessary adjustments in consultation with the auditee and the audit client1. References: 1: PECB Candidate Handbook for ISO/IEC 27001 Lead Auditor, page 27, section 4.3.2.2.


                                                  NEW QUESTION # 290
                                                  Select the words that best complete the sentence:
                                                  To complete the sentence with the best word(s), click on the blank section you want to complete so that it is highlighted in red, and then click on the applicable text from the options below. Alternatively, you may drag and drop the option to the appropriate blank section.

                                                  Answer:

                                                  Explanation:


                                                  NEW QUESTION # 291
                                                  Fill in Blanks
                                                  An organization does not check the source code of the updated version of an application when it is updated automatically. Thus, the application may be open to unauthorized modifications. This represents a _________________ that may impact information ___________________

                                                  Answer: A


                                                  NEW QUESTION # 292
                                                  Which two of the following options do not participate in a first-party audit?

                                                  Answer: B,D

                                                  Explanation:
                                                  Explanation
                                                  A first-party audit is an internal audit in which the organization's own staff or contractors check the conformity and effectiveness of the ISMS. A certification body auditor and an audit team from an accreditation body are external auditors who conduct audits for the purpose of certification or accreditation.
                                                  They do not participate in a first-party audit, but rather in a third-party audit. References: First & Second Party Audits - operational services, The ISO 27001 Audit Process | Blog | OneTrust, The ISO 27001 Audit Process | A Beginner's Guide - IAS USA


                                                  NEW QUESTION # 293
                                                  ......

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