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PECB ISO-45001-Lead-Auditor Exam Overview:
| Certification Vendor: | PECB |
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| Exam Name: | PECB Certified ISO 45001 Lead Auditor Exam |
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| Exam Number: | ISO-45001-Lead-Auditor |
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| Certificate Validity Period: | 3 years (renewable with Continuing Professional Development credits) |
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| Passing Score: | 70% |
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| Available Languages: | English, Spanish, French, Chinese (availability may vary), German |
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| Exam Price: | Varies by region/training provider (typically included in training package; standalone exam fees vary) |
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| Exam Format: | Closed-book exam, Multiple-choice questions |
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| Exam Duration: | 180 minutes |
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| Related Certifications: | PECB Certified ISO 45001 Foundation PECB Certified ISO 45001 Lead Implementer PECB Certified Lead Auditor |
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| Real Exam Qty: | 80 multiple-choice questions |
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| Recommended Training: | ISO 45001 Training Programs (Authorized Partners) PECB ISO 45001 Lead Auditor Training Course |
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| Exam Registration: | PECB Official Certification Page PECB Exam Registration |
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| Sample Questions: | PECB ISO-45001-Lead-Auditor Sample Questions |
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| Exam Way: | Online or onsite proctored exam depending on provider |
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| Pre Condition: | It is recommended (but not mandatory) to have knowledge of ISO 45001 standard and auditing principles; prior experience in OHSMS or auditing is highly recommended. |
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| Official Syllabus URL: | https://pecb.com |
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| Topic | Details |
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| Topic 1 | - ISO 45001 requirements for an OH&S MS – Clauses 4 to 10: This section of the exam measures the skills of Auditors related to specific requirements outlined in ISO 45001 about occupational health and safety management systems. It emphasizes understanding clauses that address context, leadership, planning, support, operation, performance evaluation, and improvement. A skill to be measured is applying ISO 45001 requirements to organizational practices.
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| Topic 2 | - Conducting an ISO 45001 audit: This section of the exam measures the skills of Lead Auditors and covers the execution of an ISO 45001 audit. It focuses on gathering evidence, interviewing personnel, and assessing compliance with OHSMS requirements during the audit process.
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| Topic 3 | - Closing an ISO 45001 audit: This section of the exam measures the skills of Audit Consultants and covers the procedures for concluding an ISO 45001 audit. It emphasizes reporting results, discussing findings with stakeholders, and ensuring follow-up actions are planned.
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PECB Certified ISO 45001 Lead Auditor Exam Sample Questions (Q10-Q15):
NEW QUESTION # 10
In the ISO 45001 health and safety management system, what is 'documented information'? Select the ONE best answer.
- A. Any information about the system, or generated by it, held in any format
- B. The master copies of the documents used to operate the system, held in any format
- C. Any paperwork generated when the system is in operation
- D. Paperwork such as Permits to work and risk assessments
Answer: A
Explanation:
ISO 45001 defines "documented information" as information required to be controlled and maintained by an organization. This can include policies, procedures, records, or other relevant data in any format (Clause
3.19). It encompasses all information used to establish, operate, and demonstrate the effectiveness of the OH&S management system.
Analysis of Options:
* A. Any paperwork generated when the system is in operation:Incorrect. This is too narrow and excludes digital or other formats.
* B. Any information about the system, or generated by it, held in any format:Correct. This aligns with the ISO 45001 definition in Clause 3.19.
* C. Paperwork such as Permits to Work and risk assessments:Incorrect. These are examples of documented information but do not encompass the full scope of the term.
* D. The master copies of the documents used to operate the system, held in any format:Incorrect.
This definition is limited to master copies, while documented information includes records as well.
ISO References:
* Clause 3.19: Definition of documented information.
* Clause 7.5: Control of documented information.
NEW QUESTION # 11
An audit team leader who has been contracted to perform a full Occupational Health and Safety management system audit is conducting a documented information review in preparation for the audit.
Which four options are a benefit of completing this task?
- A. Verify the number of personnel.
- B. Verify the scope of the OH and S management system.
- C. Identify high-risk areas for prioritisation during the onsite audit.
- D. Reduce the number of interviews to conduct during the onsite audit.
- E. Reduce the duration of the overall audit by identifying procedural nonconformities.
- F. Confirm the required audit team size and competency.
- G. The auditor can retain a copy of the documented procedure for emergency response for use after the audit.
- H. Gain a better understanding of the auditee ' s processes and activities.
Answer: B,C,F,H
Explanation:
A pre-audit documented-information review provides intelligence needed to prepare an effective, risk-based audit. It can identify higher-risk areas requiring greater audit attention, verify the defined OHSMS scope, help confirm whether the planned audit team ' s size and collective competence are adequate, and develop a clearer understanding of the auditee ' s processes and activities. These are direct planning benefits. The review does not automatically justify shortening the total audit duration or reducing interviews; sufficient audit time and evidence must still be obtained. Nor is the purpose to retain auditee-controlled emergency documentation after the audit. ISO 19011 ' s documented-information-review guidance emphasizes understanding the auditee
' s operations, preparing audit activities, identifying possible areas of concern and taking account of scope, organisational size, complexity, risks and opportunities.
NEW QUESTION # 12
Select three options that would provide evidence of conformance with clause 9.1.1 of ISO 45001.
- A. An OH and S objective to reduce the number of reported incidents.
- B. Competency of centre staff.
- C. Periodic analysis of the results of improvement actions.
- D. Reports of accidents to staff members.
- E. An increase in the visitors using the website.
- F. A procedure on how to determine trends when analysing OHS data.
- G. Signage that alerts visitors to hazards in the centre.
- H. Reports showing that elevators have passed the annual inspection.
Answer: C,D,F
NEW QUESTION # 13
A well-known fast-food organisation (ISO 45001 certified) contracts young people to deliver orders; last week one of them died in a street accident riding for the first time a new motorbike provided by the organisation. You will lead the recertification audit in two weeks, and you plan to prepare a checklist to investigate this incident. The following are potential questions you might ask; match them to the related ISO 45001 clause/subclause.

Answer:
Explanation:

NEW QUESTION # 14
The following options show key actions involved in a third-party audit. They are not in order. Order the stages in the table to show the sequence in which the actions should take place.
To complete the sequence click on the blank section you want to complete so it is highlighted in red and then click on the applicable stage from the options below. Alternatively, drag and drop the options to the appropriate blank section.
These stages take place after a certification application.

Answer:
Explanation:


NEW QUESTION # 15
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