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ISACA AAIA Exam Overview:

Certification Vendor:ISACA
Exam Name:ISACA Advanced in AI Audit
Exam Number:AAIA
Exam Duration:120 minutes
Related Certifications:ACCA
CIA
CPA
CISA
FCCA
Real Exam Qty:90
Passing Score:65%
Exam Format:Remotely Proctored, Multiple Choice, Computer-Based
Available Languages:English
Sample Questions:ISACA AAIA Sample Questions
Exam Way:Online remotely proctored computer-based exam
Pre Condition:Candidates must hold an active CISA certification or another qualified audit-related designation such as CIA, CPA, ACCA, FCCA, Canadian CPA, Australian CPA/FCPA, or Japanese CPA.
Official Syllabus URL:https://www.isaca.org/credentialing/aaia

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ISACA AAIA Exam Syllabus Topics:

TopicDetails
Topic 1
  • AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
Topic 2
  • AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
Topic 3
  • Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.

ISACA Advanced in AI Audit Sample Questions (Q251-Q256):

NEW QUESTION # 251
Which of the following BEST supports reproducibility of AI model results during an audit?

Answer: A

Explanation:
Reproducibility requires that the exact code, data snapshot, hyperparameters, and environment used to produce a result can be retrieved and rerun -- this is achieved through rigorous versioning practices (MLOps).


NEW QUESTION # 252
Which of the following should be done FIRST when developing an incident management process for AI threats?

Answer: C

Explanation:
The AAIA framework states that incident response begins with roles and responsibilities. Without clearly assigned accountability, no classification, escalation, or detection procedures can be effectively implemented.
Defining roles ensures:
Ownership of monitoring
Chain of command for incident decisions
Clear responsibility for documentation
Communication pathways
Allocation of resources for containment


NEW QUESTION # 253
The accuracy of an AI model used for product recommendations, trained on data from a specific year, is declining two years later as customer buying patterns have shifted toward sustainable products. Which of the following is the MOST likely cause?

Answer: A

Explanation:
Data drift (also known as model drift or concept drift) refers to the phenomenon where the statistical properties of the target variable or the input data change over time, leading to a decline in model performance.
In this scenario, the fundamental shift in customer preferences toward sustainability represents a change in the real-world environment that the model ' s original training data no longer reflects. As stated in the AAIA™ guidelines, models operating in dynamic environments like retail require continuous monitoring to detect when historical patterns are no longer predictive. Covariate shift (Option D) is a sub-type of drift specifically involving changes in the distribution of input features, but " Data drift " is the broader, most appropriate term for the observed performance degradation.


NEW QUESTION # 254
Which of the following should be done FIRST when an attacker exfiltrates sensitive information from an AI model?

Answer: B

Explanation:
According to the AAIA™ Study Guide, the first action in response to a confirmed or suspected data exfiltration attack should be containment. Isolating impacted systems helps prevent further exploitation while allowing for a secure investigation of the breach source.
"The initial response to any AI-related data breach must prioritize containment of the threat. Immediate isolation of affected systems helps mitigate further damage and supports a controlled forensic analysis." While regulatory notification (D) and architectural remediation (C) are important, they follow containment.
Query limitations (A) reduce future risk but do not address the current attack. Thus, B is the critical first step.
Reference: ISACA Advanced in AI Audit™ (AAIA™) Study Guide, Section: "Ethical and Legal Considerations in AI," Subsection: "AI Security Incident Response and Containment"


NEW QUESTION # 255
Which of the following is an IS auditor's MOST important course of action when determining whether source data should be entered into approved generative AI tools to assist with an audit?

Answer: D


NEW QUESTION # 256
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