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ASET ASET-Ethics-Examination Exam Syllabus Topics:

SectionWeightObjectives
Law & Liability in Practice15%- Negligence and professional liability
  • 1. Intellectual property rights
  • 2. Contracts and legal agreements
Safety, Health & Regulatory Compliance15%- Occupational Health and Safety Act (Alberta)
  • 1. Whistleblowing and reporting obligations
  • 2. Risk management and safety protocols
Code of Ethics & Professional Duties25%- ASET Code of Ethics
  • 1. Duty to public safety, health and welfare
  • 2. Duty to employer and client
  • 3. Duty to the profession and colleagues
Professional Responsibility & Practice20%- Competence and scope of practice
  • 1. Accountability and professional conduct
  • 2. Conflict of interest and confidentiality
Legal Framework & Legislation25%- Engineering and Geoscience Professions Act
  • 1. ASET Regulations
  • 2. Legal obligations and liabilities

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ASET Ethics Examination-ASET Professional Practice Exam (PPE) Sample Questions (Q106-Q111):

NEW QUESTION # 106
Which of the following are the most significant risks related to purchasing and maintaining computer-related assets?

Answer: D

Explanation:
In modern engineering and technology practice, businesses rely entirely on digital infrastructure for design, communication, data storage, and project management. While physical destruction, electrical surges, and petty theft (Options A, B, and C) are valid operational risks, they are generally localized and easily mitigated by standard insurance policies and physical security. The most significant, catastrophic risks related to IT infrastructure are massive system failures, irreversible data loss, and unauthorized intrusions (cyberattacks/hacking). These events can cripple an entire organization simultaneously. Data loss can wipe out years of proprietary engineering work, leading to massive financial liabilities and breached contracts. Unauthorized intrusions (like ransomware or data breaches) directly compromise client confidentiality and privacy laws (such as PIPEDA), potentially destroying the firm's professional reputation and resulting in severe legal penalties. Managing these complex cybersecurity and redundancy risks is a critical duty for modern technological professionals.


NEW QUESTION # 107
A regulated member of ASET is approached by a friend, whose small engineering company requires some programming work. Although the regulated member's company does this type of work, the friend advises that the company's rates are too high and asks the regulated member to personally complete the work for a reduced fee. Which of the following statements best describes what action(s) the member should take in this circumstance?

Answer: B

Explanation:
This scenario presents a clear and direct conflict of interest, as well as a breach of the ethical duty of fidelity to one's employer. By accepting "moonlighting" work that directly competes with the services offered by their primary employer, the member would be undermining their employer's business and potentially misusing skills or resources developed on company time. The ASET Code of Ethics mandates that members act with integrity towards their employers and strictly avoid conflicts of interest. Secretly undercutting the employer's rates to benefit a friend is highly unethical and violates the trust inherent in the employment contract. The member must firmly reject the offer to do the work privately. Furthermore, full transparency is required; the member should notify their employer about the situation. This disclosure protects the member from future allegations of misconduct and allows the employer to handle the business lead appropriately, perhaps by formally negotiating a lower rate through official company channels, thus keeping all professional activities ethical and above board.


NEW QUESTION # 108
A regulated member designs products that are sold to another firm. That firm used a particular product in a project and it caused a workplace accident resulting in injuries. Who can the firm sue for damages?

Answer: B

Explanation:
In the realm of professional liability and tort law, professionals are held personally accountable for their negligence, regardless of their corporate affiliation. When a regulated member (like a C.E.T. or P.
Tech.) designs a product that subsequently fails and causes injury due to a design flaw, the injured party (the purchasing firm) can seek legal damages through a civil lawsuit. Under the legal principle of
"joint and several liability," the plaintiff can sue the manufacturing company (the member's employer) under the doctrine of "vicarious liability," as the company profits from and is responsible for the products it sells. Simultaneously, the plaintiff can sue the individual regulated member who actually designed the product and applied their professional stamp/seal, as that professional owed a direct "duty of care" to the end-user. The regulatory association (ASET) is not liable for the individual actions of its members (Option A). Therefore, both the selling company and the individual professional are exposed to legal action.


NEW QUESTION # 109
A regulated member plans to report the unprofessional conduct of another member. To which individual or board at ASET should the individual submit the complaint?

Answer: C

Explanation:
The discipline and enforcement process within a professional regulatory organization like ASET is highly structured to ensure fairness and adherence to governing legislation, such as the Engineering and Geoscience Professions Act (EGPA). When a member of the profession or the public believes a regulated member has engaged in unprofessional conduct or unskilled practice, the formal complaint must be submitted in writing to the Registrar. The Registrar acts as the legal intake authority and administrative gatekeeper for the disciplinary process. Upon receiving a formal complaint, the Registrar reviews it and typically forwards it to the Investigative Committee to determine if there is sufficient evidence to proceed to a formal hearing before the Discipline Committee. The ASET Council focuses on overall governance, the CEO handles corporate operations, and the Practice Review Board evaluates general competency standards rather than processing initial specific complaints of unethical conduct. Therefore, reporting to the Registrar ensures the complaint enters the legal disciplinary framework correctly as required by the Act.


NEW QUESTION # 110
Which of the following must a regulated member do as part of continuing professional development?

Answer: D

Explanation:
The ASET Continuing Professional Development (CPD) program is a mandatory requirement designed to ensure that regulated members continuously update their skills and knowledge to protect the public.
While members are required to log their CPD activities annually, a fundamental administrative requirement of the program is that members must actively develop and maintain written records (or digital logs) of their CPD activities, along with supporting documentation such as certificates of completion, receipts, or course outlines. Members are not required to report "all" professional daily activities, only those that qualify for CPD credits. Furthermore, CPD is highly flexible; members are not restricted to only attending ASET-sanctioned events and can engage in self-directed learning, mentoring, or external courses. Because ASET conducts random, mandatory audits of its members' CPD logs every year, relying on memory or only recording activities when challenged is a violation of practice standards. Maintaining accurate, verifiable written records ensures that if a member is audited, they can immediately prove their compliance with the profession's competency requirements.


NEW QUESTION # 111
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