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ASET ASET-Ethics-Examination Exam Syllabus Topics:

SectionObjectives
Topic 1: Professional Ethics and Responsibility- Code of ethics and professional conduct
  • 1. Duty to employer and clients
    • 2. Ethical obligations to the public
      Topic 2: Professional Practice and Accountability- Standards of practice
      • 1. Professional judgment and decision-making
        • 2. Quality assurance and due diligence
          Topic 3: Workplace and Engineering Management- Professional responsibility in organizations
          • 1. Conflict of interest
            • 2. Confidentiality and intellectual property
              Topic 4: Engineering Law and Regulation- Regulatory framework in Alberta/Canada
              • 1. Legal liability and negligence
                • 2. Professional governance and licensing bodies

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                  ASET Ethics Examination-ASET Professional Practice Exam (PPE) Sample Questions (Q36-Q41):

                  NEW QUESTION # 36
                  Which of the following statements describes breach of contract?

                  Answer: D

                  Explanation:
                  In Canadian contract law, a contract is a legally binding agreement between two or more parties that creates enforceable obligations. A "breach of contract" occurs when one of the parties simply fails to complete the obligations, duties, or deliverables explicitly agreed upon in that contract, without a valid legal excuse. This could manifest as failing to deliver a project on the agreed-upon deadline, failing to pay for services rendered, or delivering work that does not meet the technical specifications outlined in the agreement. It is a strict matter of failing to do what was promised. This is distinct from Option D ("a failure to exercise due care"), which describes the legal concept of negligence under tort law. A professional can be sued for breach of contract if they don't deliver what they promised, or sued for negligence (tort) if they perform their duties carelessly and cause harm, even if a formal contract didn't exist.


                  NEW QUESTION # 37
                  If a complaint is settled with the assistance of a mediator, the Investigative Committee may proceed with a preliminary investigation under which legislation?

                  Answer: C

                  Explanation:
                  The legal framework governing the disciplinary procedures for professional technologists and engineers in Alberta is strictly dictated by provincial statute, specifically the Engineering and Geoscience Professions Act (EGPA). All processes relating to complaints, mediation, preliminary investigations, and disciplinary hearings derive their legal authority entirely from this Act. When a complaint is lodged against an ASET member, the Act provides mechanisms for alternative dispute resolution, such as mediation, to resolve less severe conflicts between members or clients amicably.
                  However, even if a matter is settled privately through mediation, the regulatory body retains its paramount duty to protect the public. Under Section 47 of the EGPA, the Investigative Committee reserves the statutory right to proceed with a preliminary investigation anyway, to ensure that no systemic incompetence, severe ethical breaches, or ongoing threats to public safety are swept under the rug by a private settlement. The Code of Ethics and OHS Acts do not contain these specific procedural mechanisms for ASET discipline.


                  NEW QUESTION # 38
                  A regulated member of ASET is considering selling materials purchased to prepare for the ASET Professional Practice Exam. The exam materials include textbooks and questions copied from ASET's practice exam.
                  Which of the following is the member's course of action in this situation?

                  Answer: C

                  Explanation:
                  This scenario involves intellectual property rights, copyright law, and professional integrity. Textbooks purchased for studying are generally the personal property of the buyer (the physical copy, not the copyright of the text) and can be legally resold on the secondary market under the "first-sale doctrine." Therefore, selling the textbooks is perfectly ethical and legal. However, practice exam questions created and distributed by ASET are the exclusive intellectual property of the regulatory association and are protected by copyright. They are often provided under a strict user agreement intended for personal study only. Copying, reproducing, distributing, or selling ASET's proprietary exam questions is an act of copyright infringement and intellectual property theft. For a regulated professional to engage in such behavior is a severe breach of the ASET Code of Ethics, which mandates members act with integrity and uphold the law. Thus, the member must only sell the textbooks and destroy or keep the copied exam materials.


                  NEW QUESTION # 39
                  A senior executive is reviewing an inaccurate deficiency report for a public building that was compiled by another employee. A regulated member is asked to review and approve the report. The client is pressuring the firm to complete this task, so the executive tells the member to approve the report as it is written. Which of the following is the appropriate next step by the member?

                  Answer: D

                  Explanation:
                  Under the ASET Code of Ethics, members must only provide professional opinions founded upon adequate knowledge and honest conviction, and they must hold paramount the safety of the public.
                  Approving a deficiency report for a public building that the member knows is inaccurate is an act of professional fraud. By signing or approving it, the member takes legal and professional responsibility for those inaccuracies, potentially allowing dangerous structural or safety flaws to go uncorrected.
                  Client pressure and executive orders never supersede a professional's ethical obligation to tell the truth and protect the public. While discussing it with the original compiler (Option C) might be a subsequent step, the immediate appropriate response to the executive's direct order is to refuse. The member must explicitly advise the executive that they cannot and will not approve the report because the inaccurate information compromises public safety and violates professional ethical standards.


                  NEW QUESTION # 40
                  Which of the following behaviours justifies a complaint to ASET against a Professional Technologist?

                  Answer: C

                  Explanation:
                  The ASET Code of Ethics firmly requires that members "undertake and accept responsibility for professional assignments only when qualified by training and experience." This is the concept of working strictly within one's "scope of practice." Providing technical advice, designs, or professional opinions on subjects outside of one's specific area of competence is a severe ethical violation and a major safety hazard. If an electrical technologist attempts to provide structural engineering advice, they lack the requisite knowledge, thereby directly endangering the public and exposing themselves to disciplinary action. This behavior entirely justifies a formal complaint to ASET for unskilled practice or unprofessional conduct. Conversely, while being late (Option A) or sleeping at a desk (Option B) are poor employment behaviors that warrant internal HR discipline by the employer, they do not typically constitute regulatory "unprofessional conduct" unless they directly result in a safety hazard. Being vocal about deficiencies (Option C) is actually ethical behavior, as it protects the public.


                  NEW QUESTION # 41
                  ......

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