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| Topic | Details |
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| Topic 1 | - Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.
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| Topic 2 | - Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
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| Topic 3 | - Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
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| Topic 4 | - Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q131-Q136):
NEW QUESTION # 131
After initially deploying a third-party AI model, you learn the developer has released a new version.
As deployer of this third-party model, what should you do?
- A. Seek input from data scientists.
- B. Communicate necessary updates to your users.
- C. Retrain the model.
- D. Audit the model.
Answer: D
Explanation:
When anew versionof a third-party model is released, the deployer must ensure it still meets safety, performance, and compliance requirements - which calls for aformal audit.
From theAI Governance in Practice Report2025:
"Any updates or changes to AI systems should trigger a re-evaluation to ensure continued compliance and performance." (p. 12)
"Post-market monitoring includes reassessing the impact of updated models or retraining." (p. 35)
NEW QUESTION # 132
An organization establishes a cross-functional AI governance committee including legal, engineering, compliance, and HR teams. What is the primary purpose of this approach?
- A. To accelerate AI deployment timelines
- B. To ensure diverse expertise and risk perspectives
- C. To centralize technical decision-making
- D. To reduce the need for external audits
Answer: B
NEW QUESTION # 133
CASE STUDY
Please use the following answer the next question:
XYZ Corp., a premier payroll services company that employs thousands of people globally, is embarking on a new hiring campaign and wants to implement policies and procedures to identify and retain the best talent.
The new talent will help the company's product team expand its payroll offerings to companies in the healthcare and transportation sectors, including in Asia.
It has become time consuming and expensive for HR to review all resumes, and they are concerned that human reviewers might be susceptible to bias.
Address these concerns, the company is considering using a third-party Al tool to screen resumes and assist with hiring. They have been talking to several vendors about possibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve its goals and comply with all applicable laws.
The organization has a large procurement team that is responsible for the contracting of technology solutions.
One of the procurement team's goals is to reduce costs, and it often prefers lower-cost solutions. Others within the company are responsible for integrating and deploying technology solutions into the organization's operations in a responsible, cost-effective manner.
The organization is aware of the risks presented by Al hiring tools and wants to mitigate them. It also questions how best to organize and train its existing personnel to use the Al hiring tool responsibly. Their concerns are heightened by the fact that relevant laws vary across jurisdictions and continue to change.
The frameworks that would be most appropriate for XYZ's governance needs would be the NIST Al Risk Management Framework and?
- A. IEEE Ethical System Design Risk Management Framework (IEEE 7000-21).
- B. NIST Cyber Security Risk Management Framework (CSF 2.0).
- C. NIST Information Security Risk (NIST SP 800-39).
- D. Human Rights, Democracy, and Rule of Law Impact Assessment (HUDERIA).
Answer: A
Explanation:
The IEEE Ethical System Design Risk Management Framework (IEEE 7000-21) would be most appropriate for XYZ Corp's governance needs in addition to the NIST AI Risk Management Framework. The IEEE framework specifically addresses ethical concerns during system design, which is crucial for ensuring the responsible use of AI in hiring. It complements the NIST framework by focusing on ethical risk management, aligning well with XYZ Corp's goals of deploying AI responsibly and mitigating associated risks.
NEW QUESTION # 134
CASE STUDY
Please use the following to answer the next question:
A leading insurance provider that offers a range of coverage options to individuals has decided to utilize AI to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies. The company has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model ("LLM").
The company intends to use its historical customer data - including applications, policies and claims - and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed to a human underwriter for final review.
The company and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. They have designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness and reliability of its output.
After the first month in production, the company realizes that the LLM declines a higher percentage of women's applications.
During the first month when the company monitors the model for bias, it is most important to:
- A. Continue disparity testing.
- B. Compare the results to human decisions prior to deployment.
- C. Analyze the quality of the training and testing data.
- D. Seek approval from management for any changes to the model.
Answer: A
Explanation:
Continuing disparity testing during monitoring helps identify ongoing bias issues in model outputs, allowing for timely mitigation and improvement.
NEW QUESTION # 135
A deployer discovers that a high-risk AI recruiting system has been making widespread errors, resulting in harms to the rights of a considerable number of EU residents who are denied consideration for jobs for improper reasons such as ethnicity, gender and age. According to the EU AI Act, what should the company do first?
- A. Identify any decisions that may have been improperly made and re-open them for human review.
- B. Notify the provider, the distributor, and finally the relevant market authority of the serious incident.
- C. Submit an incomplete report to the relevant market authority immediately and follow up with a complete report as soon as possible.
- D. Conduct a thorough investigation of the serious incident within the 15 day timeline and present the completed report to the relevant market authority.
Answer: B
Explanation:
Under the EU AI Act, when a deployer becomes aware of a serious incident involving a high-risk AI system, the first required action is to notify the provider and the relevant market surveillance authority without undue delay. This triggers the formal process for investigation and remediation.
NEW QUESTION # 136
......
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