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ISACA AAISM Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: AI Governance and Program Management31%- Frameworks and Compliance
  • 1. Regulatory requirements
    • 2. Industry frameworks and standards (e.g., NIST AI RMF, ISO/IEC 42001)
      • 3. Privacy and ethics considerations
        - AI Governance Foundations
        • 1. Stakeholder considerations
          • 2. Organizational structure and governance
            • 3. Roles and responsibilities
              - AI Strategy and Policy
              • 1. Policies and procedures
                • 2. AI strategy development
                  • 3. Responsible and acceptable use
                    Topic 2: AI Technologies and Controls38%- AI Security Architecture
                    • 1. Secure AI system design
                      • 2. Model lifecycle security
                        - AI Assurance and Safety
                        • 1. Ethical AI controls
                          • 2. Model validation and testing
                            • 3. Bias mitigation
                              - Data and Model Controls
                              • 1. Monitoring and runtime controls
                                • 2. Privacy-preserving techniques
                                  • 3. Data protection and governance
                                    Topic 3: AI Risk Management31%- AI Risk Assessment
                                    • 1. Risk identification and analysis
                                      • 2. Risk thresholds and treatment
                                        - AI Threats and Vulnerabilities
                                        • 1. Data poisoning and model manipulation
                                          • 2. Supply chain and vendor risks
                                            • 3. Adversarial AI and ML attacks

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                                              ISACA Advanced in AI Security Management (AAISM) Exam Sample Questions (Q136-Q141):

                                              NEW QUESTION # 136
                                              Which of the following factors is MOST important for preserving user confidence and trust in generative AI systems?

                                              Answer: A

                                              Explanation:
                                              AAISM risk guidance underscores that transparent disclosure and informed consent are the most important factors in maintaining user trust in generative AI. Users must clearly understand how outputs are created, what data sources are used, and how risks such as bias or misinformation are managed. While bias minimization, access controls, and anonymization contribute to technical or ethical robustness, they are not sufficient to preserve user trust. Trust requires openness and consent, which align with governance expectations for transparency and accountability.
                                              References:
                                              AAISM Exam Content Outline - AI Risk Management (Transparency and Trust) AI Security Management Study Guide - User Confidence in Generative AI


                                              NEW QUESTION # 137
                                              Secure aggregation enhances the security of federated learning systems by:

                                              Answer: D

                                              Explanation:
                                              Secure aggregation cryptographically aggregates client updates so that the server learns only the sum
                                              /aggregate, not any single client's update. Properly implemented, the server cannot recover individual contributions-even if compromised-thereby preserving client confidentiality. Option C (encryption in transit) is insufficient because decryption at the server reveals updates; Option A is procedural, not cryptographic; Option B (differential privacy) is a separate technique and not the defining property of secure aggregation.
                                              References: AAISM Body of Knowledge: Privacy-Preserving ML-Federated Learning and Secure Aggregation; AAISM Study Guide: Threat Models for Aggregation Servers and Confidentiality Guarantees.


                                              NEW QUESTION # 138
                                              A data scientist creating categories and training the algorithm on large data sets is an example of which of the following types of AI model learning techniques?

                                              Answer: B

                                              Explanation:
                                              AAISM classifies learning paradigms by the presence of labeled targets. Creating categories (labels) and training on them is supervised learning, where input features are mapped to known outputs and optimization minimizes prediction error against ground truth.


                                              NEW QUESTION # 139
                                              Which of the following is MOST important for effective AI risk management?

                                              Answer: D

                                              Explanation:
                                              AAISM emphasizes that effective AI risk management is socio-technical and hinges on cross-functional stakeholder participation (business owners, security, privacy, legal, compliance, data science, operations).
                                              Participation ensures risks are identified, prioritized, and treated in alignment with business context and risk appetite. While early measurement (B) and using frameworks (D) are important, and separate processes (A) can create silos, stakeholder participation is the primary success factor ensuring governance is practical, adopted, and continuously improved.
                                              References: AI Security Management (AAISM) Body of Knowledge - Governance Roles & Accountability; Integrated Risk Management for AI; Cross-Functional Risk Committees and RACI for AI Programs.


                                              NEW QUESTION # 140
                                              Which of the following is the MOST critical success factor for an AI implementation project?

                                              Answer: B

                                              Explanation:
                                              AAISM identifies executive sponsorship and senior management buy-in as the foremost success factor for AI initiatives. It secures resources, resolves cross-functional conflicts, sets risk appetite, and enforces adherence to governance and controls. Model cards (A), risk registers (B), and lifecycle data mapping (C) are vital practices within the program, but without top-level commitment, adoption, funding, and accountability often fail.
                                              References: AI Security Management (AAISM) Body of Knowledge - AI Program Governance; Executive Sponsorship & Accountability; Strategy-to-Control Alignment for Successful AI Delivery.


                                              NEW QUESTION # 141
                                              ......

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