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ASET ASET-Ethics-Examination Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Law & Liability in Practice15%- Negligence and professional liability
  • 1. Intellectual property rights
  • 2. Contracts and legal agreements
Topic 2: Legal Framework & Legislation25%- Engineering and Geoscience Professions Act
  • 1. ASET Regulations
  • 2. Legal obligations and liabilities
Topic 3: Code of Ethics & Professional Duties25%- ASET Code of Ethics
  • 1. Duty to public safety, health and welfare
  • 2. Duty to employer and client
  • 3. Duty to the profession and colleagues
Topic 4: Safety, Health & Regulatory Compliance15%- Occupational Health and Safety Act (Alberta)
  • 1. Whistleblowing and reporting obligations
  • 2. Risk management and safety protocols
Topic 5: Professional Responsibility & Practice20%- Competence and scope of practice
  • 1. Conflict of interest and confidentiality
  • 2. Accountability and professional conduct

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ASET Ethics Examination-ASET Professional Practice Exam (PPE) Sample Questions (Q18-Q23):

NEW QUESTION # 18
A consultant recommends that a client purchase goods from a company from which the consultant is paid a secret commission. This would be considered which of the following?

Answer: A

Explanation:
The ASET Code of Ethics unequivocally requires members to act with integrity towards clients and employers and to actively avoid conflicts of interest. A conflict of interest exists when a professional has a personal or financial interest that could inappropriately influence their objective professional judgment. Receiving a "secret commission" or "kickback" from a supplier while advising a client to purchase from that supplier is a textbook and severe conflict of interest. The client trusts the engineering technologist to provide unbiased, optimal technical advice based solely on the client's needs and project specifications. By accepting a secret commission, the consultant is financially incentivized to recommend a product that benefits their own wallet, rather than what might be best or most cost- effective for the client. This deeply violates the professional trust placed in the technologist. To resolve such an issue ethically, any existing financial relationships must be fully disclosed to the client upfront, before any recommendations are made.


NEW QUESTION # 19
Which of the following best describes the role of the ASET Investigative Committee?

Answer: C

Explanation:
Under the Engineering and Geoscience Professions Act (EGPA), the disciplinary process for professional regulatory organizations is carefully separated into distinct phases to ensure fairness, objectivity, and natural justice. When the Registrar receives a formal written complaint regarding the conduct or competence of a regulated member, the matter is referred to the Investigative Committee.
The primary role of the Investigative Committee is strictly to gather facts and evidence. They conduct interviews, review documents, and assess whether there is sufficient evidence of unskilled practice or unprofessional conduct to warrant sending the matter to a formal hearing. The Investigative Committee does not decide guilt, nor do they hand down penalties; they act essentially as a grand jury to determine if the complaint has merit. If they find sufficient evidence, they forward the case to the Discipline Committee, which is a separate body that actually conducts the formal, trial-like hearing and determines disciplinary outcomes. Thus, their sole statutory function is to investigate complaints.


NEW QUESTION # 20
A regulated member of ASET learns that a colleague has applied for a position at another organization and knowingly misrepresented the qualifications on their resume. The position includes responsibility for work that has implications for public safety. The member has spoken with the colleague and encouraged full disclosure of the misrepresentation to the potential employer, but the colleague is not willing to disclose this information as it would jeopardize their chance at the position. Which of the following actions should the regulated member take in this situation?

Answer: B

Explanation:
The ASET Code of Ethics imposes a strict duty on regulated members to protect the public and to report unethical professional practices. Misrepresenting one's qualifications on a resume-especially for a role involving public safety-is an act of fraud and a severe ethical violation. Because the unqualified individual could ultimately endanger the public if hired, doing nothing (Option C) is unacceptable. The member took the correct first step by confronting the colleague and offering them the chance to self-correct. Since the colleague explicitly refused, the matter must be escalated. However, directly interfering with a third-party hiring process (Option B) or reporting it to the current employer (Option A) can expose the member to civil liability (such as a defamation or tortious interference lawsuit) and circumvents the proper regulatory channels. The correct, legally safe, and ethically mandated action is to report the unethical conduct to the professional regulatory body, ASET. ASET possesses the legal authority, investigative framework, and disciplinary power to address the member's misconduct appropriately while protecting public safety.


NEW QUESTION # 21
Which of the following are the most significant risks related to purchasing and maintaining computer-related assets?

Answer: C

Explanation:
In modern engineering and technology practice, businesses rely entirely on digital infrastructure for design, communication, data storage, and project management. While physical destruction, electrical surges, and petty theft (Options A, B, and C) are valid operational risks, they are generally localized and easily mitigated by standard insurance policies and physical security. The most significant, catastrophic risks related to IT infrastructure are massive system failures, irreversible data loss, and unauthorized intrusions (cyberattacks/hacking). These events can cripple an entire organization simultaneously. Data loss can wipe out years of proprietary engineering work, leading to massive financial liabilities and breached contracts. Unauthorized intrusions (like ransomware or data breaches) directly compromise client confidentiality and privacy laws (such as PIPEDA), potentially destroying the firm's professional reputation and resulting in severe legal penalties. Managing these complex cybersecurity and redundancy risks is a critical duty for modern technological professionals.


NEW QUESTION # 22
Which of the following statements best describes the purpose of a Code of Ethics?

Answer: A

Explanation:
While provincial legislation (like the EGPA) legally regulates the profession and establishes criteria for membership, the specific purpose of a "Code of Ethics" is to define a high standard of professional conduct. A Code of Ethics goes beyond strict legal compliance; it establishes the moral and professional baseline expected of practitioners holding a protected designation. It serves as a behavioral compass, outlining how members ought to act with integrity, honesty, and fairness toward the public, their employers, their clients, and their peers. It translates abstract moral philosophy into practical, enforceable rules for daily engineering and technological practice. By adhering to this defined high standard, ASET members maintain the trust of the public-a trust that is absolutely necessary for the profession to retain its privilege of self-regulation. Therefore, while it is a regulatory tool, its core defining purpose is to explicitly state what constitutes ethical, competent, and highly professional behavior.


NEW QUESTION # 23
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