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ISACA AAIA Exam Overview:
| Certification Vendor: | ISACA |
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| Exam Name: | ISACA Advanced in AI Audit |
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| Exam Number: | AAIA |
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| Exam Format: | Computer-Based, Multiple Choice, Remotely Proctored |
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| Exam Duration: | 120 minutes |
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| Available Languages: | English |
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| Real Exam Qty: | 90 |
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| Related Certifications: | CISA CIA CPA ACCA FCCA |
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| Passing Score: | 65% |
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| Sample Questions: | ISACA AAIA Sample Questions |
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| Exam Way: | Online remotely proctored computer-based exam |
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| Pre Condition: | Candidates must hold an active CISA certification or another qualified audit-related designation such as CIA, CPA, ACCA, FCCA, Canadian CPA, Australian CPA/FCPA, or Japanese CPA. |
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| Official Syllabus URL: | https://www.isaca.org/credentialing/aaia |
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ISACA AAIA 考試大綱:
| 主題 | 簡介 |
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| 主題 1 | - Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
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| 主題 2 | - AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
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| 主題 3 | - AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
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最新的 Advanced in AI Audit AAIA 免費考試真題 (Q63-Q68):
問題 #63
Which of the following testing techniques would BEST validate whether an organization's data governance program effectively ensures data quality and integrity for AI model training and deployment?
- A. Assessing data lineage to verify the traceability of data sources
- B. Conducting a penetration test to identify vulnerabilities in the model
- C. Reviewing the organization's AI software development life cycle documentation
- D. Performing a business impact analysis (BIA) to assess the consequences of AI model failure
答案:A
問題 #64
The accuracy of an AI model used for product recommendations, trained on data from a specific year, is declining two years later as customer buying patterns have shifted toward sustainable products. Which of the following is the MOST likely cause?
- A. Covariate shift
- B. Data drift
- C. Schema drift
- D. Data labeling
答案:B
解題說明:
Data drift (also known as model drift or concept drift) refers to the phenomenon where the statistical properties of the target variable or the input data change over time, leading to a decline in model performance. In this scenario, the fundamental shift in customer preferences toward sustainability represents a change in the real-world environment that the model's original training data no longer reflects. As stated in the AAIATM guidelines, models operating in dynamic environments like retail require continuous monitoring to detect when historical patterns are no longer predictive.
問題 #65
Which of the following is the MOST important reason to perform regular ethical reviews of AI systems?
- A. To identify and mitigate potential data drift within models
- B. To align AI system development with organizational values and principles
- C. To improve the accuracy and performance of the systems
- D. To ensure the systems align with the preservation of individual rights
答案:D
問題 #66
Which of the following is MOST important for an IS auditor to consider when collecting data for analysis by AI tools?
- A. Data format and syntax requirements
- B. Model weights used for AI training
- C. Location of and access restrictions to the data
- D. Data classification categories
答案:A
解題說明:
When collecting data for analysis by AI tools in an audit, the MOST important immediate consideration is that the data format and syntax align with the requirements of the AI tools (C). Without correct formatting (e.g., structured fields, correct data types, consistent delimiters, proper encoding), AI tools may fail, misinterpret data, or generate unreliable results. AAIA's domain on AI in audit processes stresses data preparation, cleansing, and transformation as critical steps before applying AI analytics.
Data classification (A) and access restrictions (B) are significant from a security and privacy standpoint, but for the AI analysis itself to function correctly, the format/syntax is foundational. Model weights (D) relate to the AI training phase, not to the auditor's data collection step. Thus, ensuring the data provided to AI audit tools is properly structured and syntactically compatible is the primary technical concern.
References:
ISACA, AAIA Exam Content Outline - Domain 3: AI in Audit Processes (data preparation for AI-based audit analytics).
ISACA guidance on data quality, structure, and formatting for AI-supported audit procedures.
問題 #67
Which of the following provides the BEST evidence that an organization's AI integration is aligned with its overall technology strategy?
- A. The IT department includes many individual contributors with AI expertise.
- B. Management promotes a culture of innovation.
- C. Key performance indicators (KPIs) have been defined for AI systems.
- D. The organization has developed and socialized AI use policies.
答案:C
解題說明:
The BEST evidence of alignment between AI integration and technology strategy is thatclear KPIs(A) have been defined for AI systems and tied to strategic objectives, measurable outcomes, and governance oversight.
KPIs demonstrate that AI initiatives are monitored, performance is evaluated, and outcomes align with enterprise value.
Policies (B) are foundational but do not demonstrate strategic alignment. Innovation culture (C) is broad and subjective. AI expertise (D) indicates capability, not alignment. AAIA stresses linking AI outcomes to business goals throughmetrics, monitoring, and governance dashboards.
References:
ISACA,AAIA Exam Content Outline- Domain 1: AI Governance and Strategy Alignment.
問題 #68
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