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IIA IIA-CHAL-QISA Exam Overview:
| Certification Vendor: | The Institute of Internal Auditors (IIA) |
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| Exam Name: | CIA Challenge Exam for Qualified Information Systems Auditor (QISA) |
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| Exam Number: | IIA-CHAL-QISA |
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| Certificate Validity Period: | No expiration (maintenance of certification requires continuing professional education - CPE) |
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| Related Certifications: | Certified Internal Auditor (CIA) |
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| Exam Format: | Multiple-choice questions, Computer-based testing |
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| Passing Score: | 600/750 (scaled score) |
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| Available Languages: | English |
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| Recommended Training: | IIA Official CIA Learning System IIA CIA Exam Preparation Resources |
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| Exam Registration: | Pearson VUE CIA Exam Scheduling CIA Certification Registration (IIA) |
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| Sample Questions: | IIA IIA-CHAL-QISA Sample Questions |
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| Exam Way: | Computer-based testing via Pearson VUE test centers or online proctored exam (availability may vary by region). |
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| Pre Condition: | Eligibility typically requires a recognized information systems audit qualification or equivalent professional experience accepted under the IIA CIA Challenge Exam pathway. |
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| Official Syllabus URL: | https://www.theiia.org/en/certifications/cia/ |
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| Topic | Details |
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| Topic 1 | - Business Knowledge for Internal Auditing: This domain covers the vital planning phases and efforts and common performance measures. It also includes ways for management to effectively lead and counsel people to increase their commitment. Also, the domain covers financial accounting and managerial accounting fundamentals and the treatment of various costs.
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| Topic 2 | - Essentials of Internal Auditing: This domain has topics such as foundations of internal auditing, independence aconcept of governance and CSR.nd objectivity, Proficiency and Due Professional Care, QA, and Managing Risks. The domain covers describing the
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| Topic 3 | - Practice of Internal Auditing: This domain covers strategies and policies related to planning, organizing, controlling of internal audit processes, and understanding administrative activities such as resourcing, recruiting, and staffing. Moreover, this domain covers goals of engagement and assessment criteria in addition to planning the engagement to ensure the identification of key risks and controls.
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IIA Qualified Info Systems Auditor CIA Challenge Exam Sample Questions (Q74-Q79):
NEW QUESTION # 74
According to Herzberg's Two-Factor Theory of Motivation, which of the following factors are mentioned most often by satisfied employees9
- A. Salary and status.
- B. Peer relationships and personal life
- C. Work conditions and security.
- D. Responsibility and advancement
Answer: D
Explanation:
Herzberg's Two-Factor Theory, also known as the Motivation-Hygiene Theory, distinguishes between motivators and hygiene factors. Motivators, which are related to job content, lead to higherjob satisfaction and are intrinsic factors such as achievement, recognition, responsibility, and advancement. In contrast, hygiene factors, which are related to job context (e.g., salary, status, work conditions), do not lead to higher satisfaction but can cause dissatisfaction if missing.
NEW QUESTION # 75
An internal auditor discovered fraud while performing an audit of an organization's procurement process. Which of the following describes the greatest benefit of using forensic auditing techniques in this scenario?
- A. Greater assurance that procurement frauds will be detected in a timely manner
- B. Improved capability of evaluating fraud risks within the organization.
- C. Enhanced capability to prevent frauds from occurring.
- D. Greater understanding of fraud through better evidence collection
Answer: D
Explanation:
Forensic auditing techniques provide a systematic approach to collecting and analyzing evidence related to fraud. The primary benefit of these techniques is the enhanced ability to gather comprehensive and detailed evidence, which leads to a greater understanding of how the fraud occurred and who was involved. This detailed evidence collection supports legal proceedings and helps in identifying control weaknesses that need to be addressed to prevent future frauds.
NEW QUESTION # 76
Organizations that adopt just-in-time purchasing systems often experience which of the following?
- A. A greater need for linkage with a vendors computerized order entry system.
- B. A slight increase in carrying costs.
- C. A greater need for inspection of goods as the goods arrive
- D. An Increase in the number of suitable suppliers
Answer: A
Explanation:
Just-in-time (JIT) purchasing systems aim to minimize inventory levels by receiving goods only as they are needed in the production process, which requires tight integration with suppliers.
* Vendor Linkage: JIT systems demand a highly efficient and responsive supply chain. Linking with vendors' computerized order entry systems ensures that orders are processed quickly and accurately, supporting the JIT philosophy.
* Inspection: JIT systems often rely on high-quality suppliers to minimize the need for inspection upon arrival, focusing instead on preventive measures at the supplier's end.
* Carrying Costs: A JIT system typically reduces carrying costs by keeping inventory levels low.
* Supplier Base: The focus is often on a few reliable suppliers rather than increasing the number of suppliers.
References:
* "Supply Chain Management: Strategy, Planning, and Operation," which discusses the operational requirements and benefits of JIT systems.
NEW QUESTION # 77
Evidence discovered during the course of an engagement suggests that multiple incidents of fraud have occurred. There do not appear to be sufficient controls in place to prevent reoccurrence. Which of the following is the internal auditor's most appropriate next step?
- A. Provide the evidence that was discovered to local lav/ enforcement for possible prosecution of the suspected fraud
- B. Discuss the situation with the engagement supervisor to determine whether fraud investigation experts are required to investigate the matter properly.
- C. Immediately notify management of the area under review and the other internal auditors involved in the engagement
- D. Fully document in the workpapers the evidence that has been discovered and recommendappropriate controls to address the fraud
Answer: B
Explanation:
IIA Standards on Fraud:
* Standard 2120 - Risk Management: Internal auditors must evaluate the potential for the occurrence of fraud and how the organization manages fraud risk.
* Immediate Response: When evidence of fraud is discovered, the internal auditor must ensure that appropriate actions are taken promptly.
Next Steps for Internal Auditor:
* Consult with Supervisor: The internal auditor should discuss the findings with the engagement supervisor. This ensures that the situation is assessed by a more experienced individual who can determine the next steps, including the need for specialized fraud investigation resources.
* Specialized Expertise: Determining whether fraud investigation experts are needed is crucial for handling the matter appropriately, as they possess the necessary skills to investigate complex fraud cases.
Documenting Evidence:
* While documenting the evidence and recommending controls is important (Option C), the immediate step should involve consultation with the supervisor to decide on the investigation approach.
* Notifying management directly (Option A) or law enforcement (Option D) should follow internal protocols and often occur after consultation with the supervisor and possibly higher-level approvals.
References:
* Engaging the engagement supervisor ensures that the appropriate steps are taken to investigate the fraud properly, aligning with professional standards and ensuring a thorough investigation.
NEW QUESTION # 78
In the years after the mid-service point of a depreciable asset, which of the following depreciation methods will result in the highest depreciation expense?
- A. Double-declining balance.
- B. Sum of the years' digits.
- C. Straight line.
- D. Declining balance.
Answer: A
Explanation:
Depreciation methods allocate the cost of an asset over its useful life. Different methods impact the depreciation expense reported each year.
* Option A: Sum of the years' digits.
* This is an accelerated depreciation method, which results in higher depreciation expense in the early years but not as high as the double-declining balance method.
* Option B: Declining balance.
* This method also results in higher depreciation expenses in the early years but is less accelerated compared to the double-declining balance method.
* Option C: Double-declining balance.
* This is the most accelerated method of depreciation among the options listed. It results in the highest depreciation expense in the early years of the asset's life. After the mid-service point of the asset, the double-declining balance method will still produce higher depreciation expenses compared to other methods.
* Option D: Straight line.
* This method results in equal depreciation expenses each year over the asset's useful life, leading to lower depreciation expenses in the later years compared to accelerated methods.
NEW QUESTION # 79
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