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| Topic 1 | - Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
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| Topic 2 | - Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
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| Topic 3 | - Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
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| Topic 4 | - Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.
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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q61-Q66):
NEW QUESTION # 61
CASE STUDY
Please use the following answer the next question:
ABC Corp, is a leading insurance provider offering a range of coverage options to individuals. ABC has decided to utilize artificial intelligence to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies.
ABC has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model ("LLM"). In particular, ABC intends to use its historical customer data-including applications, policies, and claims-and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed t A. human underwriter for final review.
ABC and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. ABC has designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness, and reliability of its output. After the first month in production, ABC realizes that the LLM declines a higher percentage of women's loan applications due primarily to women historically receiving lower salaries than men.
The best approach to enable a customer who wants information on the Al model's parameters for underwriting purposes is to provide?
- A. Customer service support.
- B. An opt-out mechanism.
- C. A transparency notice.
- D. Detailed terms of service.
Answer: C
Explanation:
The best approach to enable a customer who wants information on the AI model's parameters for underwriting purposes is to provide a transparency notice. This notice should explain the nature of the AI system, how it uses customer data, and the decision-making process it follows. Providing a transparency notice is crucial for maintaining trust and compliance with regulatory requirements regarding the transparency and accountability of AI systems.
NEW QUESTION # 62
All of the following analyses are part of a deactivating risk strategy EXCEPT?
- A. Evaluating business continuity and financial risks.
- B. Understanding regulatory requirements related to data retention.
- C. Evaluating up and downstream system dependencies.
- D. Understanding algorithmic methodology in AI model.
Answer: D
Explanation:
The correct answer is C because understanding algorithmic methodology is primarily a design, development, and model evaluation activity rather than part of a deactivation or sunset risk strategy. A deactivating risk strategy focuses on safely retiring or discontinuing an AI system, ensuring that operational, legal, and business risks are properly managed. This includes evaluating regulatory requirements such as data retention and deletion obligations, assessing business continuity and financial implications, and understanding dependencies with upstream and downstream systems to avoid disruption. These steps ensure a controlled and compliant system shutdown. In contrast, analyzing algorithmic methodology is relevant during system development, validation, and explainability efforts, not during the decommissioning phase of the AI lifecycle.
NEW QUESTION # 63
Machine learning is best described as a type of algorithm by which?
- A. Systems can automatically improve from experience through predictive patterns.
- B. Systems can mimic human intelligence with the goal of performing routine tasks.
- C. Previously unknown properties are discovered in data and used to predict and make improvements in the data.
- D. Statistical inferences are drawn from a sample with the goal of predicting human intelligence.
Answer: A
Explanation:
Machine learning is defined as systems that automatically improve their performance through experience by identifying predictive patterns in data.
NEW QUESTION # 64
CASE STUDY
Please use the following answer the next question:
A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant Agreed-upon criteria (e.g., a confidence score below a threshold).
To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.
The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network's existing data and de-identified data that is licensed from a large US clinical research partner.
The most significant risk from combining the healthcare network's existing data with the clinical research partner data is?
- A. Security risk.
- B. Privacy risk.
- C. Operational risk.
- D. Reputational risk.
Answer: B
Explanation:
The most significant risk from combining the healthcare network's existing data with the clinical research partner data is privacy risk. Combining data sets, especially in healthcare, often involves handling sensitive information that could lead to privacy breaches if not managed properly. De-identified data can still pose re-identification risks when combined with other data sets. Ensuring privacy involves implementing robust data protection measures, maintaining compliance with privacy regulations such as HIPAA, and conducting thorough privacy impact assessments. Reference: AIGP Body of Knowledge on Data Privacy and Security.
NEW QUESTION # 65
Pursuant to the White House Executive Order of November 2023, who is responsible for creating guidelines to conduct red-teaming tests of Al systems?
- A. National Institute of Standards and Technology (NIST).
- B. Office of Science and Technology Policy (OSTP).
- C. National Science and Technology Council (NSTC).
- D. Department of Homeland Security (DHS).
Answer: A
Explanation:
The White House Executive Order of November 2023 designates the National Institute of Standards and Technology (NIST) as the responsible body for creating guidelines to conduct red-teaming tests of AI systems. NIST is tasked with developing and providing standards and frameworks to ensure the security, reliability, and ethical deployment of AI systems, including conducting rigorous red-teaming exercises to identify vulnerabilities and assess risks in AI systems.
Reference: AIGP BODY OF KNOWLEDGE, sections on AI governance and regulatory frameworks, and the White House Executive Order of November 2023.
NEW QUESTION # 66
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