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| Topic | Details |
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| Topic 1 | - Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
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| Topic 2 | - Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
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| Topic 3 | - Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
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| Topic 4 | - Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.
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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q189-Q194):
NEW QUESTION # 189
CASE STUDY
A company is considering the procurement of an AI system designed to enhance the security of IT infrastructure. The AI system analyzes how users type on their laptops, including typing speed, rhythm and pressure, to create a unique user profile. This data is then used to authenticate users and ensure that only authorized personnel can access sensitive resources.
All of the following are obligations of the company as a data controller when implementing its AI system EXCEPT?
- A. Allowing data subject access requests (DSARs)
- B. Implementing technical and organizational measures
- C. Conducting a Data Protection Impact Assessment (DPIA) / Privacy Impact Assessment (PIA)
- D. Ensuring that third-party processors are based in the same country as the company
Answer: D
Explanation:
The correct answer is A. While location of processors may have implications (such as for data transfers under GDPR), there is no absolute requirement that third-party processors be based in the same country.
From the AI Governance in Practice Report 2024 and ILT Guide:
"Data controllers are responsible for ensuring that third-party processors have adequate protections, but not necessarily that they reside in the same jurisdiction. What is required is legal safeguards (e.g., SCCs) for international transfers, not same-country location." In contrast, DPIAs, DSARs, and implementation of technical/organizational safeguards are explicitly required under GDPR and responsible AI frameworks.
NEW QUESTION # 190
During the first month when the company monitors the model for bias, it is most important to?
- A. Document the results of final decisions made by the human underwriter.
- B. Provide regular awareness training.
- C. Analyze the quality of the training and testing data.
- D. Continue disparity testing.
Answer: D
Explanation:
Theinitial deployment phaseof an AI model is critical forpost-deployment monitoring. When tracking for bias, the most important task is tocontinue disparity testingto determine whether outputs differ across protected groups.
From theAI Governance in Practice Report 2024:
"Performance monitoring protocols... should include mechanisms to assess and measure disparities in outcomes across different demographic groups." (p. 12)
"Bias may not be evident during pre-deployment testing but can emerge in real-world use." (p. 41)
* B. Awareness trainingis helpful, but not a technical bias mitigation activity.
* C. Analyzing training datais apre-deploymenttask.
* D. Documenting human decisionsmay support auditability but doesn't detect bias in AI outputs.
NEW QUESTION # 191
CASE STUDY
Please use the following answer the next question:
Good Values Corporation (GVC) is a U.S. educational services provider that employs teachers to create and deliver enrichment courses for high school students. GVC has learned that many of its teacher employees are using generative Al to create the enrichment courses, and that many of the students are using generative Al to complete their assignments.
In particular, GVC has learned that the teachers they employ used open source large language models ("LLM") to develop an online tool that customizes study questions for individual students. GVC has also discovered that an art teacher has expressly incorporated the use of generative Al into the curriculum to enable students to use prompts to create digital art.
GVC has started to investigate these practices and develop a process to monitor any use of generative Al, including by teachers and students, going forward.
Which of the following risks should be of the highest concern to individual teachers using generative Al to ensure students learn the course material?
- A. Financial cost.
- B. Model accuracy.
- C. Copyright infringement.
- D. Technical complexity.
Answer: B
Explanation:
The highest concern for individual teachers using generative AI to ensure students learn the course material is model accuracy. Ensuring that the AI-generated content is accurate and relevant to the curriculum is crucial for effective learning. If the AI model produces inaccurate or irrelevant content, it can mislead students and hinder their understanding of the subject matter.
NEW QUESTION # 192
CASE STUDY
Please use the following to answer the next question:
A company is considering the procurement of an AI system designed to enhance the security of IT infrastructure. The AI system analyzes how users type on their laptops, including typing speed, rhythm and pressure, to create a unique user profile. This data is then used to authenticate users and ensure that only authorized personnel can access sensitive resources.
All of the following are obligations of the company as a data controller when implementing its AI system EXCEPT?
- A. Ensuring that third-party processors are based in the same country as the company.
- B. Allowing data subject access requests (DSARs).
- C. Conducting a Data Protection Impact Assessment (DPIA) / Privacy Impact Assessment (PIA).
- D. Implementing technical and organizational measures.
Answer: A
Explanation:
While the company must ensure data protection compliance, it is not required that third-party processors be located in the same country; instead, adequate data protection measures and legal safeguards must be in place.
NEW QUESTION # 193
Scenario:
A public sector agency is reviewing proposed AI use cases for improving services. It wants to prioritize implementations that deliver value butminimize unintended negative consequences.
When evaluating which AI use cases to implement, an organization should consider all of the following EXCEPT:
- A. Related TEVV (test, evaluate, verify, validate) and system metrics
- B. The users and their expectations
- C. Equitable access to the AI tool
- D. Potential positive and negative impacts of the system
Answer: C
Explanation:
The correct answer isA. While TEVV is important inlater lifecycle phases, it isnot the primary considerationwhen evaluating and prioritizinguse cases.
From the AIGP Body of Knowledge - Use Case Assessment Module:
"Use case evaluation focuses on value, impact, fairness, and accessibility-technical testing considerations come later." ILT Guide confirms:
"Organizations should first assess whether the AI system provides equitable outcomes and aligns with stakeholder expectations. TEVV is part of implementation, not initial prioritization." Thus,Ais not a top-level consideration during use caseselection.
NEW QUESTION # 194
......
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