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ISACA AAIA Exam Overview:
| Certification Vendor: | ISACA |
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| Exam Name: | ISACA Advanced in AI Audit |
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| Exam Number: | AAIA |
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| Related Certifications: | FCCA ACCA CPA CISA CIA |
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| Exam Format: | Remotely Proctored, Computer-Based, Multiple Choice |
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| Available Languages: | English |
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| Real Exam Qty: | 90 |
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| Exam Duration: | 120 minutes |
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| Passing Score: | 65% |
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| Sample Questions: | ISACA AAIA Sample Questions |
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| Exam Way: | Online remotely proctored computer-based exam |
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| Pre Condition: | Candidates must hold an active CISA certification or another qualified audit-related designation such as CIA, CPA, ACCA, FCCA, Canadian CPA, Australian CPA/FCPA, or Japanese CPA. |
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| Official Syllabus URL: | https://www.isaca.org/credentialing/aaia |
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| Topic | Details |
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| Topic 1 | - AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
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| Topic 2 | - Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
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| Topic 3 | - AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
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ISACA Advanced in AI Audit Sample Questions (Q201-Q206):
NEW QUESTION # 201
Which of the following BEST describes "human-in-the-loop" as an AI control?
- A. A human periodically audits the training data
- B. A human writes the model's code
- C. A human reviews and can override AI-generated decisions before they take effect
- D. A human trains new employees on the AI system
Answer: C
Explanation:
Human-in-the-loop controls insert human judgment at the decision point, particularly for high-risk or high-impact outputs, serving as a safeguard against automation errors.
NEW QUESTION # 202
Which of the following is MOST important for an IS auditor to review during an AI system audit in order to determine compliance with intellectual property and data rights?
- A. Data performance metrics
- B. Data usage agreements
- C. Use of open-source intellectual property
- D. Model runtime efficiency logs
Answer: B
Explanation:
To assess compliance with intellectual property (IP) and data rights, the IS auditor must review documented data usage agreements that specify ownership, licensing, consent, and limitations of use. The AAIA™ Study Guide underscores the importance of verifying that the data used to train or feed AI models is obtained and utilized within legal and contractual boundaries.
"Auditors must review data usage agreements to validate whether the organization has appropriate rights to use, distribute, or transform data inputs, especially where third-party or sensitive data is involved." While open-source usage (C) is a concern, only B provides legal clarity. Metrics (A) and logs (D) reflect performance-not legal compliance.
Reference: ISACA Advanced in AI Audit™ (AAIA™) Study Guide, Section: "Ethical and Legal Considerations in AI," Subsection: "Data Rights, Licensing, and Intellectual Property"
NEW QUESTION # 203
Which of the following BEST demonstrates "explainability by design"?
- A. Selecting inherently interpretable models or building explainability tooling into the model development lifecycle from the start
- B. Adding a FAQ page for end users after deployment
- C. Publishing the model's accuracy score publicly
- D. Hiring a customer support team
Answer: A
Explanation:
Explainability by design integrates interpretability considerations (model choice, feature transparency, explanation tooling) into development from the outset, rather than retrofitting explanations after deployment.
NEW QUESTION # 204
A health organization has deployed an AI model to analyze chest X-rays. The model reports high accuracy, but thresholds are unclear and performance is not broken down by patient demographics. Why is accuracy alone insufficient to evaluate this model?
- A. Accuracy can only be calculated on structured tabular datasets.
- B. A high accuracy score always indicates low false positives.
- C. Performance is identical across all demographic subgroups.
- D. The model may perform poorly for certain groups, leading to hidden fairness risks.
Answer: D
Explanation:
The ISACA AAIATM manual warns against "Aggregate Accuracy" in high-risk applications like healthcare. A model might be 95% accurate overall but have a 40% error rate for a specific minority demographic (e.g., based on age or ethnicity). This creates "Hidden Fairness and Safety Risks" where patients from certain groups are consistently misdiagnosed. Auditors must recommend "Stratified Evaluation," where performance metrics (Precision, Recall) are calculated separately for each subgroup to ensure equitable outcomes and patient safety.
NEW QUESTION # 205
When initiating an AI governance program, which of the following is MOST critical to ensure the AI system aligns with organizational objectives and stakeholder needs?
- A. Establishing continuous AI system monitoring
- B. Defining AI regulatory compliance requirements before business needs
- C. Prioritizing AI hardware and infrastructure acquisition
- D. Identifying specific processes for the AI use case
Answer: D
Explanation:
Effective AI governance begins with " Problem Framing " and process identification. Before acquiring hardware (Option B) or setting up monitoring (Option C), the organization must clearly define the specific business processes the AI will augment or automate. This ensures that the development of the model is rooted in strategic objectives rather than technological hype. The ISACA AAIA™ framework emphasizes that governance structures must first validate the " use case " to ensure it is ethical, feasible, and value-adding.
Without a well-defined use case, the organization risks implementing AI that is legally compliant (Option A) but operationally irrelevant or harmful to its core mission.
NEW QUESTION # 206
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