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ASET ASET-Ethics-Examination Exam Syllabus Topics:

SectionWeightObjectives
Law & Liability in Practice15%- Negligence and professional liability
  • 1. Contracts and legal agreements
  • 2. Intellectual property rights
Code of Ethics & Professional Duties25%- ASET Code of Ethics
  • 1. Duty to public safety, health and welfare
  • 2. Duty to employer and client
  • 3. Duty to the profession and colleagues
Legal Framework & Legislation25%- Engineering and Geoscience Professions Act
  • 1. Legal obligations and liabilities
  • 2. ASET Regulations
Safety, Health & Regulatory Compliance15%- Occupational Health and Safety Act (Alberta)
  • 1. Risk management and safety protocols
  • 2. Whistleblowing and reporting obligations
Professional Responsibility & Practice20%- Competence and scope of practice
  • 1. Conflict of interest and confidentiality
  • 2. Accountability and professional conduct

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ASET Ethics Examination-ASET Professional Practice Exam (PPE) Sample Questions (Q31-Q36):

NEW QUESTION # 31
If a complaint is settled with the assistance of a mediator, the Investigative Committee may proceed with a preliminary investigation under which legislation?

Answer: D

Explanation:
The legal framework governing the disciplinary procedures for professional technologists and engineers in Alberta is strictly dictated by provincial statute, specifically the Engineering and Geoscience Professions Act (EGPA). All processes relating to complaints, mediation, preliminary investigations, and disciplinary hearings derive their legal authority entirely from this Act. When a complaint is lodged against an ASET member, the Act provides mechanisms for alternative dispute resolution, such as mediation, to resolve less severe conflicts between members or clients amicably.
However, even if a matter is settled privately through mediation, the regulatory body retains its paramount duty to protect the public. Under Section 47 of the EGPA, the Investigative Committee reserves the statutory right to proceed with a preliminary investigation anyway, to ensure that no systemic incompetence, severe ethical breaches, or ongoing threats to public safety are swept under the rug by a private settlement. The Code of Ethics and OHS Acts do not contain these specific procedural mechanisms for ASET discipline.


NEW QUESTION # 32
While doing some research, a regulated member of ASET discovers two similar source documents authored by different professionals within the organization. A member of ASET published the later report and appears to have reproduced significant content from the older report and presented it as original work. Which of the following is the first step the member should take in this situation?

Answer: C

Explanation:
Plagiarism-presenting another professional's work, data, or intellectual property as one's own without proper attribution-is a severe violation of professional integrity and the ASET Code of Ethics.
However, professional courtesy and ethical due process dictate how such discoveries should be handled.
Before escalating the issue to management or filing a formal complaint with ASET, the observing member must ascertain the facts. It is possible (though perhaps unlikely) that there is a legitimate explanation, such as a co-authorship agreement, an administrative error in publishing, or an internal template policy. The correct first step is to approach the individual who authored the second (suspected plagiarized) report directly and privately to discuss the similarities. This professional confrontation gives the individual an opportunity to explain the situation or voluntarily correct the ethical breach by issuing a retraction or proper citation. If the author becomes defensive, denies obvious plagiarism, or refuses to correct the issue, the observing member must then escalate the matter to management or ASET.


NEW QUESTION # 33
A project is situated inside a forested area. A regulated member of ASET wants to provide a clear pathway for equipment by removing all vegetation and brush within a 1 km radius around the site. This removal was not noted on the maps in the Phase 1 environmental report. Which of the following actions should the member take to address this situation?

Answer: A

Explanation:
Environmental protection is a paramount duty for ASET members. When working on projects involving natural habitats, all actions must strictly align with the approved Environmental Site Assessments (ESAs) and permits. A Phase 1 ESA outlines the baseline environmental conditions and historical uses of a site. If a proposed construction activity-such as massive, unauthorized deforestation within a 1 km radius-is not explicitly noted and approved in the environmental reports, proceeding with it (Option A) could violate provincial and federal environmental protection laws (such as CEPA or wildlife protection acts), leading to severe legal penalties and ecological damage. Simply driving over it (Option B) also causes unassessed damage. The professional course of action is to halt the proposed deviation and consult with the environmental experts or the contractor who prepared the ESA. They must assess whether the proposed clearing requires a new permit, a Phase 2 assessment, or an alternative logistical approach that minimizes environmental impact.


NEW QUESTION # 34
Which of the following statements best describes the purpose of a Code of Ethics?

Answer: A

Explanation:
While provincial legislation (like the EGPA) legally regulates the profession and establishes criteria for membership, the specific purpose of a "Code of Ethics" is to define a high standard of professional conduct. A Code of Ethics goes beyond strict legal compliance; it establishes the moral and professional baseline expected of practitioners holding a protected designation. It serves as a behavioral compass, outlining how members ought to act with integrity, honesty, and fairness toward the public, their employers, their clients, and their peers. It translates abstract moral philosophy into practical, enforceable rules for daily engineering and technological practice. By adhering to this defined high standard, ASET members maintain the trust of the public-a trust that is absolutely necessary for the profession to retain its privilege of self-regulation. Therefore, while it is a regulatory tool, its core defining purpose is to explicitly state what constitutes ethical, competent, and highly professional behavior.


NEW QUESTION # 35
A regulated member is concerned that a supervisor is providing incorrect instructions to employees regarding the operation of equipment. Which of the following should be the member's first course of action?

Answer: B

Explanation:
In a professional workplace, maintaining safety and technical accuracy is paramount, but so is respecting the organizational chain of command and acting with professional courtesy. If a regulated member witnesses a supervisor providing incorrect equipment instructions, jumping immediately to upper management or an external regulatory body like ASET is considered unprofessional escalation.
Furthermore, undermining the supervisor by quietly retraining the employees behind their back creates workplace conflict and confusion. Assuming the situation does not present an immediate, life- threatening emergency, the most ethical and effective first course of action is to approach the supervisor directly and privately to discuss the concerns. The supervisor may have simply made a verbal mistake, misunderstood the manual, or been operating on outdated information. By bringing the technical discrepancy directly to the supervisor's attention, the member provides them the opportunity to realize the error, maintain their authority, and correct the instructions themselves, fostering a collaborative and safe work environment.


NEW QUESTION # 36
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