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| Topic | Details |
|---|
| Topic 1 | - AI Risk Management: This section of the exam measures the skills of AI Risk Managers and covers assessing enterprise threats, vulnerabilities, and supply chain risk associated with AI adoption, including risk treatment plans and vendor oversight.
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| Topic 2 | - AI Technologies and Controls: This section of the exam measures the expertise of AI Security Architects and assesses knowledge in designing secure AI architecture and controls. It addresses privacy, ethical, and trust concerns, data management controls, monitoring mechanisms, and security control implementation tailored to AI systems.
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| Topic 3 | - AI Governance and Program Management: This section of the exam measures the abilities of AI Security Governance Professionals and focuses on advising stakeholders in implementing AI security through governance frameworks, policy creation, data lifecycle management, program development, and incident response protocols.
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ISACA Advanced in AI Security Management (AAISM) Exam Sample Questions (Q115-Q120):
NEW QUESTION # 115
A global organization experienced multiple incidents of staff pasting confidential data into public chatbots. Which action is MOST important to reduce short-term risk?
- A. Publish an AI acceptable use policy and collect signatures
- B. Block access to public LLMs at the network perimeter
- C. Deliver role-based, scenario-driven AI security training mapped to job functions
- D. Require employees to complete an annual generic phishing and deepfake module
Answer: C
Explanation:
AAISM states that the most effective short-term mitigation for unintentional data leakage into public AI tools is targeted, role-based AI security awareness, focused on:
- what data cannot be entered
- consequences of leakage
- real-world scenarios employees face
An acceptable-use policy (C) is necessary but insufficient alone. Blocking LLMs (D) may reduce access but does not change user behavior and may cause shadow AI usage. Generic phishing training (B) does not address AI misuse risks.
NEW QUESTION # 116
A sales organization uses third-party AI to monitor and score sales calls. After employees complained that their scores dropped unexpectedly, an investigation revealed the third-party partner had changed the AI model. Which of the following is the BEST way to address this issue?
- A. Conducting penetration testing
- B. Including a human-in-the-loop
- C. Implementing continuous monitoring of the system
- D. Requiring change control notifications in the contract
Answer: D
Explanation:
Contractually requiring change control notifications ensures the organization is informed of any model updates by the third-party vendor. This enables proper evaluation of impacts, maintains transparency, and prevents unexpected changes that could affect performance or outcomes.
NEW QUESTION # 117
Which of the following is MOST important for an organization to consider when implementing a preventive security safeguard into a new AI product?
- A. Penetration testing
- B. Model output monitoring
- C. Input sanitization
- D. Differential privacy
Answer: C
Explanation:
AAISM materials emphasize that the most effective preventive safeguard is to ensure input sanitization.
Preventive controls stop malicious or malformed inputs from reaching the model in the first place, thereby reducing the likelihood of prompt injection, evasion, or poisoning at inference time. Model output monitoring is a detective control, not preventive. Penetration testing is an assessment technique rather than a safeguard.
Differential privacy protects data privacy but does not prevent adversarial input manipulation. Therefore, the most important preventive safeguard in a new AI product is robust input sanitization.
References:
AAISM Study Guide - AI Technologies and Controls (Preventive vs. Detective Safeguards) ISACA AI Security Management - Input Validation in AI Systems
NEW QUESTION # 118
An organization plans to use an open-source foundational AI model. Which of the following is MOST important for the AI governance committee to consider when approving its use?
- A. Confidential data leakage
- B. AI model support
- C. Employee privacy rights
- D. AI model accuracy
Answer: A
Explanation:
AAISM emphasizes that open-source AI models present elevated data leakage risks because internal data may flow into external, uncontrolled repositories or be used for further training.
Governance bodies must prioritize the risk of data exposure, model reuse, data retention uncertainty, and uncontrolled model behavior.
NEW QUESTION # 119
A financial organization is deploying an AI-driven customer service platform that uses customer financial data and personalized responses. To ensure the platform remains compliant with data protection regulations, which of the following controls would be MOST important to implement?
- A. Implementing role-based access control (RBAC) and monitoring activities
- B. Providing clear, granular, and revocable consent options to customers
- C. Logging all interactions and storing records to service level agreements (SLAs)
- D. Encrypting all data used by the platform before processing
Answer: B
Explanation:
Clear, granular, and revocable customer consent is essential for compliance with data protection regulations when processing personal financial data. It ensures customers understand and control how their information is used by the AI platform, supporting lawful processing, transparency, and user rights management.
NEW QUESTION # 120
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