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| Section | Objectives |
|---|---|
| Topic 1: Information Security Management Principles | - Confidentiality, Integrity, Availability (CIA) concepts - Information security objectives and benefits |
| Topic 2: ISMS Implementation and Continuous Improvement | - Plan-Do-Check-Act (PDCA) cycle - Internal review and continual improvement principles |
| Topic 3: ISO/IEC 27001 Framework | - Clauses 4–10 overview (ISMS requirements) - Structure of ISO/IEC 27001:2022 |
| Topic 4: Annex A Controls (ISO/IEC 27001:2022 alignment) | - Organizational, People, Physical, and Technological controls overview - Control objectives and implementation intent |
| Topic 5: Risk Management | - Risk identification and assessment principles - Risk treatment and controls selection |
>> ISO-IEC-27001-Foundation対応問題集 <<
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質問 # 17
Which statement describes the control for the Compliance with policies, rules and standards for information security within Annex A of ISO/IEC 27001?
正解:B
解説:
Annex A.5.36 (Compliance with policies, rules and standards for information security) requires:
"Compliance with the organization's information security policies, rules and standards for information security should be regularly reviewed."
質問 # 18
In an audit, what is the definition of an observation?
正解:A
解説:
ISO/IEC 27001 mandates internal audits (Clause 9.2) and continual improvement (Clause 10.1) but doesnot define the specific audit term "observation." However, the audit framework in 9.2 requires an audit programme and impartial auditors, and management review inputs include "feedback on the information security performance including trends in... audit results" and "opportunities for continual improvement
." The companion implementation guidance (ISO/IEC 27002) reinforces the concept ofopportunities for improvementin the review of policies: "The reviews should include assessing opportunities for improvement and the need for changes to the approach to information security..." In practical ISO audit usage (aligned with ISO 19011 guidance referenced in the Study Guide), anobservationis a recorded conformity where improvement is advisable-commonly termed an Opportunity for Improvement (OFI). The Study Guide's internal audit section emphasizes running an audit programme to identify "potential areas of weakness or non-compliance," supporting the notion of recording improvement opportunities alongside nonconformities. Therefore, within ISO/IEC 27001 audit practice, the best-fit definition isB: a conformity where there is an opportunity for improvement.
質問 # 19
Which of the following statements about the differences between an internal audit and a certification audit is true?
An internal audit is conducted at planned intervals and a certification audit is conducted annually An internal audit is known as a 1st party audit and a certification audit is known as a 3rd party audit
正解:D
解説:
ISO/IEC 27001 Clause 9.2 requires internal audits to be conducted at planned intervals, but it does not specify an annual frequency. Certification audits, under ISO/IEC 17021 rules, typically occur on a 3-year cycle with annual surveillance, not strictly "annually." This makes statement 1 inaccurate.
Audit types are defined in ISO/IEC 19011:
First-party audits: conducted internally by or on behalf of the organization (internal audits).
Third-party audits: conducted by independent external certification bodies.
Thus, statement 2 is correct. Therefore, the accurate choice is B: Only 2 is true.
質問 # 20
Identify the missing word(s) in the following control relating to the Policies for information security control.
"Information security policy and topic-specific policies should be defined, approved by management, [ ? ] and acknowledged by relevant personnel and relevant interested parties, and reviewed at planned intervals and if significant changes occur."
正解:A
解説:
Annex A.5.1 (Policies for information security) states:
"Information security policy and topic-specific policies should be defined, approved by management, published, communicated to and acknowledged by relevant personnel and relevant interested parties, and reviewed at planned intervals and if significant changes occur." This confirms that the missing words are "published, communicated to." The control emphasizes not just defining and approving policies but ensuring they are actively distributed and communicated so that relevant stakeholders are aware of and acknowledge them.
質問 # 21
Which action is an organization required to take to ensure that personnel are competent to perform their assigned tasks within the ISMS?
正解:C
解説:
Clause 7.2 (Competence) requires the organization to:
"determine the necessary competence of person(s) doing work under its control that affects its information security performance;"
"ensure that these persons are competent on the basis of appropriate education, training, or experience;"
"retain appropriate documented information as evidence of competence."
質問 # 22
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