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| Section | Weight | Objectives |
|---|---|---|
| Scoping | 15% | |
| CMMC Governance and Source Documents | 15% | |
| CMMC Model Construct and Implementation Evaluation | 35% | |
| CMMC Ecosystem | 5% | - Roles and responsibilities across the CMMC ecosystem |
| CMMC Assessment Process (CAP) | 25% | |
| CMMC-AB Code of Professional Conduct (Ethics) | 5% |
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NEW QUESTION # 125
Which CMMC Levels focus on protecting CUI from exfiltration?
Answer: C
Explanation:
* Level 1 only addresses the protection of Federal Contract Information (FCI) and does not include requirements for safeguarding Controlled Unclassified Information (CUI).
* Level 2 is explicitly designed to protect Controlled Unclassified Information (CUI). It requires implementation of all 110 security requirements from NIST SP 800-171 Rev. 2, which directly support the safeguarding of CUI and help prevent its unauthorized disclosure or exfiltration.
* Level 3 builds on Level 2 by including a subset of requirements from NIST SP 800-172. These additional practices are designed to enhance the protection of CUI against advanced persistent threats (APTs), further strengthening defenses against exfiltration.
Therefore, the levels that focus on protecting CUI from exfiltration are Levels 2 and 3.
Reference Documents:
* CMMC Model v2.0 Overview (DoD, December 2021)
* NIST SP 800-171 Rev. 2, Protecting Controlled Unclassified Information in Nonfederal Systems and Organizations
* NIST SP 800-172, Enhanced Security Requirements for Protecting Controlled Unclassified Information
NEW QUESTION # 126
Plan of Action defines the clear goal or objective for the plan. What information is generally NOT a part of a plan of action?
Answer: B
NEW QUESTION # 127
During an assessment, the Lead Assessor reviews the evidence for each CMMC in-scope practice that has been reviewed, verified, rated, and discussed with the OSC during the daily reviews. The Assessment Team records the final recommended MET or NOT MET rating and prepares to present the results to the assessment participants during the final review with the OSC and sponsor. As a part of this presentation, which document MUST include the attendee list, time/date, location/meeting link, results from all discussed topics, including any resulting actions, and due dates from the OSC or Assessment Team?
Answer: A
Explanation:
Understanding the Final Review Process in a CMMC Assessment
During aCMMC Level 2 Assessment, theAssessment Teamand theOrganization Seeking Certification (OSC) holddaily checkpoint meetingsto discuss progress, review evidence, and ensure transparency.
At theend of the assessment, afinal review meetingis conducted, during which theLead Assessor presents the results. Therecorded Daily Checkpoint logserves as theofficial document summarizing:
Theattendee list
Time, date, and locationof the final review
Final MET or NOT MET ratingsfor all practices
Discussion points, resulting actions, and due datesfor both the OSC and Assessment Team Why "D. Final and recorded Daily Checkpoint log" is Correct?
TheCMMC Assessment Process (CAP) Guidespecifies that all assessment findings and discussions must bedocumented throughout the assessment in daily checkpoint logs.
TheFinal and Recorded Daily Checkpoint Logincludes all necessary details, such as attendee lists, discussion topics, and action items.
This document isused to ensure all discussed topics and agreed-upon actions are properly tracked and recordedbefore submission.
Why Other Answers Are Incorrect?
A). Final log report (Incorrect)
There isno specific "Final Log Report"required in CMMC assessments.
B). Final CMMC report (Incorrect)
TheFinal CMMC Reportdocuments the overall assessment results butdoes not serve as the official meeting logfor the final review discussion.
C). Final and recorded OSC CMMC report (Incorrect)
This documentdoes not include detailed discussion points from the daily checkpoint meetings.
Conclusion
The correct answer isD. Final and recorded Daily Checkpoint log, as this is the official document that captures thefinal meeting details, discussions, and action items.
References:
CMMC Assessment Process (CAP) Guide
CMMC 2.0 Scoping and Assessment Guidelines
NEW QUESTION # 128
The IT manager is scoping the company's CMMC Level 1 Self-Assessment. The manager considers which servers, laptops. databases, and applications are used to store, process, or transmit FCI. Which asset type is being considered by the IT manager?
Answer: D
Explanation:
Understanding Asset Types in CMMC 2.0In CMMC 2.0, assets are categorized based on their role in handling Federal Contract Information (FCI)orControlled Unclassified Information (CUI). TheCybersecurity Maturity Model Certification (CMMC) Scoping GuidanceforLevel 1andLevel 2provides asset definitions to help organizations identify what needs protection.
According toCMMC Scoping Guidance, there are five primary asset types:
* Security Protection Assets (ESP - External Service Providers & Security Systems)
* People (Personnel who interact with FCI/CUI)
* Facilities (Physical locations housing FCI/CUI)
* Technology (Hardware, software, and networks that store, process, or transmit FCI/CUI)
* CUI Assets (For Level 2 assessments, assets specifically storing CUI) Why "Technology" Is the Correct AnswerThe IT manager is evaluatingservers, laptops, databases, and applications-all of which aretechnology assetsused to store, process, or transmit FCI.
According toCMMC Scoping Guidance,Technology assetsinclude:
#Endpoints(Laptops, Workstations, Mobile Devices)
#Servers(On-premise or cloud-based)
#Networking Devices(Routers, Firewalls, Switches)
#Applications(Software, Cloud-based tools)
#Databases(Storage of FCI or CUI)
Since the IT manager is focusing on these components, the correct asset category isTechnology (Option D).
* A. ESP (Security Protection Assets)#Incorrect. ESPs refer tosecurity-related assets(e.g., firewalls, monitoring tools, managed security services) thathelp protectFCI/CUI but do notstore, process, or transmitit directly.
* B. People#Incorrect. While employees play a role in handling FCI, the question focuses onhardware and software-which falls underTechnology, not People.
* C. Facilities#Incorrect. Facilities refer tophysical buildingsor secured areas where FCI/CUI is stored or processed. The question explicitly mentionsservers, laptops, and applications, which arenot physical facilities.
Why the Other Answers Are Incorrect
* CMMC Level 1 Scoping Guide (CMMC-AB)- Defines asset categories, including Technology.
* CMMC 2.0 Scoping Guidance for Assessors- Provides clarification on FCI assets.
CMMC Official ReferencesThus,option D (Technology) is the most correct choiceas per official CMMC
2.0 guidance.
NEW QUESTION # 129
In scoping a CMMC Level 1 Self-Assessment, all of the computers and digital assets that handle FCI are identified. A file cabinet that contains paper FCI is also identified. What can this file cabinet BEST be determined to be?
Answer: B
Explanation:
According to the CMMC Scoping Guidance, Level 1, the scope of an assessment includes all assets that process, store, or transmit Federal Contract Information (FCI). CMMC is "information-centric," meaning the security requirements apply to the information itself, regardless of the media it resides on (digital or physical).
Asset Identification: In a Level 1 assessment, assets are categorized as either FCI Assets or Out-of-Scope Assets. Since the file cabinet is explicitly identified as containing paper FCI, it meets the definition of an asset that stores the protected information.
Basic Safeguarding (FAR 52.204-21): The 17 practices of CMMC Level 1 are derived from the FAR clause for the "Basic Safeguarding of Covered Contractor Information Systems." However, the physical protection requirements within that set (such as PE.L1-3.10.1, which requires limiting physical access to organizational information systems and equipment) extend to the physical storage locations of that data.
Media Neutrality: CMMC documentation emphasizes that "information systems" include the physical components and the information processed by them. If FCI is printed and stored in a cabinet, that cabinet becomes a physical storage asset within the assessment boundary.
Why other options are incorrect:
Option B: Physical location alone does not bring an asset into scope. For example, a coffee machine in the same room as an FCI computer remains out of scope because it doesn't handle FCI. Thecontent(FCI) makes the cabinet in-scope, not its proximity.
Option C: CMMC and the underlying FAR clause do not exempt paper-based information. Protected data must be secured whether it is on a hard drive or a printed sheet.
Option D: While a file cabinet may not "process" or "transmit" data like a computer does, it absolutely stores it. The definition of the scope includes all three functions (process, store, or transmit).
Reference Documents:
CMMC Scoping Guidance, Level 1: Section 2.0 (CMMC Level 1 Asset Categories), which defines FCI Assets as those that process, store, or transmit FCI.
CMMC Assessment Guide, Level 1: Discussion on Physical Protection (PE) practices and their application to physical media.
32 CFR Part 170 (CMMC Program Rule): Definitions of FCI and the requirements for contractor self- assessments.
NEW QUESTION # 130
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