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| Section | Weight | Objectives |
|---|
| AI Governance and Program Management | 31% | - Stakeholder considerations and governance frameworks
- 1. Industry frameworks and regulatory requirements
- 2. AI governance models and oversight
- AI security program management
- 1. Program development and maintenance
- 2. Incident response and business continuity
- AI asset and data lifecycle management
- 1. AI asset inventory and management
- 2. Data governance
- AI policies and procedures
- 1. AI-related strategy development
- 2. Policy implementation and compliance
|
| AI Risk Management | 31% | - AI risk assessment and treatment
- 1. Risk identification and analysis
- 2. Risk thresholds and mitigation
- Third-party and supply chain risk management
- 1. Supply chain security controls
- 2. Vendor risk evaluation
- AI threat and vulnerability management
- 1. AI vulnerability assessment
- 2. Threat modeling for AI systems
|
| AI Technologies and Controls | 38% | - AI security architecture and design
- 1. Secure AI system architecture
- 2. AI infrastructure protection
- AI security monitoring and operations
- 1. Operational AI controls
- 2. Security monitoring and logging
- Trust, safety and compliance controls
- 1. Responsible AI practices
- 2. Compliance and governance validation
- Data management and privacy controls
- 1. Privacy and ethical AI controls
- 2. Data integrity and protection
|
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ISACA Advanced in AI Security Management (AAISM) Exam Sample Questions (Q338-Q343):
NEW QUESTION # 338
Differential privacy BEST helps to mitigate vulnerabilities in machine learning (ML) models by:
- A. adding controlled noise to the training data, limiting the amount of information any single data point can reveal.
- B. removing outliers and anomalies from the dataset to reduce the risk of overfitting.
- C. preventing adversarial attacks by introducing noise directly into model weights during training.
- D. encrypting the model's predictions to ensure data confidentiality and privacy during interference.
Answer: A
Explanation:
Differential privacy protects sensitive information by adding controlled noise during data processing or training, ensuring that the contribution of any individual data point cannot be easily identified or inferred from the model's outputs. This reduces the risk of privacy leakage and inference attacks.
NEW QUESTION # 339
Which of the following is the MOST important course of action when implementing continuous monitoring and reporting for AI-based systems?
- A. Establish an automated alert system for threshold breaches in risk metrics
- B. Implement real-time monitoring of key risk indicators (KRIs) for AI systems
- C. Develop standardized risk reporting templates for different stakeholder groups
- D. Implement a risk dashboard for visualizing and tracking AI-related risk over time
Answer: B
Explanation:
The AAISM governance framework specifies that the foundation of continuous monitoring is real-time tracking of key risk indicators. This ensures immediate detection of deviations, model drift, and operational anomalies. Automated alerts, dashboards, and reporting templates all support monitoring, but they rely on the presence of accurate, real-time KRI measurement as their source. Without live monitoring, the other controls are reactive rather than proactive. The most important course of action in establishing effective continuous monitoring is therefore real-time KRI tracking.
References:
AAISM Study Guide - AI Governance and Program Management (Continuous Monitoring and Assurance) ISACA AI Risk Guidance - Monitoring Key Risk Indicators
NEW QUESTION # 340
Which approach should an organization prioritize to effectively verify the security of its AI models?
- A. Automating vulnerability identification
- B. Developing a testing strategy including AI-specific threat modeling and adversarial attack simulations
- C. Using standard penetration testing methods
- D. Testing team competencies in IT threat mitigation
Answer: B
Explanation:
The AAISM standard explicitly states that traditional penetration tests alone are insufficient for AI systems.
Effective AI security testing requires:
* AI-specific threat modeling (e.g., data poisoning, prompt injection, model theft)
* Adversarial attack simulations (white-box, black-box, gradient-based attacks)
* Evaluation of robustness and manipulation resistance
Option B captures these requirements precisely.
Options A, C, and D do not address AI-specific attack vectors.
References: AAISM Study Guide - AI Security Testing and Adversarial Evaluation.
NEW QUESTION # 341
A hospital is conducting an AI impact assessment for a proposed diagnostic imaging tool. To ensure conformity with regulatory and ethical standards, which risk requires the MOST domain- specific assessment beyond what is typically found in a standard IT risk assessment?
- A. Software vulnerabilities in the application's web server may allow an attacker to gain unauthorized access to the system.
- B. The model may produce systematically biased diagnoses for specific demographics, potentially leading to widespread clinical harm.
- C. System downtime may increase due to hardware failure in the hosting environment, preventing medical professionals from accessing the tool.
- D. Noncompliance with data residency laws may occur if patient data is processed in a cloud region outside the required jurisdiction.
Answer: B
Explanation:
Bias in diagnostic outputs directly affects clinical decision-making and patient outcomes, requiring specialized medical, ethical, and regulatory expertise beyond standard IT risk assessments. This type of risk involves domain-specific evaluation of fairness, safety, and potential harm to patients.
NEW QUESTION # 342
Security and assurance requirements for AI systems should FIRST be embedded in the:
- A. Model deployment phase
- B. Model design phase
- C. Model training phase
- D. Model testing phase
Answer: B
Explanation:
AAISM directs organizations to embed security, safety, and compliance controls at design time ("secure- by-design" and "shift-left"), ensuring requirements for robustness, privacy, and governance are defined as non-functional constraints on architecture, data sourcing, model choices, and evaluation criteria before any model is trained. Deferring these requirements to training, testing, or deployment increases residual risk and rework, and weakens traceability of control coverage.
References:* AI Security Management (AAISM) Body of Knowledge: Governance-Secure-by-Design; Policy-to-Control Traceability; Requirements Management* AAISM Study Guide: AI Program Lifecycle- Planning & Design Controls; Design-time Threat Modeling and Control Selection* AAISM Mapping to Standards: Design-phase Risk Identification and Requirements Engineering for AI
NEW QUESTION # 343
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