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| Certification Vendor: | PECB |
|---|---|
| Exam Name: | PECB Certified EMS ISO 14001 Lead Auditor Exam |
| Exam Number: | ISO-14001-Lead-Auditor |
| Exam Price: | $300 - $500 USD (included in training course fee) |
| Certificate Validity Period: | 3 years |
| Exam Format: | Open-book, Multiple Choice, Scenario-based |
| Exam Duration: | 180 minutes |
| Real Exam Qty: | 68-80 |
| Available Languages: | Italian, Spanish, Chinese, Portuguese, German, English, Russian, French, Arabic |
| Passing Score: | 70% |
| Related Certifications: | PECB Certified ISO 14001 Provisional Auditor PECB Certified ISO 14001 Auditor |
| Recommended Training: | PECB ISO 14001 Lead Auditor Training Course |
| Exam Registration: | PECB Official Registration |
| Sample Questions: | PECB ISO-14001-Lead-Auditor Sample Questions |
| Exam Way: | Online proctored or Onsite / In-person |
| Pre Condition: | Completion of PECB-approved ISO 14001 Lead Auditor training course; basic knowledge of environmental management principles |
| Official Syllabus URL: | https://pecb.com/en/education-and-certification-for-individuals/iso-14001/iso-14001-lead-auditor |
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NEW QUESTION # 34
In the case of ISO 14001 EMS audits that follow the recommendations of ISO 19011, which two of the following statements are true?
Answer: B,F
Explanation:
From ISO 19011:2018:
Clause 5.4.3:
"The audit plan should consider the potential impact on the auditee's processes during audit activities to minimize disruption." Clause 5.2 and 5.3:
"The audit programme frequency should be based on the significance of the environmental aspects, past audit results, changes, and risks." Internal auditors auditing their own work violates auditor impartiality (Clause 4.4.2 - Auditor Independence).
Second-party audits are customer-supplier audits, not certification body audits (Clause 3.7 - Audit Types).
EMS auditors must consider the organization's preparedness for emergencies (ISO 14001:2015 Clause 8.2).
Reference: ISO 19011:2018 Clauses 4.4.2, 5.2, 5.3, 5.4.3; ISO 14001:2015 Clause 8.2.
NEW QUESTION # 35
Which two of the following do not participate in a second-party audit to ISO 14001?
Answer: C,F
Explanation:
The correct answers are D and F .
A second-party audit is an external audit carried out by an organization that has an interest in the auditee, such as a customer auditing a supplier , or by another party acting on that customer's behalf.
Therefore:
C). An auditor from a customer - participates
This is the clearest example of a second-party audit.
A). An auditor employed by an external consultancy organisation - may participate A consultancy auditor may conduct the audit on behalf of the customer or interested party, so this can still be a second-party audit.
B). An auditor certified by an auditor certification body - may participate Auditor certification is a competence credential. It does not determine whether the audit is first-party, second- party, or third-party.
E). An auditor trained in the CQI and IRCA scheme - may participate
Training or qualification does not define the audit type. Such an auditor may participate in a second-party audit if acting for the customer or interested party.
D). A certification body auditor - does not participate in a second-party audit A certification body auditor performs third-party audits , such as ISO 14001 certification audits.
F). An auditor from an accreditation body - does not participate in a second-party audit An accreditation body auditor assesses certification bodies, not suppliers or organizations as part of a customer-related second-party audit.
So, the two roles that do not participate in a second-party ISO 14001 audit are D. Certification body auditor and F. Auditor from an accreditation body .
NEW QUESTION # 36
Which one of the following options best describes the main purpose of a Stage 2 third-party audit?
Answer: B
Explanation:
According to ISO/IEC 17021-1:2015 (used alongside ISO 14001 for certification audits), the certification process includes Stage 1 and Stage 2 audits:
The purpose of the Stage 1 audit is to review the management system documentation and assess the organization's preparedness for Stage 2.
The Stage 2 audit's main objective is to evaluate the implementation, including the effectiveness, of the organization's management system. This includes assessing conformity with all the requirements of ISO
14001:2015.
As per ISO/IEC 17021-1:2015 Clause 9.3.2.2.2:
"The stage 2 audit shall take place at the site(s) of the organization. It shall include at least the following:
information and evidence about conformity to all requirements of the applicable management system standard." Thus, the Stage 2 audit is where auditors identify nonconformities and gather evidence to support certification decisions.
Reference: ISO/IEC 17021-1:2015 Clause 9.3.2.2.2; ISO 14001 Lead Auditor Course Guide - Certification Process Module.
NEW QUESTION # 37
A group of 22 Italian restaurants in downtown San Francisco (US) established an EMS following the requirements of ISO 14001. You are performing an internal audit before the fourth certification cycle. The audit plan included an audit of the General Manager (GM) as the last interview before the closing meeting.
During the interview with the GM, you audit clause 10.3 (Continual improvement). The dialogue is as follows.
You: Could you please tell me how did you improve the EMS to enhance environmental performance (Clause
10.3)?
GM: One way to improve the EMS is to improve one or several of its processes. We decided to improve the water-consuming processes in all our branches. We use water in many of our processes (e.g. to wash our kitchens, our cutlery, plates, and glasses, to keep our floors clean). The idea was to review these processes in detail to reduce the amount of water used per customer. Each of the 22 branches sent us their results, we analysed the data and found out that the average water consumption per customer was reduced by 13%; therefore, we improved our environmental performance. We are happy about that.
You: What about the results in each branch?
GM: Have a look at this table:
Analysing this table, what would be your decision related to raising nonconformities to clause 10.3? Select two.
Answer: D,E
NEW QUESTION # 38
You are responsible for the second surveillance audit of ABC, a medium-sized metal mechanical manufacturing organisation. The significant environmental aspects are loud noise, solid waste, energy consumption, and liquid waste.
During the opening meeting, you are informed that when COVID-19 started, sales increased considerably, so they had to open a third shift (10 pm to 6 am). You interview the Production Manager.
You: How did you carry out this change, and how did you evaluate the impact on ABC ' s EMS?
PM: It was very simple; we just did it.
You: Did you introduce any change in the EMS?
PM: No. It is the same processes, the same products, the same materials, therefore the same environmental aspects.
You: What about the people?
PM: We distributed the most experienced workers among the three shifts. They trained the newly hired personnel.
Which of the six key questions from the following list would you ask? Have you . . .
Answer: A,D,E,G,I,J
Explanation:
In accordance with ISO 14001:2015 Clause 6.3 (Planning of changes) and Clause 6.1.1, when an organization determines the need for changes to the environmental management system, the changes must be carried out in a planned manner. Adding a night shift significantly alters operational conditions and environmental risk profiles.
The six critical questions examine how organizational change management was integrated across key EMS processes:
* considered COVID-19 as an external issue? (Option B): Evaluates context determination under Clause 4.1 regarding external drivers for organizational change.
* reviewed the emergency response plans? (Option C): Verifies whether emergency response procedures (Clause 8.2) account for reduced off-shift staffing, night-shift logistics, and emergency cover.
* revised the internal audit programme? (Option F): Checks if audit scheduling (Clause 9.2) was expanded to audit night-shift operations.
* reviewed the needs and expectations of interested parties? (Option G): Evaluates Clause 4.2 compliance, as nighttime noise emissions affect local community receptors differently than daytime activities.
* evaluated the extra amount of waste that will be generated? (Option K): Assesses aspect and impact significance re-evaluation (Clause 6.1.2) due to increased production volumes and continuous waste generation.
* developed any formal documented plan to change the EMS? (Option L): Audits direct compliance with Clause 6.3 regarding formal planning and risk evaluation of system changes.
References: ISO 14001:2015 Clauses 4.1, 4.2, 6.1.2, 6.3, 8.2, 9.2, and CQI-IRCA ISO 14001 Lead Auditor Curriculum (Auditing Management of Change).
NEW QUESTION # 39
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2026 Latest VCE4Plus ISO-14001-Lead-Auditor PDF Dumps and ISO-14001-Lead-Auditor Exam Engine Free Share: https://drive.google.com/open?id=1YPoY2XY_F2w7-oFIWj5WH9VYm6vlqeO4