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| Section | Weight | Objectives |
|---|---|---|
| Topic 1: CMMC-AB Code of Professional Conduct (Ethics) | 5% | |
| Topic 2: CMMC Governance and Source Documents | 15% | |
| Topic 3: CMMC Assessment Process (CAP) | 25% | |
| Topic 4: Scoping | 15% | |
| Topic 5: CMMC Model Construct and Implementation Evaluation | 35% | |
| Topic 6: CMMC Ecosystem | 5% | - Roles and responsibilities across the CMMC ecosystem |
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NEW QUESTION # 35
A cyber incident is discovered that affects a covered contractor IS and the CDI residing therein. How long does the contractor have to inform the DoD?
Answer: A
Explanation:
Contractors that handle Covered Defense Information (CDI) are required to report cyber incidents to the Department of Defense within 72 hours of discovery.
Supporting Extracts from Official Content:
* DFARS 252.204-7012(c)(1): "When the Contractor discovers a cyber incident that affects a covered contractor information system or the covered defense information residing therein, the Contractor shall conduct a review... and rapidly report the cyber incident to DoD within 72 hours of discovery." Why Option C is Correct:
* The regulation explicitly specifies 72 hours.
* Options A (24 hrs), B (48 hrs), and D (96 hrs) do not align with DFARS requirements.
References (Official CMMC v2.0 Content and Source Documents):
* DFARS 252.204-7012, Safeguarding Covered Defense Information and Cyber Incident Reporting.
* CMMC v2.0 Governance - Source Documents list includes DFARS 252.204-7012.
NEW QUESTION # 36
Which phase of the CMMC Assessment Process includes developing the assessment plan?
Answer: C
Explanation:
Understanding the Phases of the CMMC Assessment ProcessTheCMMC Assessment Process (CAP) consists of multiple phases, with each phase focusing on a different aspect of the assessment.Developing the assessment planoccurs inPhase 1, which is thePre-Assessment Phase.
* Engagement Agreement: TheOSC (Organization Seeking Certification)and theCertified Third-Party Assessment Organization (C3PAO)formalize the assessment contract.
* Developing the Assessment Plan: TheLead Assessorand the assessment team create anAssessment Plan, which outlines:
* Scope of the assessment
* CMMC Level requirements
* Assessment methodology
* Timeline and logistics
* Initial Data Collection: Review of system documentation, policies, and relevant security controls.
Key Activities in Phase 1 - Pre-Assessment Phase
* A. Phase 1 # Correct
* Phase 1 is where the assessment plan is developed.
* It ensuresclarity on scope, methodology, and logistics before the assessment begins.
* B. Phase 2 # Incorrect
* Phase 2 is theAssessment Conduct Phase, where assessorsexecutethe plan by examining evidence and interviewing personnel.
* C. Phase 3 # Incorrect
* Phase 3 is thePost-Assessment Phase, which involvesfinalizing findings and submitting reports, not developing the plan.
* D. Phase (Incomplete Answer) # Incorrect
* The question requires a specific phase, and the correct one isPhase 1.
Why is the Correct Answer "Phase 1" (A)?
* CMMC Assessment Process (CAP) Document
* DefinesPhase 1as the stage where the assessment plan is developed.
* CMMC Accreditation Body (CMMC-AB) Guidelines
* Specifies thatplanning and pre-assessment activities occur in Phase 1.
* CMMC 2.0 Certification Workflow
* Outlines the assessment planning process as part of theinitial engagementbetween theC3PAO and the OSC.
CMMC 2.0 References Supporting this answer:
NEW QUESTION # 37
What type of criteria is used to answer the question " Does the Assessment Team have the right evidence? "
Answer: D
NEW QUESTION # 38
A test or demonstration is being performed for the Assessment Team during an assessment. Which environment MUST the OSC perform this test or demonstration?
Answer: A
Explanation:
Understanding the Assessment Environment Requirement
During aCMMC Level 2 assessment, assessors requireobjective evidencethat security controls are implementedin the actual operating environmentwhereControlled Unclassified Information (CUI)is handled.
This means thattests or demonstrations must be conducted in the production environment, where the organization's real systems and security controls are in use.
Why Option B (Production) is Correct
Assessment teams need to validate security controls in the actual environment where they are applied, ensuring that security measures are in effect in thereal-world operating conditions.
Option A (Client)is incorrect because "Client" is not a defined assessment environment.
Option C (Development)is incorrect because testing in a development environmentdoes not accurately represent the production security posture.
Option D (Demonstration)is incorrect becausedemonstrations in a separate test environment do not provide valid evidence for CMMC assessments-actual security implementations must be verified in production.
Official CMMC Documentation References
CMMC Assessment Process (CAP) Guide - Section 3.5 (Assessment Methods)
NIST SP 800-171 Assessment Procedures(Verification must occur in the actual system where CUI resides.) Final Verification SinceCMMC assessments require security controls to be validated in the actual production environment, the correct answer isOption B: Production.
NEW QUESTION # 39
When are contractors required to achieve a CMMC certificate at the Level specified in the solicitation?
Answer: C
Explanation:
PerDFARS 252.204-7021, contractors must achieve the requiredCMMC certification levelbefore contract awardif the solicitation specifies it.
Key Requirements:#Contractorsmust be certified at the required CMMC levelprior to contract award.
#Thecertification must be conducted by a C3PAO(for Level 2) orthrough self-assessment(for Level 1).
#The certification must bevalid and registered in the Supplier Performance Risk System (SPRS)before award.
* A. At the time of award # Correct
* DFARS 252.204-7021requires CMMC certification before a contract can be awardedif the solicitation includes CMMC requirements.
* B. Upon solicitation submission # Incorrect
* Contractorsdo notneed to be CMMC-certified at thetime of bid submission, only by the time of award.
* C. Thirty days from the award date # Incorrect
* Contractorsmust already be certified before the award is granted. There isno grace period.
* D. Before the due date of submission # Incorrect
* While compliance planning is important,CMMC certification is only required before contract award, not before bid submission.
Why is the Correct Answer "At the Time of Award" (A)?
* DFARS 252.204-7021 (CMMC Requirement Clause)
* CMMC certification is required prior to contract awardif specified in the solicitation.
* CMMC 2.0 Program Overview
* States that certificationis not needed at bid submission but is required before award.
* DoD Interim Rule & SPRS Guidance
* Contractors must havea valid CMMC certification recorded in SPRSbefore award.
CMMC 2.0 References Supporting This answer:
NEW QUESTION # 40
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