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| Section | Weight | Objectives |
|---|
| Governance and Management of IT | 18% | - IT Management
- 1. Quality Assurance and Quality Management of IT
- 2. IT Performance Monitoring and Reporting
- 3. IT Resource Management
- 4. IT Service Provider Acquisition and Management
- IT Governance
- 1. IT Monitoring and Reporting Practices
- 2. Enterprise Architecture
- 3. IT Governance and IT Strategy
- 4. IT Investment and Allocation Practices
- 5. Organizational Structure
- 6. IT Standards, Policies, and Procedures
- 7. IT-Related Frameworks
- 8. Maturity and Process Improvement Models
- 9. Enterprise Risk Management
|
| Information Systems Operations and Business Resilience | 26% | - Information Systems Operations
- 1. Database Management
- 2. End-User Computing
- 3. Common Technology Components
- 4. System Interfaces
- 5. IT Asset Management
- 6. IT Service Level Management
- 7. Job Scheduling and Production Process Automation
- Business Resilience
- 1. Disaster Recovery Plan (DRP)
- 2. Business Continuity Plan (BCP)
- 3. Data Backup, Storage, and Restoration
- 4. System Resiliency
- 5. Business Impact Analysis (BIA)
|
| Information Systems Auditing Process | 18% | - Execution
- 1. Data Analytics
- 2. Audit Project Management
- 3. Audit Evidence Collection Techniques
- 4. Reporting and Communication Techniques
- 5. Sampling Methodology
- 6. Quality Assurance and Improvement of the Audit Process
- Planning
- 1. Types of Audits and Assessments
- 2. Risk-Based Audit Planning
- 3. IS Audit Standards, Guidelines, and Codes of Ethics
- 4. Business Processes
- 5. Types of Controls
|
| Protection of Information Assets | 26% | - Security Event Management
- 1. Evidence Collection and Forensics
- 2. Incident Response Management
- 3. Security Awareness Training and Programs
- 4. Security Monitoring Tools and Techniques
- 5. Security Testing Tools and Techniques
- 6. Information System Attack Methods and Techniques
- Information Asset Security and Control
- 1. Data Classification
- 2. Public Key Infrastructure (PKI)
- 3. Information Asset Security Frameworks, Standards, and Guidelines
- 4. Physical Access and Environmental Controls
- 5. Network and Endpoint Security
- 6. Identity and Access Management
- 7. Data Encryption and Encryption-Related Techniques
- 8. Privacy Principles
|
| Information Systems Acquisition, Development and Implementation | 12% | - Information Systems Implementation
- 1. Testing Methodologies
- 2. System Migration, Infrastructure Deployment, and Data Conversion
- 3. Configuration and Release Management
- 4. Post-implementation Review
- Information Systems Acquisition and Development
- 1. Business Case and Feasibility Analysis
- 2. System Development Methodologies
- 3. Project Governance and Management
- 4. Control Identification and Design
|
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ISACA Certified Information Systems Auditor Sample Questions (Q22-Q27):
NEW QUESTION # 22
In the development of a new financial application, the IS auditor's FIRST involvement should be in the:
- A. application design.
- B. system test.
- C. feasibility study.
- D. control design.
Answer: C
Explanation:
Explanation
In the development of a new financial application, the IS auditor's first involvement should be in the feasibility study. A feasibility study is a preliminary analysis that evaluates the technical, operational, economic, and legal aspects of a proposed project or system. A feasibility study helps determine whether the project or system is viable, feasible, and desirable for the organization and its stakeholders.
The IS auditor's role in the feasibility study is to provide an independent and objective assessment of the project or system's risks, benefits, costs, and impacts. The IS auditor should also ensure that the feasibility study follows a structured and systematic approach, considers all relevant factors and alternatives, and complies with the organization's policies and standards. The IS auditor should also verify that the feasibility study is documented and communicated to the appropriate decision-makers.
The IS auditor's involvement in the feasibility study is important because it can help:
Identify and mitigate potential risks and issues that could affect the project or system's success Evaluate and justify the project or system's alignment with the organization's strategy, goals, and value proposition Estimate and optimize the project or system's resources, budget, schedule, and quality Assess and enhance the project or system's security, reliability, performance, and usability Ensure that the project or system meets the expectations and requirements of the users and other stakeholders The other three options are not the first involvement of the IS auditor in the development of a new financial application, although they may be part of the subsequent stages of the development process. Control design is the process of defining and implementing controls that ensure the security, integrity, availability, and efficiency of the system. Application design is the process of specifying the functional and technical features of the system. System test is the process of verifying that the system meets the specifications and requirements.
Therefore, feasibility study is the best answer.
References:
[Feasibility Study - ISACA]
[IS Auditing Guideline G13 Performing an IS Audit Engagement - ISACA]
NEW QUESTION # 23
An organization wants to change its project methodology to address increasing costs and process changes.
Which of the following is the BEST methodology to use?
- A. Waterfall application development
- B. Agile application development
- C. Object-oriented application development
- D. Joint application development
Answer: C
NEW QUESTION # 24
In a typical SDLC, which group is PRIMARILY responsible for confirming compliance with requirements?
- A. Quality assurance
- B. Internal audit
- C. Risk management
- D. Steering committee
Answer: A
NEW QUESTION # 25
An IS auditor has been asked to audit a complex system with computerized and manual elements. Which
of the following should be identified FIRST?
- A. Manual controls
- B. Input validation
- C. System risks
- D. Programmed controls
Answer: B
Explanation:
Section: Protection of Information Assets
Explanation
NEW QUESTION # 26
Which of the following is MOST important for an IS auditor to determine when reviewing how the organization's incident response team handles devices that may be involved in criminal activity?
- A. Whether there is a chain of custody for the devices
- B. Whether users have knowledge of their devices being examined
- C. Whether the access logs are checked before seizing the devices
- D. Whether devices are checked for malicious applications
Answer: A
NEW QUESTION # 27
......
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