AAISM Questions - Pass On First Try [2026]

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| Topic | Details |
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| Topic 1 | - AI Governance and Program Management: This section of the exam measures the abilities of AI Security Governance Professionals and focuses on advising stakeholders in implementing AI security through governance frameworks, policy creation, data lifecycle management, program development, and incident response protocols.
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| Topic 2 | - AI Risk Management: This section of the exam measures the skills of AI Risk Managers and covers assessing enterprise threats, vulnerabilities, and supply chain risk associated with AI adoption, including risk treatment plans and vendor oversight.
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| Topic 3 | - AI Technologies and Controls: This section of the exam measures the expertise of AI Security Architects and assesses knowledge in designing secure AI architecture and controls. It addresses privacy, ethical, and trust concerns, data management controls, monitoring mechanisms, and security control implementation tailored to AI systems.
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ISACA Advanced in AI Security Management (AAISM) Exam Sample Questions (Q267-Q272):
NEW QUESTION # 267
Which of the following is the MAIN objective of the operational phase of AI life cycle management?
- A. Monitor model performance
- B. Align the model to business needs
- C. Optimize the model's algorithms
- D. Obtain end-user feedback
Answer: A
Explanation:
AAISM identifies the operational phase as the stage where the AI system is actively deployed and requires continuous monitoring of performance, drift, security, and reliability.
Business alignment (B) belongs to planning and design. Optimization (A) and user feedback (D) are part of development or improvement cycles, not primary operational objectives.
References: AAISM Study Guide - AI Life Cycle Management; Operational Monitoring Requirements.
NEW QUESTION # 268
Which of the following control strategies BEST mitigates the risk of user harm from a large language model (LLM) generating offensive or biased content?
- A. Minimization of logging
- B. Output filtering and moderation
- C. Static prompt templates
- D. Rate limiting and timeout enforcement
Answer: B
Explanation:
Output filtering and moderation directly address the risk of harmful, offensive, or biased content by reviewing and controlling generated responses before they reach users. This helps enforce safety, ethical, and compliance standards in LLM outputs.
NEW QUESTION # 269
When evaluating a third-party AI service provider, which of the following master services agreement provisions is MOST critical for managing security risk?
- A. Restricting query volume thresholds
- B. Guaranteeing unlimited model retraining requests
- C. Prohibiting the use of customer data for model training
- D. Sharing real-time log information
Answer: C
Explanation:
The most material contractual control for reducing security and privacy risk in outsourced AI services is a data-use restriction that prohibits the provider from using customer data for model training (and from derivative model improvements) unless explicitly authorized. This prevents unintended secondary processing, model inversion exposure of proprietary data, unauthorized profiling, and downstream data proliferation across multi-tenant systems. AAISM positions third- party risk controls to prioritize data minimization, purpose limitation, confidentiality, and downstream controls; among common MSA provisions, data-use limitations directly constrain the provider's technical and organizational handling of sensitive inputs, making it the highest-impact risk-reducing clause.
NEW QUESTION # 270
An organization is deploying a large language model (LLM) and is concerned that input manipulations may compromise its integrity. Which of the following is the MOST effective way to determine an acceptable risk threshold?
- A. Assess the business impact of known threats
- B. Deploy a real-time logging and monitoring system
- C. Implement a static risk threshold by limiting LLM outputs
- D. Restrict all user inputs containing special characters
Answer: A
Explanation:
AAISM requires that risk thresholds/tolerances be set by aligning threat likelihood and impact with the organization's business context and risk appetite. Determining "acceptable" risk starts with assessing business impact of credible threats (e.g., prompt injection leading to data exfiltration, policy evasion, or harmful actions), then translating this into control intensity and thresholds. Hard input restrictions (A) and static output caps (C) are blunt measures that may degrade utility without ensuring alignment to risk appetite.
Monitoring (B) is essential for detection, but it does not, by itself, define what level of risk is acceptable.
References: AI Security Management (AAISM) Body of Knowledge - Risk Appetite and Tolerance for AI; Threat Modeling for LLMs; Business Impact Analysis and Risk Acceptance Criteria.
NEW QUESTION # 271
A programmer suspects an AI system is inferring sensitive user information. What is the BEST action?
- A. Conduct a code review
- B. Inform the governance panel
- C. Suggest fine-tuning
- D. Alert the CIO
Answer: B
Explanation:
AAISM directs that potential privacy, ethical, or compliance risks must be escalated to the AI Governance Panel, the body responsible for oversight, risk approval, and corrective action.
Fine-tuning (B) is premature and may worsen risk. Code review (C) does not address model-level inference issues. Escalating directly to the CIO (D) bypasses the required governance process.
References: AAISM Study Guide - AI Governance Committees; Escalation Procedures.
NEW QUESTION # 272
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