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| Section | Weight | Objectives |
|---|
| Topic 1: Information Systems Acquisition, Development and Implementation | 12% | - Information Systems Implementation
- 1. Testing Methodologies
- 2. Configuration and Release Management
- 3. Post-implementation Review
- 4. System Migration, Infrastructure Deployment, and Data Conversion
- Information Systems Acquisition and Development
- 1. Project Governance and Management
- 2. System Development Methodologies
- 3. Business Case and Feasibility Analysis
- 4. Control Identification and Design
|
| Topic 2: Protection of Information Assets | 26% | - Information Asset Security and Control
- 1. Data Encryption and Encryption-Related Techniques
- 2. Privacy Principles
- 3. Data Classification
- 4. Identity and Access Management
- 5. Physical Access and Environmental Controls
- 6. Public Key Infrastructure (PKI)
- 7. Information Asset Security Frameworks, Standards, and Guidelines
- 8. Network and Endpoint Security
- Security Event Management
- 1. Security Awareness Training and Programs
- 2. Security Monitoring Tools and Techniques
- 3. Security Testing Tools and Techniques
- 4. Information System Attack Methods and Techniques
- 5. Incident Response Management
- 6. Evidence Collection and Forensics
|
| Topic 3: Governance and Management of IT | 18% | - IT Management
- 1. Quality Assurance and Quality Management of IT
- 2. IT Performance Monitoring and Reporting
- 3. IT Resource Management
- 4. IT Service Provider Acquisition and Management
- IT Governance
- 1. IT Investment and Allocation Practices
- 2. IT Monitoring and Reporting Practices
- 3. Enterprise Risk Management
- 4. Enterprise Architecture
- 5. IT Governance and IT Strategy
- 6. IT Standards, Policies, and Procedures
- 7. Organizational Structure
- 8. Maturity and Process Improvement Models
- 9. IT-Related Frameworks
|
| Topic 4: Information Systems Auditing Process | 18% | - Planning
- 1. Risk-Based Audit Planning
- 2. IS Audit Standards, Guidelines, and Codes of Ethics
- 3. Types of Audits and Assessments
- 4. Types of Controls
- 5. Business Processes
- Execution
- 1. Reporting and Communication Techniques
- 2. Audit Evidence Collection Techniques
- 3. Audit Project Management
- 4. Sampling Methodology
- 5. Data Analytics
- 6. Quality Assurance and Improvement of the Audit Process
|
| Topic 5: Information Systems Operations and Business Resilience | 26% | - Business Resilience
- 1. System Resiliency
- 2. Disaster Recovery Plan (DRP)
- 3. Business Impact Analysis (BIA)
- 4. Data Backup, Storage, and Restoration
- 5. Business Continuity Plan (BCP)
- Information Systems Operations
- 1. End-User Computing
- 2. IT Asset Management
- 3. Database Management
- 4. System Interfaces
- 5. Common Technology Components
- 6. IT Service Level Management
- 7. Job Scheduling and Production Process Automation
|
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ISACA Certified Information Systems Auditor Sample Questions (Q868-Q873):
NEW QUESTION # 868
A recent audit concluded that an organization's information security system was weak and that monitoring would likely fail to detect penetration. Which of the following would be the MOST appropriate recommendation?
- A. Look continually for new criminal behavior and attacks on sensitive data
- B. Establish a clear policy related to security and the handling of sensitive data
- C. Identify and periodically remove sensitive data that is no longer needed
- D. Encrypt sensitive data while strengthening the system
Answer: D
NEW QUESTION # 869
Which of the following statement INCORRECTLY describes the Control self-assessment (CSA) approach?
- A. CSA focuses on continuous improvement/learning curve
- B. CSA Empowered/accountable employees
- C. CSA is policy or rule driven
- D. In CSA, Staffs at all level, in all functions, are the primary control analyst.
Answer: C
Explanation:
Section: The process of Auditing Information System
Explanation:
The word INCORRECTLY is the keyword used in the question. You need to find out an option which
incorrectly describes Control Self-assessment.
For your exam you should know the information below about control self-assessment:
Control self-assessment is an assessment of controls made by the staff and management of the unit or
units involved. It is a management technique that assures stakeholders, customers and other parties that
the internal controls of the organization are reliable.
Benefits of CSA
Early detection of risk
More efficient and improved internal controls
Creation of cohesive teams through employee involvement
Developing a sense of ownership of the controls in the employees and process owners, and reducing their
resistance to control improvement initiatives
Increased employee awareness of organizational objectives, and knowledge of risk and internal controls
Highly motivated employees
Improved audit training process
Reduction in control cost
Assurance provided to stakeholders and customers
Traditional and CSA attributes
Traditional Historical CSA
Assign duties/supervises staff Empowered/accountable employees
Policy/rule driven Continuous improvement/learning curve
Limited employee participation Extensive employee participation and training
Narrow stakeholders focus Broad stakeholders focus
Auditors and other specialist Staff at all level, in all functions, are the primary control analysts
The following answers are incorrect:
The other options specified are correctly describes about CSA.
The following reference(s) were/was used to create this question:
CISA review manual 2014 page number 61, 62 and 63
NEW QUESTION # 870
An organization is migrating its HR application to an Infrastructure as a Service (IaaS) model in a private cloud. Who is PRIMARILY responsible for the security configurations of the deployed application's operating system?
- A. The cloud provider's external auditor
- B. The operating system vendor
- C. The cloud provider
- D. The organization
Answer: D
NEW QUESTION # 871
An IS auditor is reviewing IT policies and found that most policies have not been reviewed in over 3 years.
The MOST significant risk is that the policies do not reflect.
- A. The vision of the CEO
- B. The mission of the organization
- C. Current industry best practices
- D. Current legal requirements
Answer: B
NEW QUESTION # 872
.When reviewing print systems spooling, an IS auditor is MOST concerned with which of the following vulnerabilities?
- A. The potential for unauthorized deletion of report copies
- B. The potential for unauthorized printing of report copies
- C. The potential for unauthorized editing of report copies
- D. The potential for unauthorized modification of report copies
Answer: B
Explanation:
When reviewing print systems spooling, an IS auditor is most concerned with the potential for unauthorized printing of report copies.
NEW QUESTION # 873
......
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