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PECB ISO-IEC-27001-Lead-Auditor Exam Syllabus Topics:

SectionObjectives
Closing the Audit- Audit reporting and follow-up
  • 1. Audit report preparation
    • 2. Corrective action review
      Fundamentals of Information Security Auditing- Audit principles based on ISO 19011
      • 1. Integrity, fair presentation, due professional care
        • 2. Confidentiality and independence
          Planning and Initiating an Audit- Audit program and planning activities
          • 1. Audit team selection
            • 2. Defining audit objectives, scope, and criteria
              Information Security Management System (ISMS) based on ISO/IEC 27001- ISO/IEC 27001 requirements (Clauses 4–10)
              • 1. Support and resources
                • 2. Improvement and corrective actions
                  • 3. Leadership and commitment
                    • 4. Operation and controls
                      • 5. Context of the organization
                        • 6. Planning and risk management
                          • 7. Performance evaluation
                            Conducting an Audit- Audit execution
                            • 1. Nonconformity identification
                              • 2. Evidence collection and verification
                                • 3. Interviewing techniques

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                                  PECB Certified ISO/IEC 27001 Lead Auditor exam Sample Questions (Q305-Q310):

                                  NEW QUESTION # 305
                                  Does the security have the right to ask you to display your ID badges and check your bags?

                                  Answer: B

                                  Explanation:
                                  Explanation
                                  The security has the right to ask you to display your ID badges and check your bags. This statement is true, as it is part of the physical security measures that the organization implements to prevent unauthorized physical access, damage and interference to its information and information processing facilities. The security personnel are authorized to verify the identity and authorization of anyone entering or leaving the premises, as well as to inspect any bags or items that may contain information or information processing equipment. This is done to ensure that no information or assets are stolen, lost, damaged or compromised by unauthorized persons. ISO/IEC 27001:2022 requires the organization to implement physical and environmental security controls to prevent unauthorized physical access, damage and interference to the organization's information and information processing facilities (see clause A.11). References: CQI & IRCA Certified ISO/IEC
                                  27001:2022 Lead Auditor Training Course, ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, What is Physical Security?


                                  NEW QUESTION # 306
                                  You are carrying out a third-party surveillance audit of a client's ISMS. You are currently in the secure storage area of the data centre where the organisation's customers are able to temporarily locate equipment coming into or going out of the site. The equipment is contained within locked cabinets and each cabinet is allocated to a single, specific client.
                                  Out of the corner of your eye you spot movement near the external door of the storage area. This is followed by a loud noise. You ask the guide what is going on. They tell you that recent high rainfall has raised local river levels and caused an infestation of rats. The noise was a specialist pest control stunning device being triggered. You check the device in the corner and find there is a large immobile rat contained within it.
                                  What three actions would be appropriate to take next?

                                  Answer: B,D,H

                                  Explanation:
                                  The appropriate actions to take next are to investigate whether pest infestation is an identified risk and if so, what risk treatment is to be applied, to determine whether the high levels of rainfall have had other impacts on data centre operations, and to check with the guide that they intend to initiate the organisation's information security incident process. These actions are relevant to the ISMS audit objectives and criteria, as they relate to the organisation's risk assessment and treatment, security performance, and incident management processes.
                                  The other actions are either not within the scope of the ISMS audit, not required by the ISO/IEC 27001 standard, or not the responsibility of the auditor. References: PECB Candidate Handbook1, page 21-22; ISO
                                  /IEC 27001:2022 (en)2, clauses 6.1, 8.2, 9.1, and 10.2.


                                  NEW QUESTION # 307
                                  A property of Information that has the ability to prove occurrence of a claimed event.

                                  Answer: C

                                  Explanation:
                                  A property of information that has the ability to prove occurrence of a claimed event is integrity. Integrity is one of the three main objectives of information security, along with confidentiality and availability. Integrity ensures that information and systems are not corrupted, modified, or deleted by unauthorized actions or events. Integrity also implies that information and systems can be verified and validated as authentic and accurate. Electronic chain letters are not a property of information, but a type of spam or hoax message that may contain malicious or misleading content. Availability means that service should be accessible at the required time and usable only by the authorized entity. Accessibility is not a property of information, but a characteristic of usability that refers to how easy it is for users to access and interact with information and systems. Reference: : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 24. : [ISO/IEC 27001 Brochures | PECB], page 4. : [ISO/IEC 27001 LEAD AUDITOR - PECB], page 13.


                                  NEW QUESTION # 308
                                  Phishing is what type of Information Security Incident?

                                  Answer: C

                                  Explanation:
                                  Phishing is a type of information security incident that falls under the category of cracker/hacker attacks.
                                  Phishing is a form of fraud that uses deceptive emails or other messages to trick recipients into revealing sensitive information, such as passwords, credit card numbers, bank account details, etc. Phishing emails often impersonate legitimate organizations or individuals and create a sense of urgency or curiosity to lure the victims into clicking on malicious links, opening malicious attachments or providing personal information.
                                  Phishing is a common and serious threat to information security, as it can lead to identity theft, financial loss, data breach, malware infection or other damages. ISO/IEC 27001:2022 requires the organization to implement awareness and training programs to make users aware of the risks of social engineering attacks, such as phishing, and how to avoid them (see clause A.7.2.2). References: CQI & IRCA Certified ISO/IEC
                                  27001:2022 Lead Auditor Training Course, ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, What is Phishing?


                                  NEW QUESTION # 309
                                  A planning process that introduced the concept of planning as a cycle that forms the basis for continuous improvement is called:

                                  Answer: C


                                  NEW QUESTION # 310
                                  ......

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