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| Section | Objectives |
|---|
| Topic 1: AI Operations | - AI Data Management
- 1. Operational AI controls
- 2. Data quality and integrity
- 3. Training and testing data
- AI System Lifecycle
- 1. Configuration and change management
- 2. Monitoring and maintenance
- 3. AI system development and deployment
|
| Topic 2: AI Governance and Risk | - AI Security and Controls
- 1. Threat and vulnerability management
- 2. Vendor and supply chain risk
- 3. Identity and access management
- AI Governance Frameworks
- 1. AI policies and governance structures
- 2. Regulatory and compliance considerations
- 3. AI risk management
|
| Topic 3: AI Auditing Tools and Techniques | - AI Audit Planning
- 1. AI audit methodologies
- 2. Audit resource planning
- 3. Audit scoping and objectives
- Audit Testing and Reporting
- 1. Testing and sampling methodologies
- 2. Audit reporting and follow-up
- 3. Evidence collection techniques
|
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AAIA Question Explanations | New AAIA Exam Format
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ISACA Advanced in AI Audit Sample Questions (Q243-Q248):
NEW QUESTION # 243
A bank uses a video-based know your customer (KYC) verification process. Cybercriminals exploit this process by using deepfake technology to impersonate bank customers. Which of the following countermeasures is the BEST way for the bank to mitigate this risk?
- A. Requesting additional identity and address documents for verification
- B. Leveraging AI-based liveness detection during video verification
- C. Discontinuing the use of the video-based verification process
- D. Encrypting all customer data and communication
Answer: B
NEW QUESTION # 244
Which of the following is the MOST important purpose of conducting a risk assessment for AI models within an organization?
- A. Monitoring AI model performance on an ongoing basis
- B. Determining whether AI model outputs align with established use cases
- C. Defining mitigation strategies for AI deployment
- D. Categorizing data used by the AI model
Answer: C
Explanation:
Risk assessments identify potential threats and vulnerabilities in AI systems and support the development of mitigation strategies. According to the AAIATM Study Guide, the main objective is not just identification of risks but to proactively design controls that minimize impact and ensure ethical and regulatory compliance.
"The output of an AI risk assessment should lead to actionable mitigation strategies, supporting the secure and responsible deployment of AI solutions across business processes."
NEW QUESTION # 245
Which of the following is the BEST way to ensure an AI model's outputs are effectively controlled for bias?
- A. Technical details of model development processes are transparent.
- B. Accuracy ranges for various demographic groups are similar.
- C. The organization's AI policies include a clear definition of fairness.
- D. Model training is restricted to data containing real-world human decisions.
Answer: B
Explanation:
The most objective evidence of bias control is "Performance Parity". If the accuracy, precision, and recall are "Similar across various demographic groups," it demonstrates that the model is functioning equitably for all users.
NEW QUESTION # 246
Which of the following sampling strategies would MOST likely involve the use of AI?
- A. Systematic
- B. Statistical
- C. Judgmental
- D. Adaptive
Answer: D
Explanation:
" Adaptive sampling " is a dynamic strategy where the selection of future samples depends on the results of previous samples. AI excels in this area by continuously analyzing incoming data and automatically focusing the " sample " on areas where risks or anomalies are surfacing (e.g., a fraud detection bot increasing its scrutiny on a specific merchant after one suspicious transaction). The ISACA AAIA™ framework recognizes adaptive sampling as a significant advancement over static methods like systematic (Option C) or statistical (Option B) sampling because it uses real-time intelligence to improve audit coverage and resource allocation.
NEW QUESTION # 247
An IS auditor is evaluating a cybersecurity system that uses agentic AI for autonomous threat detection and incident response. Which of the following is MOST important for the auditor to consider?
- A. The agent's audit logs are lengthier than traditional logs.
- B. The agent processes data autonomously, reducing the need for analyst intervention.
- C. The agent can take automated actions that may disrupt business operations.
- D. The agent operates across systems, which might require network expansion.
Answer: C
Explanation:
"Agentic AI" goes beyond simple detection; it can take actions (like shutting down a server) autonomously. The greatest risk is that the AI might misinterpret a legitimate but unusual business activity as a threat and trigger a "kill switch," causing massive, unplanned downtime.
This is a significant operational and availability risk. Auditors must ensure there are "guardrails" or a "human-in-the-loop" for high-impact actions.
NEW QUESTION # 248
......
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