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| Section | Weight | Objectives |
|---|---|---|
| CMMC Model Construct and Implementation Evaluation | 35% | |
| CMMC Assessment Process (CAP) | 25% | |
| CMMC-AB Code of Professional Conduct (Ethics) | 5% | |
| CMMC Ecosystem | 5% | - Roles and responsibilities across the CMMC ecosystem |
| CMMC Governance and Source Documents | 15% | |
| Scoping | 15% |
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NEW QUESTION # 149
An assessment is being conducted at a remote client site. For the duration of the assessment, the client has provided a designated hoteling space in their secure facility which consists of a desk with access to a shared printer. After noticing that the desk does not lock, a locked cabinet is requested but the client does not have one available. At the end of the day, the client provides a printout copy of an important network diagram. The diagram is clearly marked and contains CUI. What should be done NEXT to protect the document?
Answer: C
Explanation:
In this scenario, the primary concern is the protection of Controlled Unclassified Information (CUI) in an environment that lacks sufficient physical security controls (specifically, a lack of a locked cabinet or drawer).
According to the CMMC Assessment Process (CAP) and NIST SP 800-171 (specifically the Physical Protection (PE) family), CUI must be protected from unauthorized access at all times.
Responsibility of the Assessor: CMMC Professionals (CCPs and CCAs) are bound by the CMMC Code of Professional Conduct and the C3PAO's internal security protocols to ensure that any CUI provided by the Organization Seeking Certification (OSC) is handled securely.
Physical Protection (PE.L2-3.10.1 and PE.L2-3.10.2): These practices require that an organization limit physical access to systems and equipment to authorized users and protect the physical facility. If the provided
"hoteling space" does not offer a locked container (like a cabinet) to secure the CUI overnight, leaving it in an unlocked drawer (Option C) or on the desk (Option B) would be a violation of CUI handling requirements and a security risk.
Why Option A is the best "Next" step: In the absence of on-site secure storage, the assessor must maintain positive control of the CUI. Taking the document to a secure location (such as the assessor's hotel room or person) where they can ensure it remains under their control is the only viable way to prevent unauthorized access by janitorial staff or other unauthorized personnel at the client site overnight.
Why other options are incorrect:
Option B and C: Both fail to protect the CUI from unauthorized access in a non-secure, shared environment.
Option D: Taking a picture of CUI on a personal phone is a major security violation (spillage), as personal devices are generally not authorized to store or process CUI.
Reference Documents:
CMMC Assessment Process (CAP) v1.0: Section regarding "Assessor Responsibilities for CUI and Proprietary Information." NIST SP 800-171 Rev 2: Physical Protection (PE) family (3.10.1, 3.10.2).
DoD Instruction 5200.48: "Controlled Unclassified Information (CUI)," which specifies that CUI must be protected by at least one physical barrier when not in the direct control of an authorized individual.
NEW QUESTION # 150
Which document BEST determines the existence of FCI and/or CUI in scoping an assessment with an OSC?
Answer: C
Explanation:
Understanding DFARS Clause 252.204-7012
TheDefense Federal Acquisition Regulation Supplement (DFARS) clause 252.204-7012is a mandatory cybersecurity clause required inall DoD contracts and solicitationsthat involveControlled Unclassified Information (CUI).
Key Requirements of DFARS 252.204-7012
#Implements NIST SP 800-171security controls for contractors handlingCUI.
#Requirescyber incident reportingto theDoD Cyber Crime Center (DC3)within72 hours.
#Mandatesadequate security measuresto protectDoD information systems.
#Applies toall DoD contracts, except for those exclusively acquiring COTS items.
Why "All DoD Solicitations and Contracts" is Correct?
Option A (Correct):DFARS 252.204-7012must be included in all DoD contracts and solicitationswhen CUI is involved.
Option B (Incorrect):FAR Part 12 procedures apply tocommercial item acquisitions, but DFARS 7012 appliesregardless of procurement procedures.
Option C (Incorrect):Contractssolely for COTS (Commercial Off-the-Shelf) productsare exemptfrom DFARS
7012.
Option D (Incorrect):COTS itemssold without modificationsarenot requiredto include DFARS 7012.
Official References from DoD and DFARS Documentation
DFARS Clause 252.204-7012 (Safeguarding Covered Defense Information and Cyber Incident Reporting) NIST SP 800-171- The required cybersecurity standard for contractors under DFARS 7012.
Final Verification and Conclusion
NEW QUESTION # 151
On a Level 2 Assessment Team, what are the roles of the CCP and the CCA?
Answer: B
Explanation:
Step 1: Define Roles - CCP and CCA
CCP (Certified CMMC Professional):
Entry-level certification in the CMMC ecosystem.
Supports assessment activities under the supervision of a CCA.
May assist in consulting roles outside of formal assessments.
CCA (Certified CMMC Assessor):
Certified tolead assessmentsunder the CMMC model.
Requiredfor conductingLevel 2 formal assessments.
Can be part of a C3PAO assessment team or lead it.
Source: CMMC Assessment Process (CAP) v1.0, Section 2.3 - Assessment Team Composition
"Level 2 assessments must be led by a Certified CMMC Assessor (CCA), who may be supported by one or more CCPs."
#Step 2: Citizenship Requirements
CAP v1.0 - Appendix B: Team Composition and Clearance Requirements
"All team members performing Level 2 assessments must be U.S. citizens when handling CUI, regardless of role." But forsupporting team members who do not handle CUIor inFCI-only scoping, there is no automatic exclusion based on citizenship.
So:
TheCCA leadsthe team.
CCPs can be team membersregardless of citizenship,unless restricted by contract or CUI handling needs.
#Why the Other Options Are Incorrect
A). The CCP leads the Level 2 Assessment Team...
#Incorrect. CCPscannot leadLevel 2 assessments.
B). The CCA leads... includes 3 CCP with US Citizenship.
#Incorrect. Citizenship is requiredonly when handling CUI, not a universal requirement.
D). The CCP leads...
#Again, CCPs donot have the authority to leadformal CMMC assessments.
Only aCertified CMMC Assessor (CCA)may lead aLevel 2 Assessment Team, and theymay include CCPs, evennon-U.S. citizens, if citizenship is not a requirement based on contractual or data sensitivity scope.
NEW QUESTION # 152
During the review of information that was published to a publicly accessible site, an OSC correctly identifies that part of the information posted should have been restricted. Which item did the OSC MOST LIKELY identify?
Answer: B
Explanation:
Understanding Federal Contract Information (FCI) and Publicly Accessible InformationFederal Contract Information (FCI)isnon-public informationprovided by or generated for the U.S. governmentunder a contractthat isnot intended for public release.
Key Characteristics of FCI:#FCI includesdetails related togovernment contracts, project specifics, and performance data.
#It must be protected under FAR 52.204-21, which requiresbasic safeguarding measuresto prevent unauthorized access.
#Posting FCI on a public site is a security violationsince it ismeant to be restrictedfrom public disclosure.
* A. FCI # Correct
* FCI must be protected from unauthorized access, and if it wasincorrectly published online, it should have been restricted.
* B. Change of leadership in the organization # Incorrect
* Leadership changes are typically public informationand do not require restriction unless they involve sensitive government-related security clearances.
* C. Launching of their new business service line # Incorrect
* Marketing and business announcementsare generallypublicly availableandnot restricted information.
* D. Public releases identifying major deals signed with commercial entities # Incorrect
* Commercial contracts and business deals are not considered FCIunless they involvegovernment contracts.
Why is the Correct Answer "A. FCI (Federal Contract Information)"?
* FAR 52.204-21 (Basic Safeguarding of Covered Contractor Information Systems)
* DefinesFCI as sensitive but unclassified informationthat must beprotected from public disclosure.
* CMMC 2.0 Level 1 Requirements
* Requires contractors toprotect FCI under basic cybersecurity standardsto prevent unauthorized exposure.
* DoD Guidance on FCI Protection
* States thatpublishing FCI on public websites violates federal cybersecurity requirements.
CMMC 2.0 References Supporting This answer:
NEW QUESTION # 153
While conducting a CMMC Assessment, an individual from the OSC provides documentation to the assessor for review. The documentation states an incident response capability is established and contains information on incident preparation, detection, analysis, containment, recovery, and user response activities. Which CMMC practice is this documentation attesting to?
Answer: A
NEW QUESTION # 154
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