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PECB ISO-IEC-27001-Lead-Auditor 中文 Exam Syllabus Topics:

SectionWeightObjectives
Information Security Controls (ISO/IEC 27002:2022)25%- Control categories and implementation guidance
  • 1. Organizational controls
    • 2. Technological controls
      • 3. People controls
        • 4. Physical controls
          Requirements of ISO/IEC 27001:202230%- Support, operation, performance evaluation and improvement
          • 1. Resource management and competence
            • 2. Internal audit and management review
              • 3. Corrective action and continual improvement
                - Leadership and planning
                • 1. Management commitment and policy establishment
                  • 2. Information security objectives and risk treatment planning
                    - General requirements and ISMS scope definition
                    • 1. Understanding the organization and its context
                      • 2. Determining ISMS boundaries and applicability
                        Fundamental Concepts of Information Security15%- Overview of ISO/IEC 27000 family of standards
                        • 1. Structure and scope of ISO/IEC 27000 series
                          • 2. Relationship between ISO/IEC 27001 and other standards
                            - Information security principles and definitions
                            • 1. Confidentiality, integrity, availability
                              • 2. Risk management fundamentals
                                Auditing Principles and Practices30%- Audit preparation and planning
                                • 1. Development of audit plan and checklist
                                  • 2. Defining audit scope, criteria and methodology
                                    - Audit execution
                                    • 1. Identifying nonconformities and opportunities for improvement
                                      • 2. Conducting interviews and document reviews
                                        • 3. Collecting and verifying audit evidence
                                          - Audit reporting and follow-up
                                          • 1. Structure and content of audit report
                                            • 2. Corrective action verification and closure
                                              - Audit concepts and principles
                                              • 1. Audit types and objectives
                                                • 2. Independence, objectivity and evidence-based approach

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                                                  PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) Sample Questions (Q362-Q367):

                                                  NEW QUESTION # 362
                                                  當組織需要確定內部稽核計畫所需的資源時,下列哪一個問題不會影響其預期結果的實現?

                                                  Answer: C

                                                  Explanation:
                                                  While competence is important for an effective ISMS, the specific competence records of the ISMS manager are less relevant when determining resources for the internal audit program. The focus should be on resources directly related to the audit process itself. Here's why the other options matter:
                                                  * A . Availability of competent auditors and technical experts: Crucial for conducting thorough audits and accurately assessing the ISMS.
                                                  * C . Availability of the necessary documented information: Essential for auditors to review policies, procedures, and records related to the ISMS.
                                                  * D . Impact of different time zones: Can affect scheduling, coordination, and communication during the audit, potentially requiring additional resources.
                                                  Reference:
                                                  * ISO/IEC 27001:2022, Section 9.2 (Internal Audit): Emphasizes the need for competent auditors and emphasizes planning the audit program.


                                                  NEW QUESTION # 363
                                                  ISMS (1)----------------幫助確定 (2)----------------,

                                                  Answer: A

                                                  Explanation:
                                                  Management review is a crucial component of an ISMS that helps determine opportunities for continual improvement. Through management review, an organization assesses the performance and effectiveness of its ISMS, including reviewing opportunities for improvements and the need for changes to the ISMS, including the security policy and security objectives.


                                                  NEW QUESTION # 364
                                                  場景 2:Knight 是一家來自美國北加州的電子公司,開發電玩遊戲機。 Knight 在全球擁有 300 多名員工。在成立五週年之際,他們決定推出 G-Console,這是一款面向全球市場的新一代電玩遊戲機。 G-Console被認為是2021年的終極媒體機,將為玩家帶來最佳的遊戲體驗。
                                                  主機包將包括一副 VR 耳機、兩個
                                                  遊戲和其他禮物。
                                                  多年來,公司透過誠信、誠實和尊重客戶而建立了良好的聲譽。這種良好的聲譽是大多數熱衷遊戲玩家在Knight的G-console一上市就想擁有它的原因之一。
                                                  Knight 除了是一家非常以客戶為導向的公司之外,
                                                  也因其開發品質獲得了遊戲產業的廣泛認可。他們的價格比合理標準允許的要高一些。
                                                  儘管如此,對於 Knight 的大多數忠實客戶來說,這並不是一個問題,因為它們的品質是一流的。
                                                  作為世界頂級視訊遊戲機開發商之一,Knight 也經常成為惡意活動的焦點。該公司的 ISMS 已投入運作一年多了。 ISMS 範圍包括 Knight 的所有部門(財務和人力資源部門除外)。
                                                  最近,奈特的一些包含專有資訊的文件被駭客洩露。 Knight 的事件回應團隊 (IRT) 立即開始分析系統的每個部分以及事件的詳細資訊。
                                                  IRT 的第一個懷疑是 Knight 的員工使用了弱密碼,因此很容易被未經授權存取其帳戶的駭客破解。然而,在仔細調查該事件後,IRT 確定駭客透過擷取檔案傳輸協定 (FTP) 流量來存取帳戶。
                                                  FTP 是一種用於在帳戶之間傳輸檔案的網路協定。它使用明文密碼進行身份驗證。
                                                  受此資訊安全事件的影響,在IRT的建議下,Knight決定用Secure Shell (SSH)協定取代FTP,這樣任何捕獲流量的人都只能看到加密的資料。
                                                  在這些變化之後,奈特進行了風險評估,以驗證控制措施的實施是否已將類似事件的風險降至最低。該過程的結果得到了 ISMS 專案經理的批准,他聲稱實施新控制措施後的風險等級符合公司的風險接受程度。
                                                  根據該場景,回答以下問題:
                                                  根據情境 2,ISMS 範圍不適用於 Knight 的財務和人力資源部門。這是可以接受的嗎?

                                                  Answer: C


                                                  NEW QUESTION # 365
                                                  場景3:NightCore是一家總部位於美國的跨國科技公司,專注於電子商務、雲端運算、數位串流媒體和人工智慧。在實施資訊安全管理系統 (ISMS) 8 個多月後,他們聘請了認證機構進行第三方審核,以獲得 ISO/IEC 27001 認證。
                                                  認證機構成立了一個由七名審核員組成的團隊。傑克是最有經驗的審核員,被任命為審核組組長。多年來,他獲得了許多知名認證,例如 ISO/IEC 27001 首席審核員、CISA、CISSP 和 CISM。
                                                  Jack 透過研究和評估 NightCore 實施的每項資訊安全要求和控制,對 ISMS 審查的每個階段進行了全面分析。在第二階段審核期間。傑克發現了一些不合格項。在將購買的軟體許可證發票數量與軟體庫存進行比較後,傑克發現該公司的許多電腦一直在使用非法版本的軟體。他決定要求高階主管對這項違規行為做出解釋,看看他們是否意識到這一點。他的下一步是審計 NightCore 的 IT 部門。高層指派 NightCore 的系統管理員 Tom 擔任指導,陪伴 Jack 和稽核團隊了解系統和數位資產基礎設施的內部運作。
                                                  在採訪財務部的一名成員時,審計人員發現該公司最近向其一名顧問進行了一些不尋常的大額交易。收集有關交易的所有必要詳細資訊後。傑克決定直接訪問高階主管。
                                                  在討論第一個不合格項時,高階主管告訴傑克,他們願意決定使用複製軟體而不是原始軟體,因為它更便宜。 Jack向NightCore的高層解釋說,使用非法版本的軟體違反了ISO/IEC 27001和國家法律法規的要求。然而,他們似乎對此感到滿意。
                                                  在審計幾個月後,Jack 將他在審計期間收集的一些 NightCore 資訊出售給了 NightCore 的競爭對手,以獲取巨額資金。
                                                  根據該場景,回答以下問題:
                                                  根據情境 3。

                                                  Answer: C

                                                  Explanation:
                                                  By using illegal versions of software, NightCore ignored the control about intellectual property rights under Annex A.8.1.1 of ISO/IEC 27001, which requires the protection of organizational records to include intellectual property and personal information held in the form of data or software.
                                                  References: ISO/IEC 27001:2013 Standard, Annex A.8.1.1 (Responsibility for assets)


                                                  NEW QUESTION # 366
                                                  場景 5:Cobt。位於倫敦的保險公司,提供各種商業、工業和人壽保險解決方案。近年來,Cobt 的客戶數量大幅增加。由於需要處理大量數據,該公司認為通過 ISO/IEC 27001 認證將為資訊安全帶來許多好處,並表明其對持續改進的承諾。儘管該公司擅長進行定期風險評估,但實施 ISMS 會為其日常營運帶來重大變化。在風險評估過程中,發現了一種風險,即組織的內部控制機制未能發現或預防重大缺陷。
                                                  公司遵循一套方法論來實施 ISMS,並在僅僅幾個月後就建立了可運行的 ISMS。分配了審核團隊成員的職責。
                                                  Sarah 承認,儘管 Cobt 通過提供多樣化的商業和保險解決方案實現了顯著擴張,但它仍然依賴於一些手動流程。 ,特別是關於被審計方的可用性和合作以及獲取證據的管道。在本案中,Cobt的拒絕引發了人們對審計的完整性及其提供合理保證的能力的質疑。針對這些情況,Sarah決定在簽署認證協議之前退出審核,並將她的決定告知了Cobt和認證機構。做出這項決定是為了確保遵守審計原則並保持透明度,突顯了她始終如一地堅持這些原則的承諾。
                                                  根據上述情景,回答以下問題:
                                                  根據情境 5,Cobt 表示審計計畫沒有正確反映他們最近對審計範圍所做的變更。在這種情況下莎拉該怎麼辦?

                                                  Answer: C

                                                  Explanation:
                                                  Comprehensive and Detailed In-Depth
                                                  C . Correct Answer: Changes to the audit scope must be approved by the auditee, the A . Incorrect: The audit schedule cannot be changed solely at Cobt's request-approval is required.
                                                  B . Incorrect: Audit scope is not limited to technological changes but includes organizational and procedural changes as well.
                                                  Relevant Standard Reference:
                                                  ISO 19011:2018 Clause 5.5.2 (Determining the Audit Scope and Schedule)


                                                  NEW QUESTION # 367
                                                  ......

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