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PECB ISO-IEC-27001-Lead-Auditor Exam Syllabus Topics:

SectionWeightObjectives
Information Security Management Systems (ISMS) and the ISO/IEC 27001 Standard15%- Fundamental principles and concepts of information security
- Regulatory and legal considerations in information security
- Overview of ISO/IEC 27001 and its relationship with ISO/IEC 27002
Audit Principles and Audit Process20%- Audit evidence collection techniques
- Risk-based audit approach
- Audit types and stages ( initiation, planning, execution, reporting)
- Audit scope and objectives
- Audit sampling methodology
Audit Lifecycle and Competencies of the Lead Auditor25%- Leading an audit team
- Audit communication strategies
- Managing audit relationships with audited parties
- Conflict resolution during audits
- Audit follow-up and corrective action verification
Certification and Accreditation Framework15%- Principles of certification bodies
- Audit report preparation and documentation
- ISO/IEC 17021-1 requirements for certification bodies
- Certification decision process
- Surveillance and re-certification audits
ISMS Audit Based on ISO 19011 and ISO/IEC 17021-125%- Auditing risk assessment and treatment processes
- Auditing control selection and implementation (Annex A)
- Measuring, monitoring, and reporting ISMS performance
- Auditing the context of the organization
- Auditing leadership commitment
- Auditing organizational structure and roles
- Continual improvement processes

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PECB Certified ISO/IEC 27001 Lead Auditor exam Sample Questions (Q404-Q409):

NEW QUESTION # 404
The following are definitions of Information, except:

Answer: A

Explanation:
The definition of information that is not correct is C: mature and measurable data. This is not a valid definition of information, as information does not have to be mature or measurable to be considered as such. Information can be any data that has meaning or value for someone or something in a certain context. Information can be subjective, qualitative, incomplete or uncertain, depending on how it is interpreted or used. Mature and measurable data are characteristics that may apply to some types of information, but not all. The other definitions of information are correct, as they describe different aspects of information, such as accuracy and timeliness (A), specificity and organization (B), and understanding and uncertainty reduction (D). ISO/IEC
27001:2022 defines information as "any data that has meaning" (see clause 3.25). References: CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course, ISO/IEC 27001:2022 Information technology
- Security techniques - Information security management systems - Requirements, What is Information?


NEW QUESTION # 405
Which two of the following phrases would apply to "audit objectives"?

Answer: C,D

Explanation:
The audit objectives are the purpose and scope of an audit, as defined by the audit client and the auditor. According to the ISO/IEC 27001 standard, the audit objectives for an ISMS audit may include determining the extent of conformity of the ISMS with the audit criteria, evaluating the ability of the ISMS to ensure the organization meets its information security objectives, and identifying potential areas for improvement of the ISMS12. References: = 1: PECB Candidate Handbook - ISO/IEC 27001 Lead Auditor, page 192: ISO/IEC 27007:2011 Information technology - Security techniques - Guidelines for information security management systems auditing, clause 4.2.1.


NEW QUESTION # 406
You are an ISMS audit team leader tasked with conducting a follow-up audit at a client's data centre.
Following two days on-site you conclude that of the original 12 minor and 1 major nonconformities that prompted the follow-up audit, only 1 minor nonconformity still remains outstanding.
Select four options for the actions you could take.

Answer: B,D,F,G

Explanation:
The four options for the actions you could take are A, C, F, and G. These options are consistent with the guidance and requirements of ISO 19011:2018, Clause 6.712. You could agree with the auditee/audit client how the remaining nonconformity will be cleared, by when, and how its clearance will be verified (A), and document the agreement in the audit report1. You could close the follow-up audit as the organisation has demonstrated it is committed to clearing the nonconformities raised , and report the outcome to the audit client and other relevant parties1. You could note the progress made but hold the audit open until all corrective action has been cleared (F), and determine the need for another follow-up audit or other actions1.
You could also advise the individual managing the audit programme of any decision taken regarding the outstanding nonconformity (G), as they are responsible for the overall management and coordination of the audit programme3. The other options are either not appropriate or not necessary for the situation. You should not recommend that the outstanding minor nonconformity is dealt with at the next surveillance audit (B), as this may compromise the audit objectives and the audit programme1. You should not recommend suspension of the organisation's certification as they have failed to implement the agreed corrections and corrective actions within the agreed timescale (D), as this is not within your role or authority as an ISMS auditor4. You should not advise the auditee that you will arrange for the next audit to be an online audit to deal with the outstanding nonconformity (E), as this may not be feasible or effective depending on the nature and complexity of the nonconformity1. You should not conduct an unannounced follow-up audit on-site to review the one outstanding minor nonconformity once it has been cleared (H), as this may not be in accordance with the audit agreement or the audit programme1. References: 1: ISO 19011:2018, Guidelines for auditing management systems, Clause 6.7 \n2: PECB Certified ISO/IEC 27001 Lead Auditor Exam Preparation Guide, Domain 6: Closing an ISO/IEC 27001 audit \n3: ISO 19011:2018, Guidelines for auditing management systems, Clause 5.3 \n4: ISO/IEC 27006:2022, Information technology - Security techniques - Requirements for bodies providing audit and certification of information security management systems, Clause 9.6


NEW QUESTION # 407
You are an experienced ISMS audit team leader, talking to an Auditor in training who has been assigned to your audit team. You want to ensure that they understand the importance of the Check stage of the Plan-Do-Check-Act cycle in respect of the operation of the information security management system.
You do this by asking him to select the words that best complete the sentence:
To complete the sentence with the best word(s), click on the blank section you want to complete so that it is highlighted in red, and then click on the applicable text from the options below. Alternatively, you may drag and drop the option to the appropriate blank section.

Answer:

Explanation:


NEW QUESTION # 408
What is the standard definition of ISMS?

Answer: C


NEW QUESTION # 409
......

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