ちなみに、PassTest ISO-IEC-27001-Lead-Auditorの一部をクラウドストレージからダウンロードできます：https://drive.google.com/open?id=1Zyub7fn6mwXZDCpg8THL4zOUTAN1ZeMY
PassTestは多種なPECB認証試験を受ける方を正確な資料を提供者でございます。弊社の無料なISO-IEC-27001-Lead-Auditorサンプルを遠慮なくダウンロードしてください。
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Certification and Accreditation Framework | 15% | - Principles of certification bodies - Surveillance and re-certification audits - Audit report preparation and documentation - Certification decision process - ISO/IEC 17021-1 requirements for certification bodies |
| Topic 2: Information Security Management Systems (ISMS) and the ISO/IEC 27001 Standard | 15% | - Fundamental principles and concepts of information security - Overview of ISO/IEC 27001 and its relationship with ISO/IEC 27002 - Regulatory and legal considerations in information security |
| Topic 3: Audit Lifecycle and Competencies of the Lead Auditor | 25% | - Conflict resolution during audits - Managing audit relationships with audited parties - Audit follow-up and corrective action verification - Leading an audit team - Audit communication strategies |
| Topic 4: ISMS Audit Based on ISO 19011 and ISO/IEC 17021-1 | 25% | - Measuring, monitoring, and reporting ISMS performance - Auditing the context of the organization - Auditing organizational structure and roles - Auditing risk assessment and treatment processes - Auditing leadership commitment - Auditing control selection and implementation (Annex A) - Continual improvement processes |
| Topic 5: Audit Principles and Audit Process | 20% | - Audit evidence collection techniques - Audit scope and objectives - Audit types and stages ( initiation, planning, execution, reporting) - Audit sampling methodology - Risk-based audit approach |
>> ISO-IEC-27001-Lead-Auditor関連復習問題集 <<
常にPECB ISO-IEC-27001-Lead-Auditor試験に参加する予定があるお客様は「こちらの問題集には、全部で何問位、掲載されておりますか？」といった質問を提出しました。心配なくて我々PassTestのPECB ISO-IEC-27001-Lead-Auditor試験問題集は実際試験のすべての問題種類をカバーします。70％の問題は解説がありますし、試験の内容を理解しやすいと助けます。
質問 # 289
You are performing an ISMS audit at a residential nursing home railed ABC that provides healthcare services.
The next step in your audit plan is to verify the effectiveness of the continual improvement process. During the audit, you learned most of the residents' family members (90%) receive WeCare medical device promotional advertisements through email and SMS once a week via ABC's healthcare mobile app. All of them do not agree on the use of the collected personal data (or marketing or any other purposes than nursing and medical care on the signed service agreement with ABC. They have very strong reason to believe that ABC is leaking residents' and family members' personal information to a non-relevant third party and they have filed complaints.
The Service Manager says that all these complaints have been treated as nonconformities, and the corrective actions have been planned and implemented according to the Nonconformity and Corrective management procedure. The corrective action involved stopping working with WeCare the medical device manufacturer immediately and asking them to delete all personal data received as well as sending an apology email to all residents and their family members.
You are preparing the audit findings. Select one option of the correct finding.
正解：C
解説：
Explanation
According to ISO 27001:2022 clause 8.1.4, the organisation shall ensure that externally provided processes, products or services that are relevant to the information security management system are controlled. This includes implementing appropriate contractual requirements related to information security with external providers, such as customers who send ICT equipment for reclamation12 In this case, ABC is a residential nursing home that provides healthcare services to its residents and collects their personal data and their family members' personal data. ABC has a signed service agreement with the residents' family members that states that the collected personal data will not be used for marketing or any other purposes than nursing and medical care. However, ABC has violated this contractual requirement by sharing the personal data with WeCare, a medical device manufacturer, who has used the data to send promotional advertisements to the residents' family members via email and SMS. This has caused dissatisfaction and complaints from the residents' family members, who have a strong reason to believe that ABC is leaking their personal information to a non-relevant third party.
Therefore, the audit finding is a nonconformity with clause 8.1.4 of ISO 27001:2022, as ABC has failed to control the externally provided processes, products or services that are relevant to the information security management system, and has breached the contractual requirements related to information security with its customers. The fact that ABC has taken corrective actions to stop working with WeCare and to apologise to the customers does not eliminate the nonconformity, but only mitigates its consequences. The nonconformity still needs to be recorded, evaluated, and reviewed for effectiveness and improvement.
References:
1: ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) Course by CQI and IRCA Certified Training 1 2: ISO/IEC 27001 Lead Auditor Training Course by PECB 2
質問 # 290
Scenario 3: Rebuildy is a construction company located in Bangkok.. Thailand, that specializes in designing, building, and maintaining residential buildings. To ensure the security of sensitive project data and client information, Rebuildy decided to implement an ISMS based on ISO/IEC 27001. This included a comprehensive understanding of information security risks, a defined continual improvement approach, and robust business solutions.
The ISMS implementation outcomes are presented below
*Information security is achieved by applying a set of security controls and establishing policies, processes, and procedures.
*Security controls are implemented based on risk assessment and aim to eliminate or reduce risks to an acceptable level.
*All processes ensure the continual improvement of the ISMS based on the plan-do-check-act (PDCA) model.
*The information security policy is part of a security manual drafted based on best security practices Therefore, it is not a stand-alone document.
*Information security roles and responsibilities have been clearly stated in every employees job description
*Management reviews of the ISMS are conducted at planned intervals.
Rebuildy applied for certification after two midterm management reviews and one annual internal audit Before the certification audit one of Rebuildy's former employees approached one of the audit team members to tell them that Rebuildy has several security problems that the company is trying to conceal. The former employee presented the documented evidence to the audit team member Electra, a key client of Rebuildy, also submitted evidence on the same issues, and the auditor determined to retain this evidence instead of the former employee's. The audit team member remained in contact with Electra until the audit was completed, discussing the nonconformities found during the audit. Electra provided additional evidence to support these findings.
At the beginning of the audit, the audit team interviewed the company's top management They discussed, among other things, the top management's commitment to the ISMS implementation. The evidence obtained from these discussions was documented in written confirmation, which was used to determine Rebuildy's conformity to several clauses of ISO/IEC 27001 The documented evidence obtained from Electra was attached to the audit report, along with the nonconformities report. Among others, the following nonconformities were detected:
*An instance of improper user access control settings was detected within the company's financial reporting system.
*A stand-alone information security policy has not been established. Instead, the company uses a security manual drafted based on best security practices.
After receiving these documents from the audit team, the team leader met Rebuildy's top management to present the audit findings. The audit team reported the findings related to the financial reporting system and the lack of a stand-alone information security policy. The top management expressed dissatisfaction with the findings and suggested that the audit team leader's conduct was unprofessional, implying they might request a replacement. Under pressure, the audit team leader decided to cooperate with top management to downplay the significance of the detected nonconformities. Consequently, the audit team leader adjusted the report to present a more favorable view, thus misrepresenting the true extent of Rebuildy's compliance issues.
Based on the scenario above, answer the following question:
Question:
Which action described in Scenario 3 indicates that the audit team leader violated the independence principle?
正解：A
解説：
Comprehensive and Detailed In-Depth Explanation:
* A. Correct Answer:
* Independence is compromised when an auditor alters audit findings under pressure.
* The audit team leader misrepresented compliance, violating ISO 19011's principles of objectivity and integrity.
* B. Incorrect:
* Including anonymous evidence in an audit report is acceptable as long as it is verified.
* C. Incorrect:
* While revealing confidential information would be unethical, it was not mentioned in the scenario.
Relevant Standard Reference:
* ISO 19011:2018 Clause 4 (Principles of Auditing: Independence and Objectivity)
質問 # 291
The following are the guidelines to protect your password, except:
正解：A、B
質問 # 292
You are carrying out your first third-party ISMS surveillance audit as an audit team leader. You are presently in the auditee's data centre with another member of your audit team and the organisation's guide.
You request access to a locked room protected by a combination lock and iris scanner. The room contains several rows of uninterruptable power supplies along with several data cabinets containing client-supplied equipment, predominantly servers, and switches.
You note that there is a gas-based fire extinguishing system in place. A label indicates that the system requires testing every 6 months however the most recent test recorded on the label was carried out by the manufacturer 12 months ago.
Based on the scenario above which two of the following actions would you now take?
正解：A、E
質問 # 293
The following options are key actions involved in a first-party audit. Order the stages to show the sequence in which the actions should take place.
正解：
解説：
Explanation:
The correct order of the stages is:
* Prepare the audit checklist
* Gather objective evidence
* Review audit evidence
* Document findings
* Audit preparation: This stage involves defining the audit objectives, scope, criteria, and plan. The auditor also prepares the audit checklist, which is a list of questions or topics that will be covered during the audit. The audit checklist helps the auditor to ensure that all relevant aspects of the ISMS are addressed and that the audit evidence is collected in a systematic and consistent manner12.
* Audit execution: This stage involves conducting the audit activities, such as opening meeting, interviews, observations, document review, and closing meeting. The auditor gathers objective evidence, which is any information that supports the audit findings and conclusions. Objective evidence can be qualitative or quantitative, and can be obtained from various sources, such as records, statements, physical objects, or observations123.
* Audit reporting: This stage involves reviewing the audit evidence, evaluating the audit findings, and documenting the audit results. The auditor reviews the audit evidence to determine whether it is sufficient, reliable, and relevant to support the audit findings. The auditor evaluates the audit findings to determine the degree of conformity or nonconformity of the ISMS with the audit criteria. The auditor documents the audit results in an audit report, which is a formal record of the audit process and outcomes. The audit report typically includes the following elements123:
* An introduction clarifying the scope, objectives, timing and extent of the work performed
* An executive summary indicating the key findings, a brief analysis and a conclusion
* The intended report recipients and, where appropriate, guidelines on classification and circulation
* Detailed findings and analysis
* Recommendations for improvement, where applicable
* A statement of conformity or nonconformity with the audit criteria
* Any limitations or exclusions of the audit scope or evidence
* Any deviations from the audit plan or procedures
* Any unresolved issues or disagreements between the auditor and the auditee
* A list of references, abbreviations, and definitions used in the report
* A list of appendices, such as audit plan, audit checklist, audit evidence, audit team members, etc.
* Audit follow-up: This stage involves verifying the implementation and effectiveness of the corrective actions taken by the auditee to address the audit findings. The auditor monitors the progress and completion of the corrective actions, and evaluates their impact on the ISMS performance and conformity. The auditor may conduct a follow-up audit to verify the corrective actions on-site, or may rely on other methods, such as document review, remote interviews, or self-assessment by the auditee.
The auditor documents the follow-up results and updates the audit report accordingly123.
References:
* PECB Candidate Handbook ISO 27001 Lead Auditor, pages 19-25
* ISO 19011:2018 - Guidelines for auditing management systems
* The ISO 27001 audit process | ISMS.online
質問 # 294
......
これらすべてのISO-IEC-27001-Lead-Auditor学習教材で、あなたの成功は100％保証されます。さらに、無料のデモがあります。無料のデモでは、練習資料の内容について証明された経験に基づいた推測を提供します。 ISO-IEC-27001-Lead-Auditor試験の知識を、あなたのように成功することに熱心な熱心な試験受験者に伝えることで、彼らはそれを助けを提供する責任として扱います。あなたの情報の次の特徴を備えたISO-IEC-27001-Lead-Auditor学習ガイドを入手できる場合は、驚くべき進歩を遂げる準備をしてください。
ISO-IEC-27001-Lead-Auditor試験対策書: https://www.passtest.jp/PECB/ISO-IEC-27001-Lead-Auditor-shiken.html
P.S. PassTestがGoogle Driveで共有している無料かつ新しいISO-IEC-27001-Lead-Auditorダンプ：https://drive.google.com/open?id=1Zyub7fn6mwXZDCpg8THL4zOUTAN1ZeMY